Continental Bank
231 S. LaSalle St., Chicago, Ill. 60697; phone: (312) 828-4462; fax: (312) 828-1098
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Project-based employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Daily account valuation
Full custody/trust reporting
Securities lending
Performance analytics
Daily pricing and NAV calculations
GIC management
Lifestyle funds
Daily check issuance
Non-discrimination testing
IRA rollovers
Proxy tabulations
Prototype plans
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Changes to contribution allocations
Loan request processing
Performance data
Fund information
INVESTMENT MANAGEMENT:
Total defined contribution assets: $619 million
Defined contribution clients: 115
No. of participants in client plans: 238,000
Management services are provided through:
Proprietary mutual funds, run in-house
Commingled funds, run in-house
Commingled funds, run externally
GICs
Record-keeping/administrative services are supplied through:
An alliance with other firms
Contact: Greg Schedler
Coopers & Lybrand
1251 Avenue of the Americas, New York, N.Y. 10020; phone: (212) 536-2147; fax: (212) 536-2163
SERVICES PROVIDED:
Record-keeping/administration
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Daily account valuation
Interactive voice response
Live operator assistance
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Changes to contribution allocations
Loan request processing
Defined contribution clients: 550
No. of participants in client plans: 250
Record-keeping/administrative services are supplied through:
An in-house department
Alliance partners:
Mosaic, with Charles Schwab, which provides funds and trustee services
Contact: Derek Romanaux
Corestates Trust
& Investment Group
P.O. Box 7558, FC 1-3-86-9, Philadel phia, Pa. 19101-7558; phone: (215) 786-7960; fax: (215) 973-8603
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Project-based employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Prototype plan document
Participant newsletter
Discrimination testing
Audit reports
Electronic payroll transfer
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
Changes to contribution allocations
Loan request processing
Performance data
Withdrawal information
Loan modeling
INVESTMENT MANAGEMENT:
Daily account valuation is offered
Total defined contribution assets: $2 billion
Defined contribution clients: 300
No. of participants in client plans: 70,000
Management services are provided through:
Proprietary mutual funds, run in-house
Private label mutual funds, run externally
Commingled funds, run in-house
GICs
Record-keeping/administrative services are supplied through:
An in-house department
Contact: Marietta Castellano
W F Corroon
231 S. Bemiston, Suite 400, St. Louis, Mo. 63105; phone: (314) 725-0114; fax: (314) 725-2724
SERVICES PROVIDED:
Record-keeping/administration
On-going employee education
Project-based employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Individually designed, volume submitter and prototype documents
Coordination with defined benefit plans of benefit and deduction limits A full-service bundled product is not offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Changes to contribution allocations
Loan request/processing
Defined contribution clients: 950
No. of participants in client plans: 475,000
Management services are provided through:
An alliance
Record-keeping/administrative services are supplied through:
An in-house department
Contact: Stephen A. Robb
