Wachovia Asset Management
100 N. Main St., Winston-Salem, NC 27150-7121; phone: (336) 732-6139; fax: (336) 732-6131; wachovia.com
($ millions)
Total DC assets 16,747
Internally managed DC 3,125
Plan type:
401(k) 625
Other 2,500
Investment vehicle:
Mutual funds 1,406
Other commingled 1,719
Asset mix:
Stocks 52%
Bonds 40%
Cash 8%
Client contact: Hank Lane
Wanger Asset Management
227 W. Monroe, Suite 3000, Chicago, IL 60606; phone: (312) 634-9200; fax: (312) 634-1903; www.wanger.com
($ millions)
Total DC assets 496
Internally managed DC 496
Investment vehicle:
Variable annuities 496
Asset mix:
Stocks 93.6%
Cash 6.4%
Client contact: Merrillyn J. Kosier
Warburg Pincus Asset Management
466 Lexington Ave., New York, NY 10024; phone: (212) 878-5600; fax: (212) 878-5687; www.warburg.com
($ millions)
Total DC assets 1,987
Internally managed DC 1,987
Plan type:
401(k) 1,987
Investment vehicle:
Mutual funds 1,970
Separate accounts 17
Asset mix:
Stocks 92%
Bonds 8%
Client contact: Brady Lipp
Ward & Wissner Capital Management
24 Devon Way, Hastings-on-Hudson, NY 10706; phone: (914) 478-2233; fax: (914) 478-3028
($ millions)
Total DC assets 250
Internally managed DC 250
Plan type:
401(k) 250
Investment vehicle:
Separate accounts 250
Asset mix:
Bonds 95%
Cash 4%
Options, futures 1%
Client contact: Angelo Perri
525 Market St., 10th Floor, San Francisco, CA 94105; phone: (415) 396-4943; fax: (415) 543-2329
($ millions)
Total DC assets 2,065
Internally managed DC 2,065
Plan type:
401(k) 2,065
Investment vehicle:
Mutual funds 413
Separate accounts 677
Other commingled 975
Asset mix:
Stocks 43%
Bonds 26%
Cash 31%
Client contact: Mel Lindsey
Widmann, Siff & Co. Inc.
919 Conestoga Road, Building 3, Bryn Mawr, PA 19010; phone: (610) 520-0500; fax: (610) 520-0510
($ millions)
Total DC assets 52
Internally managed DC 52
Plan type:
401(k) 52
Investment vehicle:
Separate accounts 52
Asset mix:
Stocks 93%
Cash 7%
Client contact: Jeffery S. McCallum
Wilmington Trust Co.
1100 N. Market St., Wilmington, DE 19807; phone: (302) 651-8053; fax: (302) 655-6280; delawareadvantage.com
($ millions)
Total DC assets 244
Internally managed DC 244
Plan type:
401(k) 179
Other 65
Investment vehicle:
Mutual funds 12
Other commingled 232
Asset mix:
Stocks 50.4%
Bonds 32.1%
Other 17.5%
William D. Witter Inc.
153 East 53rd St., New York, NY 10022-4611; phone: (212) 753-7878; fax: (212) 486-7697
($ millions)
Total DC assets 2
Internally managed DC 2
Plan type:
401(k) 2
Investment vehicle:
Separate accounts 2
Asset mix:
Stocks 52.7%
Bonds 17.3%
Cash 30%
Client contact: William D. Witter
Wood Asset Management
2 North Tamiami Trail, Suite 1200, Sarasota, FL 34236; phone: (941) 361-2195; fax: (941) 906-9494
($ millions)
Total DC assets 2
Internally managed DC 2
Plan type:
Other 2
Investment vehicle:
Separate accounts 2
Asset mix:
Stocks 65%
Bonds 12%
Cash 4%
Convertible securities 19%
Client contact: Gary W. Wood
Yacktman Asset Management, Co.
303 W. Madison, Chicago, IL 60091; phone: (312) 201-9480; fax: (312) 201-1216
($ millions)
Total DC assets 149
Internally managed DC 149
Plan type:
401(k) 107
403(b) 20
457 5
Profit sharing 17
Investment vehicle:
Mutual funds 132
Separate accounts 17
Asset mix:
Stocks 92.1%
Cash 7.9%
Client contact: Jon D. Carlson
Zevenbergen Capital Inc.
601 Union St., Suite 2434, Seattle, WA 98101; phone: (206) 682-8469; fax: (206) 682-9625
($ millions)
Total DC assets 15
Internally managed DC 15
Plan type:
401(k) 5
Other 10
Investment vehicle:
Separate accounts 15
Asset mix:
Stocks 99%
Cash 1%
Client contact: Cindi Schoettler or Lisa Foley
