Money managers and retirement plan providers will be required to comply with climate-change disclosure rules under new proposals by the FCA.
Performance fees incurred by defined contribution plans investing in illiquid assets may be smoothed for five years starting Oct. 1.
The SEC delayed a decision for the second time on whether to approve the first bitcoin exchange-traded fund in the U.S.
The Labor Department under the Biden administration is looking to make its own stamp on the fiduciary debate, much like its predecessors.
Franklin Templeton plans to appeal a ruling by India's markets regulator after its local unit was barred from offering new debt funds.
The SEC is weighing several bitcoin ETF proposals and is soliciting comments on applications from Fidelity and SkyBridge Capital.
The SEC warned investors interested in mutual funds with exposure to the bitcoin futures market to weigh the risks carefully.
The CFA Institute is taking a closer look at special purpose acquisition companies to see what changes might be needed in three key areas.
Two key congressional Democrats would like the Government Accountability Office to conduct a review of target-date funds.
The U.K. Financial Conduct Authority is seeking industry input on a new type of illiquid fund aimed at defined contribution plans.
Australia's securities regulator is probing Westpac Banking over insider trading, just months after it settled money laundering charges.
More guidance and rule-making initiatives from the Employee Benefits Security Administration are expected this year on a host of issues.
U.S. regulators are considering tougher disclosure requirements for investment firms in response to the implosion of Archegos Capital.
Three key Republican senators want the Labor Department to reverse course on its decision to not enforce two Trump-era rules.
The DOL's non-enforcement policy for two Trump-era rules is welcome news for fiduciaries, but an ESG-investing boom isn't expected just yet.
The Department of Labor will not enforce two high-profile rules promulgated during the Trump administration.
The SEC's exam priorities in 2021 will focus on climate-related risks and conflicts of interests for brokers and investment advisers.
Marty Walsh will have a lot on his plate when he becomes labor secretary, but work on retirement issues is expected to continue.
The Biden administration is weighing reversing an agency rule that hampers retirement plan fiduciaries from directing money to ESG funds.
The European Commission is considering the inclusion of advice costs into the fee cap of pan-European personal pension products.
The Labor Department unveiled a final rule establishing a framework for fiduciaries on proxy voting and the use of proxy advisory firms.
A change in the White House is not expected to change pressure on Chinese companies in U.S. markets to be more transparent.
Missing participants and ESG-themed fund decisions were big targets for EBSA investigators.
The clock is ticking for the Labor Department to finalize its recent rule proposals before the Biden administration is sworn in.
Americans will no longer be able to invest in Chinese companies that support Chinese military or intelligence activity.