401(k)21
Profit sharing111
Investment vehicle:
Mutual funds18
Separate accounts114
Asset mix:
Stocks55%
Bonds37%
Cash8%
Internally managed DC130
Client contact: Tom J. Anderle
Sanford C. Bernstein & Co.
767 Fifth Ave., New York, N.Y. 10153; phone: (212) 486-5800; fax: (212) 756-4405
($ millions)
Total DC assets4,498
Plan type:
401(k)1,315
Other3,183
Investment vehicle:
Mutual funds172
Separate accounts4,292
Other commingled34
Asset mix:
Stocks56%
Bonds44%
Internally managed DC4,498
Client contact: Michael F. McCarthy
BlackRock Financial
Management Inc.
345 Park Ave., 30th Floor, New York, N.Y. 10154; phone: (212) 754-5560; fax: (212) 935-1370
($ millions)
Total DC assets1,593
Plan type:
401(k)969
403(b)624
Investment vehicle:
Separate accounts1,593
Asset mix:
Bonds36%
Stable value64%
Internally managed DC1,593
Client contact: Barbara Novick
Boatmen's Trust Co.
100 N. Broadway, St. Louis, Mo. 63102; phone: (314) 466-3800; fax: (314) 466-3964
($ millions)
Total DC assets2,583
Plan type:
401(k)1,705
403(b)18
Other860
Life cycle assets2
Internally managed DC2,075
Client contact: Richard W. Hibbs
Brandes Investment
Partners L.P.
12750 High Bluff Drive, San Diego, Calif. 92130; phone: (619) 755-0239; fax: (619) 755-0916
($ millions)
Total DC assets7
Investment vehicle:
Mutual funds3
Separate accounts4
Asset mix:
Stocks100%
Internally managed DC7
Client contacts: John P. Arnold; Timothy C. Holt
Brinson Partners Inc.
209 S. LaSalle St., Chicago, Ill. 60604; phone: (312) 220-7100
($ millions)
Total DC assets2,432
Plan type:
401(k)1,943
Other489
Investment vehicle:
Mutual funds315
Separate accounts333
Other commingled1,784
Life cycle assets1,235
Asset mix:
Stocks50%
Bonds38%
Cash10%
Venture capital2%
Internally managed DC2,432
Client contact: Nicholas Rassas
BZW Barclays Global
Investors
46 Fremont St., San Francisco, Calif. 94105; phone: (415) 597-2000; fax: (415) 597-2694
($ millions)
Total DC assets30,669
Plan type:
401(k)5,433
457337
Other24,899
Investment vehicle:
Mutual funds735
Separate accounts3,468
Other commingled26,466
Life cycle assets3,884
Asset mix:
Stocks76%
Bonds21%
Stable value3%
Internally managed DC30,669
Client contact: Steve Rogers
Cadinha & Co. Inc.
900 Fort St. Mall, Suite 1240, Honolulu, Hawaii 96813; phone: (808) 523-9488; fax: (808) 526-9725
($ millions)
Total DC assets120
Plan type:
401(k)10
Other110
Investment vehicle:
Separate accounts120
Asset mix:
Stocks60%
Bonds36%
Cash4%
Internally managed DC120
Client contact: Gregg W. Robertson
Calamos Asset Management
111 E. Warrenville Road, Naperville, Ill. 60563; phone: (708) 245-7200; fax: (708) 245-7531
($ millions)
Total DC assets539
Plan type:
401(k)3
Other536
Investment vehicle:
Separate accounts539
Asset mix:
Stocks8%
Cash2%
Convertibles90%
Internally managed DC539
Client contact: Jonathan R. Blaze
Capital Guardian Trust Co.
333 S. Hope St., Los Angeles, Calif. 90071; phone: (213) 486-9200; fax: (213) 486-9217
($ millions)
Total DC assets2,051
Plan type:
401(k)1,083
4571
Other967
Investment vehicle:
Separate accounts1,458
Other commingled593
Life cycle assets123
Asset mix:
Stocks97%
Bonds3%
Internally managed DC2,051
Client contact: Jeff Paster
Capital Research
and Management Co.
333 S. Hope St., Los Angeles, Calif. 90071; phone: (213) 486-9200; fax: (213) 486-9979
($ millions)
Total DC assets19,450
Investment vehicle:
Mutual funds19,450
Internally managed DC19,450
Certus Asset Advisors
1 Bush St., Suite 450, San Francisco, Calif. 94104; phone: (415) 399-4450; fax: (415) 399-4499
($ millions)
Total DC assets7,000
Plan type:
401(k)5,000
403(b)2,000
Investment vehicle:
Separate accounts5,707
Other commingled1,293
Asset mix:
Cash4%
Stable value87%
Other9%
Client contact: James Gilmore
CIGNA Investments Inc.
P.O. Box 2975, Hartford, Conn. 06104; phone: (800) 997-6633; fax: (860) 726-3488
($ millions)
Total DC assets19,300
Plan type:
401(k)18,300
403(b)70
Other930
Investment vehicle:
Separate accounts8,700
Other commingled10,600
Life cycle assets165
Asset mix:
Stocks45%
Bonds48%
Other7%
Internally managed DC15,000
Client contact: Douglas E. Klinger
Columbia Management Co.
1300 S.W. Sixth Ave., P.O. Box 1350, Portland, Ore. 97207; phone: (503) 222-3600; fax: (503) 243-2630
($ millions)
Total DC assets3,704
Plan type:
401(k)1,485
Other2,219
Investment vehicle:
Mutual funds1,792
Other commingled1,912
Life cycle assets1,553
