New York Life Asset
Management
260 Cherry Hill Road, Parsippany, N.J. 07054; phone: (201) 331-2546; fax: (201) 331-2324
SERVICES PROVIDED:
Investment management
On-going employee education
Project-based employee education
On-going employee communications
Daily account valuation
IRA telephone customer service
800 number
A full-service bundled product is not offered
800-NUMBER SERVICES:
Account balance
Account transfers
Live operators
Performance data
Fund information
Retirement planning aid
INVESTMENT MANAGEMENT:
Total defined contribution assets: $179 million
Defined contribution clients: 360
Management services are provided through:
Proprietary mutual funds, run in-house
Private label mutual funds, run externally
GICs
Contact: Dean Landew
North Central Trust Co.
311 Main St., La Crosse, Wis. 54601; phone: (608) 782-1148; fax: (608) 784-3880
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Plan design
Enrollment assistance
On-going employee communications
Daily account valuation
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Changes to contribution allocations
Loan request/processing
INVESTMENT MANAGEMENT:
Total defined contribution assets: $150 million
Defined contribution clients: 75
No. of participants in client plans: 3,500
Management services are provided through:
Private label mutual funds, run externally
Commingled funds, run in-house
Commingled funds, run externally
Record-keeping/administrative services are supplied through:
An in-house department
Contact: John P. McCann
The Northern Trust
Co./Hazlehurst & Associates
50 S. LaSalle St., Chicago, Ill. 60675; phone: (312) 444-7070; fax: (312) 630-6062
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Project-based employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Trust services
Daily account valuation
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Changes to contribution allocations
Loan request/processing
Performance data
Retirement planning aid
Withdrawal information
Loan information
Plan information
INVESTMENT MANAGEMENT:
Total defined contribution assets: $15.5 billion
Defined contribution clients: 191
No. of participants in client plans: 1.8 million
Management services are provided through:
Proprietary mutual funds, run in-house
Commingled funds, run in-house
An alliance
Record-keeping/administrative services are supplied through:
An in-house department
A third-party administrator
An alliance with other firms
Alliance partners:
Hewitt; Mercer
Contact: Dennis Sain
Norwest Bank Minnesota
Sixth & Marquette, Minneapolis, Minn. 55479-0035; phone: (612) 667- 0523; fax: (612) 667-4620
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Project-based employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Daily account valuation
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Changes to contribution allocations
Loan request/processing
Performance data
Fund information
INVESTMENT MANAGEMENT:
Total defined contribution assets: $2.7 billion
Defined contribution clients: 1,600
No. of participants in client plans: 250,000
Management services are provided through:
Commingled funds, run in-house
Record-keeping/administrative services are supplied through:
An in-house department
Contact: Laurie B. Nordquist
Old Kent Bank and Trust Co.
1 Vandenberg Center, Grand Rapids, Mich. 49503; phone: (616) 771- 5000; fax: (616) 771-1404
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Daily account valuation
Retirement planning
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Changes to contribution allocations
Loan request/processing
Performance data
Fund information
INVESTMENT MANAGEMENT:
Total defined contribution assets: $2.1 billion
Defined contribution clients: 500
No. of participants in client plans: 17,000
Management services are provided through:
Proprietary mutual funds, run in-house
Commingled funds, run in-house
Record-keeping/administrative services are supplied through:
An in-house department
Contact: John Linabury
Pacific Corporate Group Inc.
1200 Prospect St., Suite 250, La Jolla, Calif. 92037; phone: (619) 456- 6000; fax: (619) 456-6018
SERVICES PROVIDED:
Investment management
Record-keeping/administration
Alternative asset advice
Private equity workshops
A full-service bundled product is not offered
Record-keeping/administrative services are supplied through:
An in-house department
Contact: Mark McKee
PaineWebber Trust Co.
1200 Harbor Blvd., Weehawken, N.J. 07087; phone: (201) 902-8082; fax: (201) 902-5395
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Changes to contribution allocations
Loan request/processing
Performance data
Fund information
Retirement planning aid
INVESTMENT MANAGEMENT:
Total defined contribution assets: $1 billion
Defined contribution clients: 1,330
No. of participants in client plans: 150,000
Management services are provided through:
Commingled funds, run in-house
Record-keeping/administrative services are supplied through:
A third-party administrator
An alliance with other firms
Alliance partners:
Williams, Thacher & Rand - record-keeping
Contact: Teresa A. Barrett
Pathway Capital
Management L.P.
10877 Wilshire Blvd., Suite 610, Los Angeles, Calif. 90024; phone: (310) 443-4444; fax: (310) 443-4440
SERVICES PROVIDED:
Investment management
Design and implement private equity investment programs
Due diligence and reference checks on investment managers
Recommendations of private equity partnerships
Negotiation of limited partnership agreements
Monitoring of private equity portfolios
A full-service bundled product is not offered
INVESTMENT MANAGEMENT:
Total defined contribution assets: $3 billion
Defined contribution clients: 7
Management services are provided through:
Limited partnerships
Record-keeping/administrative services are supplied through:
Contact: David G. Sherman
Pension Portfolio Advisors
25800 Northwestern Highway,
Southfield, Mich. 48037; phone: (313) 746-6108; fax: (313) 746-6138
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Project-based employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Daily account valuation
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
24-hour access
Performance data
Fund information
Management services are provided through:
Commingled funds, run externally
Record-keeping/administrative services are supplied through:
An alliance with other firms
Alliance partners:
Meeks & Co. - record-keeping
Contact: Scott Kremer
