The DOL posted a large increase in enforcement actions in 2018, but has been far less active in providing guidance on hot-button issues.
SEC chief Robert Jackson Jr. wants Congress to give the agency more latitude to monitor risks associated with the leveraged loans market.
Stakeholders with a host of backgrounds are awaiting the SEC's final rule on Reg BI, the implications of which remain to be seen.
Financial trade groups urge changes to a proposed rule that would set a new method for calculating the exposure amount of derivatives.
States and trade groups want action and more clarity from the SEC on its standards-of-conduct package proposal.
Calls for more transparency could produce new regulations for proxy advisory firms.