Fiduciary Trust Co. International
2 World Trade Center, New York, NY 10048; phone: (212) 524-7377; fax: (212) 313-3456;
www.fiduciarytrust.com
(U.S. $ millions)
Total assets 31,179
Total U.S. institutional tax-exempt 12,851
U.S. institutional tax-exempt int'l/global 5,855
Internal international/global 5,855
Internal international 3,078
Active equity accounts 957
Active bond accounts 2,121
International asset mix:
Equity 31%
Bonds 69%
Internal global 2,777
Active equity accounts 266
Balanced 77
Active bond accounts 2,434
Global asset mix:
Equity 11.2%
Bonds 88.8%
Overlay strategies:
Currency 1,500
Internally managed underlying assets 1,500
Non-U.S. pension assets 3,480
Internally managed 3,480
International equity: Committed most heavily to the U.K., Japan, France, Sweden and Germany.
Global equity: Committed most heavily to the U.S., Japan, the U.K., Italy and France.
Analysts/portfolio managers: Stationed in New York, London and Los Angeles.
Jeremy H. Biggs is chief investment officer; Henry C. Barkhorn is client contact.
First Quadrant LP
800 E. Colorado Blvd., Suite 900, Pasadena, CA 91101; phone: (626) 795-8220; fax: (626) 795-8306; www.firstquadrant.com
(U.S. $ millions)
Total assets 25,174
Total U.S. institutional tax-exempt 10,715
U.S. institutional tax-exempt int'l/global 4,136
Internal international/global 4,136
Internal international 222
Active equity accounts 222
International asset mix:
Equity 100%
Internal global 3,914
Balanced 3,914
Global asset mix:
Equity 80%
Bonds 12%
Cash 8%
Overlay strategies:
Stock index futures 2,531
Fixed-income futures 633
Currency 450
Options 300
Internally managed underlying assets 3,914
Non-U.S. pension assets 13,973
Internally managed 13,973
International equity: Committed most heavily to the U.K., and to Japan, Denmark, France and Canada.
Global equity: Committed most heavily to the U.S., Japan, the U.K., France and Germany.
Analysts/portfolio managers: Stationed in Pasadena and London.
Year registered with SEC: 1985.
Parent company: Affiliated Managers Group.
Rob Arnott is chief investment officer; Erin Blake and Rick Roberts are client contacts.
Fischer Francis Trees & Watts Inc.
200 Park Ave., New York, NY 10166; phone: (212) 681-3000; fax: (212) 681-3250
(U.S. $ millions)
Total assets 31,494
Total U.S. institutional tax-exempt 17,568
U.S. institutional tax-exempt int'l/global 5,121
Internal international/global 5,121
Internal international 2,485
Active bond accounts 2,485
International asset mix:
Bonds 100%
Internal global 2,636
Active bond accounts 2,636
Global asset mix:
Bonds 100%
Non-U.S. pension assets 2,670
Internally managed 2,670
Analysts/portfolio managers: Stationed in New York, London and Singapore.
Year registered with SEC: 1972.
Parent company: Charter Atlantic Corp.
Liaquat Ahamed is chief investment officer; Stephen Constantine is client contact.
Fisher Investments Inc.
13100 Skyline Blvd., Woodside, CA 94062; phone: (650) 851-3334; fax: (650) 851-3514; www.fi.com
(U.S. $ millions)
Total assets 2,890
Total U.S. institutional tax-exempt 1,577
U.S. institutional tax-exempt int'l/global 826
Internal international/global 826
Internal international 207
Active equity accounts 207
International asset mix:
Equity 100%
Internal global 619
Active equity accounts 619
Global asset mix:
Equity 100%
International equity: Committed most heavily to Japan, the Netherlands, France, Germany and Spain.
Global equity: Committed most heavily to the U.S., Japan, the Netherlands, France and Germany.
Analysts/portfolio managers: Stationed in Woodside, Calif.
Year registered with SEC: 1986.
Kenneth L. Fisher is chief investment officer; Mario Decaro is client contact.GGE Investments
3003 Summer St., Stamford, CT 06905; phone: (203) 326-2300; fax: (203) 326-4160; www.ge.com
(U.S. $ millions)
Total assets 81,500
Total U.S. institutional tax-exempt 51,380
U.S. institutional tax-exempt int'l/global 10,335
Internal international/global 9,184
Internal international 9,184
Active equity accounts 7,679
Indexed equity accounts 455
Emerging markets equity 445
Active bond accounts 605
International asset mix:
Equity 90%
Bonds 7%
Cash 3%
Non-U.S. pension assets 1,655
Internally managed 1,655
In addition to the assets listed above, GE Investments oversees $1.15 billion in U.S. institutional tax-exempt assets managed by external firms, all in international accounts.
International equity: Committed most heavily to France, the U.K., Germany, Italy and Japan.
Analysts/portfolio managers: Stationed in Stamford, Los Angeles, London and Tokyo.
Year registered with SEC: 1977.
Parent company: General Electric Co.
John Myers is chief investment officer; Geoffrey Norman is client contact.
Genesis Asset Managers
c/o 21 Knightsbridge, London SW1X 7LY England; phone: (44-171) 201- 7200; fax: (44-171) 201-7400
(U.S. $ millions)
Total assets 6,077
Total U.S. institutional tax-exempt 3,724
U.S. institutional tax-exempt int'l/global 3,724
Internal international/global 3,724
Internal global 3,724
Emerging markets equity 3,724
Global asset mix:
Equity 95%
Cash 5%
Non-U.S. pension assets 693
Internally managed 693
Global equity: Committed most heavily to Mexico, Brazil, Chile, Argentina and Korea.
Analysts/portfolio managers: Stationed in London, Santiago, Sao Paulo and Nairobi.
Year registered with SEC: 1990.
Parent company: Genesis Holdings International Ltd.
Richard Carss is chief investment officer; Jeremy Paulson-Ellis is client contact.
