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SHOWING RESULTS 1 - 25 OF 37
  • LPL not selling Worksite Financial Solutions 401(k) platform

    July 27, 2018 01:00:00 AM

    LPL Financial will not sell its Worksite Financial Solutions 401(k) platform.

  • Fidelity backs away from being 'point in time' fiduciary for 401(k) plans

    July 18, 2018 01:00:00 AM

  • MetLife, Brighthouse sued for $500 million over missing pensioners

    June 20, 2018 01:00:00 AM

    MetLife and Brighthouse Financial have been sued for failing to pay at least $500 million in retirement benefits to thousands of pension plan participants.

  • Wells Fargo struggles to attract 401(k) business in wake of banking scandals

    May 16, 2018 01:00:00 AM

    Wells Fargo's retirement plan business has suffered following a string of negative stories related to operations within some units of the broader company.

  • SEC advice rule seeks to tighten reins on brokers

    April 19, 2018 01:00:00 AM

    The Securities and Exchange Commission appears to be cracking down on broker conduct in its investment advice overhaul.

  • Retirement coverage gap, 401(k) rollovers are big emerging threats for plan advisers

    April 16, 2018 01:00:00 AM

    The retirement plan coverage gap and rollovers from 401(k) plans to IRAs have emerged as two of the largest potential threats for retirement plan advisers.

  • Vanguard extends target-date fund dominance with 'unbelievable' growth

    March 06, 2018 12:00:00 AM

    Vanguard Group has extended its grip on the target-date fund market, reaching $623 billion in assets at the end of 2017.

  • 401(k) plan sponsors are increasingly hiring fiduciary advisers

    February 15, 2018 12:00:00 AM

    Employers sponsoring a 401(k) plan are increasingly hiring investment advisers who serve as fiduciaries to their retirement plan.

  • Financial Engines expands to small 401(k) plans with ADP partnership

    February 07, 2018 12:00:00 AM

    Financial Engines is partnering with record-keeper ADP to bring its advice and investment services down-market to small retirement plans.

  • Capital Group, sponsor of American Funds, wins 401(k) lawsuit

    January 26, 2018 12:00:00 AM

    Capital Group has won a lawsuit alleging the company profited at the expense of its employees by loading its 401(k) plan with costly in-house funds.

  • Fidelity charging new fee on Vanguard assets held in 401(k) plans

    January 23, 2018 12:00:00 AM

    Fidelity Investments has begun charging employers a fee on 401(k) assets held in Vanguard Group investment funds.

  • In rare move, investment adviser named as defendant in NYU retirement plan case

    January 16, 2018 12:00:00 AM

    In an unusual turn of events, the investment adviser to New York University's retirement plan has been named as a co-defendant in litigation attacking the plan's allegedly excessive fees.

  • Tax law's pass-through provision could harm 401(k) plans

    January 05, 2018 12:00:00 AM

    The new tax law's provision on pass-through businesses is proving to be one of the most challenging to dissect.

  • Allianz agrees to settle 401(k) fee lawsuit for $12 million

    January 02, 2018 12:00:00 AM

    Allianz has agreed to pay $12 million to settle a lawsuit alleging it peppered its company 401(k) plan with dozens of high-cost, in-house funds.

  • Wells Fargo sued, again, for using in-house funds in 401(k) plan

    November 21, 2017 12:00:00 AM

    Just as Wells Fargo & Co. escaped from the jaws of one 401(k) lawsuit over in-house funds, it's now ensnared in another.

  • Wells Fargo sees big target-date outflows from mutual funds

    November 20, 2017 12:00:00 AM

    Target-date funds are on track for a near-record year, but Wells Fargo & Co. doesn't seem to be participating in the boom.

  • Ted Benna, father of the 401(k), thinks tax reform that favors Roth plans is 'pretty stupid'

    October 30, 2017 01:00:00 AM

    Ted Benna, widely known as the father of the 401(k) plan, believes lessening the pre-tax contributions to a retirement plan is "pretty stupid."

  • Prudential wins appeal of 401(k) fee lawsuit

    October 12, 2017 01:00:00 AM

    Prudential Financial Inc. has again won a lawsuit alleging it breached its fiduciary duties by receiving revenue-sharing payments.

  • Vanguard outsources some 403(b) record keeping to Newport Group

    August 07, 2017 01:00:00 AM

  • MFS Investment Management sued over claims of self-dealing in 401(k) plans

    July 10, 2017 01:00:00 AM

    MFS Investment Management has been sued for alleged self-dealing in its company 401(k) plans.

  • Fidelity, American Century adopting new target-date fee tactic as cost pressures grow

    July 05, 2017 01:00:00 AM

    Two of the largest managers of target-date-fund assets, Fidelity Investments and American Century Investments, are changing how they assess fees in the multiasset funds.

  • Voya's win in 401(k) fee suit involving Financial Engines bodes well for other record keepers

    June 22, 2017 01:00:00 AM

    The dismissal of a lawsuit against Voya Financial for its relationship with 401(k) robo-adviser Financial Engines could be a harbinger of success for other major retirement plan record keepers locked in similar legal battles.

  • Putnam, Fidelity win respective 401(k) lawsuits

    June 20, 2017 01:00:00 AM

    Putnam Investments and Fidelity Investments have prevailed in separate legal fights centering on their fiduciary duty to retirement plans.

  • New York Life's MainStay lays off defined-contribution wholesalers amid challenging market

    June 16, 2017 01:00:00 AM

    MainStay Investments lays off some of its wholesalers calling on retirement plan advisers and consultants, as the defined contribution market grows increasingly challenging.

  • Capital Group sued for self-dealing in its 401(k) plan

    June 15, 2017 01:00:00 AM

    The Capital Group Cos. is being sued for allegedly reaping profits from its 401(k) plan at the expense of plan participants.

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