Private equity firms take controlling interest in Focus Financial
April 19, 2017 01:00:00 AMFocus Financial Partners is extending its 11-year relationship with private equity investors, raising new questions about the likelihood of the RIA-rollup going public anytime soon.
ETFs are closing in record numbers
October 25, 2012 01:00:00 AMInvesting in Occupy Wall Street
November 14, 2011 12:00:00 AMIn perhaps the ultimate example of irony, the Occupy Wall Street movement now has its own stock index. Created by Minyanville Media Inc. columnist Michael Comeau, the tidy collection of eight stocks is designed to represent the kinds of corporate villains that have sent so many protesters into the streets.
ProShares offers another way to bet against Treasuries
August 20, 2009 01:00:00 AMEquity issues hitting market at record pace
July 03, 2009 01:00:00 AMRecord levels of stock issuance by public companies over the past several weeks could come back to haunt the market and hurt investors, at least in the near term.
Wall StreetÂ’s world turned upside down
May 04, 2009 01:00:00 AMAlthough it is far from over, the worst financial crisis in generations is already reshaping the financial services industry.
Short rules
April 08, 2009 01:00:00 AMThe SEC unanimously approved putting five variations of potential uptick rules to limit short selling out for public comment for the next 60 days.
Uptick split
January 28, 2009 12:00:00 AMShort shrift
January 08, 2009 12:00:00 AMThe knee-jerk reaction by regulators to restrict short selling in the midst of the stock marketÂ’s September nose dive might have done more harm than good, according to academic studies conducted in December.
IPO offers lone asset: a $4.6 billion lawsuit
November 18, 2008 12:00:00 AM