The following firms were not included in Pensions & Investments' May 13 money manager profiles issue.
Allegiance Capital Inc.
300 Pacific Coast Highway, Suite 305, Huntington Beach, Calif. 92648; phone: (714) 969-0521; fax: (714) 969-2677
($ millions)
Total assets managed447
Total tax-exempt assets382
U.S. tax-exempt assets.........382
U.S. bond, active382
Defined contribution assets70
Allegiance Capital Inc. is an active bond manager using yield spread analysis.
Bill Mawhorter is chief investment officer; Bob Southard is client contact.
Amivest Capital
Management
767 Fifth Ave., New York, N.Y. 10153; phone: (212) 688-6667; fax: (212) 486-5727
($ millions)
Total assets:
Assigned to other firms504
U.S. tax-exempt:
Assigned to other firms494
Amivest Capital Management, a manager of managers, offers equity, balanced and fixed-income portfolios through active selection of mutual funds.
Philip A. Cannistraro is chief investment officer; Emmanuel Sella is client contact.
Barnett Banks Trust Co. N.A.
P.O. Box 40200, Jacksonville, Fla. 32203-0200; phone: (904) 464-1237; fax: (904) 464-2299
($ millions)
Total assets managed11,828
Total tax-exempt assets1,673
U.S. tax-exempt assets.........1,673
U.S. equity, enhanced index9
U.S. equity, active632
U.S. bond, active932
Mutual fund assets managed3,525
Defined contribution assets411
Barnett Banks Trust Co. N.A. is an active large-and small-cap growth equity manager using a bottom-up quantitative approach. In fixed income, it's active, using interest rate anticipation and sector rotation.
The parent is Barnett Banks Inc.
John L. Allen is chief investment officer; Brian K. Monroe is client contact.
Richard C. Blum
& Associates L.P.
909 Montgomery St., Suite 400, San Francisco, Calif. 94133; phone: (415) 434-1111; fax: (415) 434-3130
($ millions)
Total assets managed695
Total tax-exempt assets400
U.S. tax-exempt assets.........400
Foreign equity, active11
U.S. equity, active371
Private placements (bond)2
High-yield bonds16
Richard C. Blum & Associates L.P. is an active midcap value equity manager using a bottom-up approach applying both quantitative and qualitative methods.
Richard C. Blum is chief investment officer; Peter E. Rosenberg and George F. Hamel Jr. are client contacts.
Cambridge Asset
Management Inc.
2001 W. Main St., Suite 225, Stamford, Conn. 06902; phone: (203) 359-3055; fax: (203) 359-4950
($ millions)
Total assets managed52
Total tax-exempt assets47
U.S. tax-exempt assets.........47
Dedicated/immunized assets15
U.S. bond, active32
Cambridge Asset Management Inc. is an active bond manager using interest rate anticipation.
The parent is Cambridge Financial Services Group.
Joseph De Angelis is chief investment officer; Mark Waite is client contact.
Capital Management Corp.
9030 Stony Point Parkway, Suite 150, Richmond, Va. 23235; phone: (804) 560-0301; fax: (804) 560-0401
($ millions)
Total assets managed220
Total tax-exempt assets96
U.S. tax-exempt assets.........96
The Capital Management Corp. is an active equity manager focusing on growth at a reasonable price, and an active bond manager using interest rate anticipation.
James F. Jollay is chief investment officer; William E. Heisler is client contact.
Cowen Asset Management
Financial Square, 31st Floor, New York, N.Y. 10005-3597; phone: (212) 495-6000; fax: (212) 495-4747
($ millions)
Total assets managed5,099
Total tax-exempt assets3,459
U.S. tax-exempt assets.........3,204
U.S. equity, active2,444
U.S. bond, active634
Mutual fund assets managed187
Defined contribution assets40
Cowen Asset Management is an active equity manager - offering income and growth, small-cap and value/conservative growth approaches - and an active core bond manager using interest rate anticipation and sector rotation.
The parent is Cowen & Co.
William R. Church is chief investment officer; Jack Estes is client contact.
Dean Investment Associates
2480 Kettering Tower, Dayton, Ohio 45423; phone: (800) 327-3656; fax: (513) 227-9304
($ millions)
Total assets managed3,689
Total tax-exempt assets2,347
U.S. tax-exempt assets.........1,072
Defined contribution assets1,096
Dean Investment Associates is an active large-cap value equity manager using both a top-down and a bottom-up qualitative approach. Fixed-income management, used in balanced portfolios, is active, using laddered Treasuries.
The parent is C.H. Dean & Associates.
Chauncey H. Dean is chief investment officer; John C. Riazzi is client contact.
Driehaus Capital
Management Inc.
25 E. Erie, Chicago, Ill. 60611; phone: (312) 587-3800; fax: (312) 587-3840
($ millions)
Total assets managed1,568
Total tax-exempt assets783
U.S. tax-exempt assets.........783
U.S. equity, active783
Driehaus Capital Management Inc. is an active small- and midcap growth equity manager using a bottom-up approach.
Richard H. Driehaus is chief investment officer; Martin Brown is client contact.
Eagle Asset Management
880 Carillon Parkway, P.O. Box 10520, St. Petersburg, Fla. 33733-0520; phone: (800) 237-3101; fax: (813) 573-8233
($ millions)
Total assets managed2,200
U.S. tax-exempt assets.........117
Barry Schneirov is client contact.
Executive Investment
Advisors Inc.
501 Office Center Drive, Suite 125, Fort Washington, Pa. 19034; phone: (215) 628-8800; fax: (215) 654-9774
($ millions)
Total assets managed263
Total tax-exempt assets168
U.S. tax-exempt assets.........126
U.S. equity, active10
U.S. bond, active110
Executive Investment Advisors Inc. is an active value equity manager using a qualitative top-down approach and an active fixed-income manager employing sector rotation.
Tarey R. Gabriele is chief investment officer; Francis M. Kinniry Jr. is client contact.
Fort Washington Investment
Advisors
420 E. Fourth St., P.O. Box 2388, Cincinnati, Ohio 45201-2388; phone: (513) 361-7670; fax: (513) 361-7689
($ millions)
Total assets managed7,289
Total tax-exempt assets652
U.S. tax-exempt assets.........652
U.S. equity, active280
U.S. bond, active372
Mutual fund assets managed67
Defined contribution assets40
Fort Washington Investment Advisors is a value-oriented large-cap quity manager using bottom-up and qualitative analysis. It also actively manages fixed-income securities, emphasizing sector rotation, duration and convexity analysis, and yield curve analysis.
The parent is Western-Southern Life Insurance Co.
William F. Ledwin is chief investment officer; Hal Maskery is client contact.
Geometry Capital Advisors
666 Fifth Ave., New York, N.Y. 10103; phone: (212) 262-5300; fax: (212) 581-4667
($ millions)
Total assets managed168
Total tax-exempt assets158
U.S. tax-exempt assets.........158
U.S. equity, active153
U.S. bond, active5
Geometry Capital Advisors Inc. is an active large- and small-cap value equity manager using a quantitative bottom-up approach.
The parent is Geometry Group.
John R. Galvin is chief investment officer and client contact.
Harris Associates L.P.
2 N. LaSalle St., Suite 500, Chicago, Ill. 60602; phone: (312) 621-0600; fax: (312) 621-0233
($ millions)
Total assets managed7,876
Total tax-exempt assets1,847
U.S. tax-exempt assets.........1,722
U.S. equity, active1,412
U.S. bonds, active241
Mutual fund assets managed4,134
Harris Associates L.P. is an active large-cap value equity manager using a bottom-up fundamental approach and an active fixed-income manager using high-quality, short- to intermediate-maturity bonds.
In addition to the assets listed above, the firm oversees $35 million in U.S. institutional assets that are managed by external firms.
The parent is New England Investment Cos. L.P.
Terrence W. Dunne is client contact.
Jamison, Eaton & Wood Inc.
39 Main St., Chatham, N.J. 07928; phone: (201) 635-6700; fax: (201) 635-7259
($ millions)
Total assets managed371
Total tax-exempt assets180
