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  • REGULATION AND LEGISLATION (5)
  • COURTS (3)
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  • MONEY MANAGEMENT (1)
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Author

  • (-) MARK SCHOEFF JR. (12)
SHOWING RESULTS 1 - 12 OF 12
  • 5th Circuit denies states' second attempt to defend DOL fiduciary rule

    May 22, 2018 01:00:00 AM

    The 5th U.S. Circuit Court of Appeals denied Tuesday another effort by attorneys general from California, New York and Oregon to defend the DOL's fiduciary rule.

  • States trying to save DOL fiduciary rule appeal rejection of effort to intervene

    May 17, 2018 01:00:00 AM

    Three states trying to save the Labor Department's fiduciary rule are appealing a decision by a federal court to deny their attempt to intervene in the case.

  • DOL fiduciary rule lawsuit withdrawn by fixed annuities group in DC federal court

    March 27, 2018 01:00:00 AM

    The National Association of Fixed Annuities withdrew its lawsuit against the DOL's fiduciary rule that was pending in the D.C. Circuit Court of Appeals.

  • SEC forging ahead on fiduciary rule despite DOL rule decision in 5th Circuit

    March 19, 2018 01:00:00 AM

    Jay Clayton said the SEC is moving forward on a fiduciary rule and its work would not be affected by a court decision striking down the DOL rule.

  • Meet the SEC nominees: One opposes the DOL fiduciary rule, one is a blank slate

    September 13, 2017 01:00:00 AM

    Republican Hester Peirce and Democrat Robert Jackson seek to fill two vacancies on the commission

  • Recent market volatility draws SEC scrutiny of ETFs

    October 16, 2015 01:00:00 AM

    Extraordinary financial market volatility in the late summer has prompted the Securities and Exchange Commission to look into how exchange-traded products are sold and priced.

  • FSOC approves money-fund recommendations for public comment

    November 13, 2012 12:00:00 AM

    A panel of federal financial regulators did on Tuesday what the Securities and Exchange Commission failed to do over the summer – release for public comment a proposal to reform money market mutual funds.

  • Putnam's Reynolds aims to put retirement security on election agenda

    May 10, 2012 01:00:00 AM

    In a presidential election with many competing issues already on the table for the Democrats and Republicans, Putnam Investments chief executive Robert Reynolds wants to turn the conversation to something more substantial: retirement issues.

  • Financial transactions tax maybe on Senate's agenda

    October 25, 2011 01:00:00 AM

    Sen. Tom Harkin, D-Iowa, is expected to introduce a bill that would impose a tax on financial transactions.

  • Pension tax breaks not off-limits to deficit fighters

    June 13, 2011 01:00:00 AM

  • Sen. Harkin proposes new retirement scheme to supplant 401(k)s

    March 09, 2011 12:00:00 AM

    Sen. Tom Harkin, D-Iowa, chairman of the Senate Health Education Labor and Pensions Committee, would like to create a new private retirement system that is based on professionally managed pools of retirement funds.

  • SEC funding at center of House turmoil

    February 21, 2011 12:00:00 AM

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  • Topics
    • Alternatives
    • Consultants
    • Coronavirus
    • Courts
    • Defined Contribution
    • ESG
    • ETFs
    • Hedge Funds
    • Industry Voices
    • Investing
    • Money Management
    • Opinion
    • Partner Content
    • Pension Funds
    • Private Equity
    • Real Estate
    • Russia-Ukraine War
    • SECURE Act 2.0
    • Special Reports
    • White Papers
  • Rankings & Awards
    • 1,000 Largest Retirement Plans
    • Top-Performing Managers
    • Largest Money Managers
    • DC Money Managers
    • DC Record Keepers
    • Largest Hedge Fund Managers
    • World's Largest Retirement Funds
    • Best Places to Work in Money Management
    • Excellence & Innovation Awards
    • WPS Innovation Awards
    • Eddy Awards
  • ETFs
    • Latest ETF News
    • Fund Screener
    • Education Center
    • Equities
    • Fixed Income
    • Commodities
    • Actively Managed
    • Alternatives
    • ESG Rated
  • ESG
    • Latest ESG News
    • The Institutional Investor’s Guide to ESG Investing
    • ESG Sustainability - Gaining Momentum
    • Climate Change: The Inescapable Opportunity
    • Impact Investing
    • 2022 ESG Investing Conference
    • ESG Rated ETFs
  • Defined Contribution
    • Latest DC News
    • DC Money Manager Rankings
    • DC Record Keeper Rankings
    • Innovations in DC
    • Trends in DC: Focus on Retirement Income
    • 2022 Defined Contribution East Conference
    • 2022 DC Investment Lineup Conference
  • Searches & Hires
    • Latest Searches & Hires News
    • Searches & Hires Database
    • RFPs
  • Performance Data
    • P&I Research Center
    • Earnings Tracker
    • Endowment Returns Tracker
    • Corporate Pension Contribution Tracker
    • Pension Fund Returns Tracker
    • Pension Risk Transfer Database
    • Future of Investments Research Series
    • Charts & Infographics
    • Polls
  • Careers
  • Events
    • View All Conferences
    • View All Webinars
    • 2022 Retirement Income Conference
    • 2022 Managing Pension Risk & Liabilities
    • 2022 WorldPensionSummit