INVESCO Retirement Plan
Services
1355 Peachtree N.E., Atlanta, Ga. 30309; phone: (800) 865-9782; fax: (303) 930-6541
(No. of participants)
Total200,000
Bundled (inc. in-house asset mgmt.)150,000
Investment mgmt. only50,000
Participants served exclusively200,000
Bundled services150,000
Investment mgmt. only50,000
SERVICES PROVIDED:
Plan design
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
Consulting services
TOLL-FREE NUMBER SERVICES
Account balance
Account transfers
24-hour access
Operators
Foreign language capability
Changes to contribution allocations
Loan request/processing
Performance data
Fund information
Retirement planning assistance
Client service rep available
SECURE PRIVATE NETWORK SERVICES
Account balance
Account transfers
24-hour access
Operators
Foreign language capability
Changes to contribution allocations
Loan request/processing
Performance data
Fund information
Retirement planning assistance
Client service rep available
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $21.4 billion
In-house investment management services are provided through:
*Internally managed mutual funds
*Internally managed commingled funds
*Internally managed separate accounts
*GICs
External investment management services are provided through:
Fund alliances
INVESCO Retirement Plan Services provides services to 308 sponsors: 195 for bundled services (including in-house investment management) and 113 for investment management only.
It has investment management partnerships with Vanguard; Fidelity; Dodge & Cox; Delaware Decatur; AIM; Putnam; Societes Generales; Franklin Templeton; GAM; John Hancock; Ariel; Companion; Dreyfus; General Electric; PVG; Regis; State Street; and Lincoln.
Investment Advisers Inc.
3700 First Bank Place, P.O. Box 357, Minneapolis, Minn. 55423; phone: (612) 326-2671; fax: (612) 376-8383
(No. of participants)
Total70,000
Investment mgmt. only70,000
SERVICES PROVIDED:
Plan design
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
Consulting services
TOLL-FREE NUMBER SERVICES
Account balance
Account transfers
24-hour access
Operators
Changes to contribution allocations
Loan request/processing
Performance data
Fund information
Retirement planning assistance
Client service rep available
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $695 million
In-house investment management services are provided through:
*Internally managed mutual funds
*Internally managed commingled funds
*Internally managed separate accounts
Investment Advisers Inc provides services to 140 sponsors, all for investment management only.
It has partnerships with in DCA in record keeping and third-party administration.
Paul Roach is client contact.
Janus
100 Fillmore St., Denver, Colo. 80206; phone: (800) 525-1068; fax: (303) 394-7697
(No. of participants)
Total685,000
Investment mgmt. only685,000
Participants served exclusively430,000
Investment mgmt. only430,000
SERVICES PROVIDED:
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
TOLL-FREE NUMBER SERVICES
24-hour access
Operators
Performance data
Fund information
Retirement planning assistance
Client service rep available
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $5.86 billion
In-house investment management services are provided through:
*Internally managed mutual funds
*Internally managed commingled funds
*Internally managed separate accounts
Janus provides services to 482 sponsors, all investment-management-only clients.
It offers performance data; fund information and retirement planning assistance through its website: www.JanusFunds.com.
It has record-keeping partnerships with Nationwide Life; Western Reserve; Aon; Copeland; Hewitt; H.J./Single Source; Kwasha Lipton; National Deferred; Northern Trust; New York Life; Sungard/Expediter; William M. Mercer; Federated Investors; Fidelity; Bankers Trust; Chemical; First Interstate; First Union; Fleet; Michigan National Bank; Norwest; PNC; Texas Commerce.
Lars Soderberg is client contact.
