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SHOWING RESULTS
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  • COURTS (10)
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  • (-) GREG IACURCI (20)
SHOWING RESULTS 1 - 20 OF 20
  • LPL not selling Worksite Financial Solutions 401(k) platform

    July 27, 2018 01:00:00 AM

    LPL Financial will not sell its Worksite Financial Solutions 401(k) platform.

  • Fidelity backs away from being 'point in time' fiduciary for 401(k) plans

    July 18, 2018 01:00:00 AM

  • MetLife, Brighthouse sued for $500 million over missing pensioners

    June 20, 2018 01:00:00 AM

    MetLife and Brighthouse Financial have been sued for failing to pay at least $500 million in retirement benefits to thousands of pension plan participants.

  • Vanguard extends target-date fund dominance with 'unbelievable' growth

    March 06, 2018 12:00:00 AM

    Vanguard Group has extended its grip on the target-date fund market, reaching $623 billion in assets at the end of 2017.

  • Capital Group, sponsor of American Funds, wins 401(k) lawsuit

    January 26, 2018 12:00:00 AM

    Capital Group has won a lawsuit alleging the company profited at the expense of its employees by loading its 401(k) plan with costly in-house funds.

  • Fidelity charging new fee on Vanguard assets held in 401(k) plans

    January 23, 2018 12:00:00 AM

    Fidelity Investments has begun charging employers a fee on 401(k) assets held in Vanguard Group investment funds.

  • Wells Fargo sued, again, for using in-house funds in 401(k) plan

    November 21, 2017 12:00:00 AM

    Just as Wells Fargo & Co. escaped from the jaws of one 401(k) lawsuit over in-house funds, it's now ensnared in another.

  • Wells Fargo sees big target-date outflows from mutual funds

    November 20, 2017 12:00:00 AM

    Target-date funds are on track for a near-record year, but Wells Fargo & Co. doesn't seem to be participating in the boom.

  • Prudential wins appeal of 401(k) fee lawsuit

    October 12, 2017 01:00:00 AM

    Prudential Financial Inc. has again won a lawsuit alleging it breached its fiduciary duties by receiving revenue-sharing payments.

  • Vanguard outsources some 403(b) record keeping to Newport Group

    August 07, 2017 01:00:00 AM

  • MFS Investment Management sued over claims of self-dealing in 401(k) plans

    July 10, 2017 01:00:00 AM

    MFS Investment Management has been sued for alleged self-dealing in its company 401(k) plans.

  • Voya's win in 401(k) fee suit involving Financial Engines bodes well for other record keepers

    June 22, 2017 01:00:00 AM

    The dismissal of a lawsuit against Voya Financial for its relationship with 401(k) robo-adviser Financial Engines could be a harbinger of success for other major retirement plan record keepers locked in similar legal battles.

  • Putnam, Fidelity win respective 401(k) lawsuits

    June 20, 2017 01:00:00 AM

    Putnam Investments and Fidelity Investments have prevailed in separate legal fights centering on their fiduciary duty to retirement plans.

  • New York Life's MainStay lays off defined-contribution wholesalers amid challenging market

    June 16, 2017 01:00:00 AM

    MainStay Investments lays off some of its wholesalers calling on retirement plan advisers and consultants, as the defined contribution market grows increasingly challenging.

  • Capital Group sued for self-dealing in its 401(k) plan

    June 15, 2017 01:00:00 AM

    The Capital Group Cos. is being sued for allegedly reaping profits from its 401(k) plan at the expense of plan participants.

  • Merrill Lynch and Morgan Stanley: A tale of two fiduciary 401(k) business models

    March 24, 2017 01:00:00 AM

  • Empower telling 401(k) clients it won't be a fiduciary when DOL rule kicks in

    February 28, 2017 12:00:00 AM

    Empower Retirement, one of the largest record keepers of defined contribution plans in the U.S., is planning to send notices to its retirement plan clients affirming it does not intend to be a plan fiduciary if and when the Labor Department's conflict-of-interest rule's implementation phase begins.

  • J.C. Penney agrees to pay $4.5 million to settle stock-drop suit

    January 06, 2017 12:00:00 AM

    J.C. Penney is poised to pay $4.5 million to settle allegations over company stock in the firm's 401(k) plan, following a District Court's preliminary OK of the settlement.

  • Starwood Hotels targeted in 401(k) fee lawsuit alleging $29 million in damages

    December 21, 2016 12:00:00 AM

    The Starwood hotel chain is the most recent target in litigation alleging excessive 401(k) fees, with former employees claiming that high investment management and record-keeping costs caused retirement plan participants "well in excess of $25 million" in damages.

  • Fidelity targeted in another ERISA class-action suit

    December 17, 2015 12:00:00 AM

    Fidelity Management Trust Co. has been targeted in a class-action lawsuit for fiduciary breach under the Employee Retirement Income Security Act as a result of its alleged mismanagement of a stable value fund.

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