Wachovia Asset Management
100 N. Main, NC-37133, Winston-Salem, NC 27150; phone: (336) 732-5348; fax: (336) 732-6131; www.wachovia.com
($ millions)
Total DC assets 3,678
Internally managed 3,678
Plan type:
401(k) 2,390
Other 1,288
Investment vehicle:
Mutual funds 2,575
Separate accounts 368
Other commingled 735
Lifecycle/asset allocation assets 141
Asset mix:
Stocks 60%
Bonds 15%
Cash 10%
Stable value 15%
Client contact: Carl Karpinski
Warburg Pincus Asset Management Inc.
466 Lexington Ave., New York, NY 10017-3147; phone: (212) 878-0600; fax: (212) 878-5687; www.warburg.com
($ millions)
Total DC assets 2,391
Internally managed 2,391
Plan type:
401(k) 2,391
Investment vehicle:
Mutual funds 1,882
Separate accounts 509
Client contact: Brady Lipp
Ward & Wissner Capital Management Inc.
24 Devon Way, Hastings-on-Hudson, NY 10701; phone: (914) 478-2233; fax: (914) 478-3028
($ millions)
Total DC assets 150
Internally managed 150
Investment vehicle:
Separate accounts 150
Asset mix:
Bonds 100%
Client contact: Angelo Perri
Washington Capital Management Inc.
1301 Fifth Ave., Suite 3636, Seattle, WA 98101; phone: (206) 382-0825; fax: (206) 382-0950
($ millions)
Total DC assets 61
Internally managed 61
Plan type:
401(k) 61
Asset mix:
Stocks 60%
Bonds 25%
Cash 5%
Mortgages 10%
Client contact: Randy Goodwin
Wells Fargo & Co.
420 Montgomery St., San Francisco, CA 94163; phone: (415) 396-3695; fax: (415) 981-9106; www.wellsfargo.com
($ millions)
Total DC assets 15,100
Internally managed 15,100
Plan type:
401(k) 15,100
Investment vehicle:
Mutual funds 10,900
Other commingled 4,200
Lifecycle/asset allocation assets 400
Asset mix:
Stocks 60.0%
Bonds 5.0%
Cash 8.5%
Stable value 1.5%
Balanced 25.0%
Client contact: Juliet Szegedi
Westcap Investors
11100 Santa Monica Blvd., Suite 1850, Los Angeles, CA 90025; phone: (310) 996-3200; fax: (310) 477-9767
($ millions)
Total DC assets 407
Internally managed 407
Investment vehicle:
Separate accounts 407
Lifecycle/asset allocation assets 35
Asset mix:
Stocks 53%
Bonds 47%
Client contact: Brad Slocum
Wilmington Trust Co.
1100 N. Market St., Wilmington, DE 19890; phone: (302) 651-8053; fax: (302) 427-4773
($ millions)
Total DC assets 260
Internally managed 260
Plan type:
401(k) 260
Investment vehicle:
Mutual funds 260
Asset mix:
Stocks 65%
Bonds 35%
Client contact: John "Rusty" Giles
[Y]
Yacktman Asset Management Co.
303 W. Madison, Suite 1925, Chicago, IL 60606; phone: (312) 201-1200; fax: (312) 201-1216; www.yacktman.com
($ millions)
Total DC assets 91
Internally managed 91
Investment vehicle:
Separate accounts 91
Asset mix:
Stocks 90%
Cash 10%
Client contact: Ronald Ball
[Z]
Zak Capital Inc.
100 N. Sixth St., Suite 476A, Minneapolis, MN 55403; phone: (612) 332-8195; fax: (612) 332-7713
($ millions)
Total DC assets 24
Internally managed 24
Investment vehicle:
Separate accounts 24
Asset mix:
Stocks 96%
Cash 4%
Client contact: Suzanne Zak
Zevenbergen Capital Inc.
2434 Two Union Square, 601 Union St., Seattle, WA 98101; phone: (206) 682-8469; fax: (206) 682-9625; www.zci.com
($ millions)
Total DC assets 24
Internally managed 24
Plan type:
401(k) 4
Profit-sharing/money purchase 20
Asset mix:
Stocks 100%
Client contact: Cindi Schoettler
