SHOWING RESULTS 1 - 4 OF 4
Senator seeks information on private equity's role in retirement insurance products
March 17, 2022 01:12:17 PMSen. Sherrod Brown would like more information on the private equity industry's role in acquiring insurance products used for retirement.
DC plans still slow on moving alts into lineups
May 27, 2019 01:00:00 AMProponents of expanding the use of alternative investments in DC plans are optimistic federal regulators will ease current rules.
Lightyear Capital settles with SEC over excessive fee claims
January 03, 2019 12:00:00 AMLightyear Capital has paid $400,000 to settle SEC claims that it overcharged investors in its flagship funds for 16 years.
Fifth Street settles with SEC over expense misallocation, valuation review
December 04, 2018 12:00:00 AMFifth Street Asset Management will pay nearly $4 million to settle claims it misallocated some expenses to its former BDC clients.