330 S. Executive Drive, Suite 301, Brookfield, WI 53005-4206; phone: (414) 782-3631; fax: (414) 782-0581; www.danainvestment.com
($ millions)
Total DC assets 100
Internally managed DC 94
Plan type:
Profit sharing/money purchase 94
Investment vehicle:
Separate accounts 94
Asset mix:
Stocks 22%
Bonds 73%
Cash 5%
Client contact: Douglas Classen
Delaware Investments
1 Commerce Square, 38th Floor, Philadelphia, PA 19103-3682; phone: (215) 255-1096
($ millions)
Total DC assets 3,400
Internally managed DC 3,400
Plan type:
401(k) 2,890
403(b) 340
457 13
Profit sharing 157
Investment vehicle:
Mutual funds 928
Separate accounts 2,472
Asset mix:
Stocks 60%
Bonds 35%
Cash 5%
Client contact: John C.E. Campbell
Denver Investment Advisors
1225 17th St., 26th Floor, Denver, CO 80206; phone: (303) 312-5000; fax: (303) 312-4900; www.denveria.com
($ millions)
Total DC assets 137
Internally managed DC 137
Plan type:
401(k) 137
Investment vehicle:
Mutual funds 135
Separate accounts 2
Asset mix:
Stocks 99%
Bonds 1%
Client contact: Dennis E. Larkin
Dimensional Fund Advisors
1299 Ocean Ave., Suite 150, Santa Monica CA 90401; phone: (310) 395-8005; fax: (310) 395-6140
($ millions)
Total DC assets 465
Internally managed DC 465
Plan type:
401(k) 457
403(b) 8
Investment vehicle:
Mutual funds 465
Asset mix:
Stocks 98.1%
Bonds 1.9%
Client contact: Maureen Connors
Dresdner RCM Global Investors
4 Embarcadero Center, San Francisco CA 94111; phone: (415) 954-5400; fax: (415) 954-8200
($ millions)
Total DC assets 1,483
Internally managed DC 1,483
Plan type:
401(k) 1,363
Other 120
Investment vehicle:
Mutual funds 408
Separate accounts 1,075
Asset mix:
Stocks 90%
Bonds 7%
Cash 3%
Client contact: Allan Martin
Dreyfus
200 Park Ave., New York, NY 10166; phone: (212) 922-6000; fax: (212) 922-6600; www.dreyfus.com
($ millions)
Total DC assets* 45,158
Internally managed DC 19,158
Plan type:
401(k) 16,207
403(b) 538
457 190
Profit sharing/money sharing 2,223
Investment vehicle:
Mutual funds 6,000
Separate accounts 10,908
Other commingled 2,250
Life cycle assets 253
Client contact: Joseph Eck
*Includes assets of Certus Asset Advisors, Dreyfus Retirement Services, Franklin Portfolio Associates LLC, Mellon Capital Corp. and Mellon Equity Associates LLC.
Duncan-Hurst Capital Management Inc.
4365 Executive Drive, Suite 1520, San Diego, CA 92121; phone: (619) 597-4800; fax: (619) 597-4802
($ millions)
Total DC assets 161
Internally managed DC 161
Plan type:
401(k) 161
Investment vehicle:
Separate accounts 161
Asset mix:
Stocks 98%
Cash 2%
Client contact: Kelly Thomson
