Reed-Ramsey Inc.
1315 W. 22nd St., Suite 205, Oak Brook, IL 60523; phone: (630) 571-4585; fax: (630) 571-4630; www.reed-ramsey.com
* RECORD-KEEPING
DC clients:
Corporate 401(k) 78
457 4
403(b) 2
Other DC 40
Percentage of assets under record keeping in:
Outside investments 95%
Self-directed brokerage/funds window 5%
* SERVICES PROVIDED:
Discrimination testing
Form 5500
1099s
State/federal tax withholding
Prototype plan document
Plan design
Customized plan documents
Summary plan descriptions
404(c) compliance
Ongoing plan compliance
Standardized education print materials
Customized education print materials
Standardized communications
Employee meetings
Foreign-language materials
* SERVICES VIA VOICE-RESPONSE/
OPERATOR/INTERNET
Contribution rate change - v-i
Investment election change - v-i
Transfer request - v-i
Loan request/note preparation - v-i
Hardship withdrawal - v-i
Daily valuation - v-i
* STAFFING:
Record-keeping operations 6
Relationship managers 1
Robert D. Reed is client contact.
Retirement System Group Inc.
317 Madison Ave., New York, NY 10017; phone: (212) 503-0100; fax: (212) 503-0128; www.rsgroup.com
* RECORD-KEEPING
Total DC assets record kept ($ millions) 625
For plans with:
Fewer than 100 employees 114
100-499 employees 226
500-999 employees 285
DC clients:
Corporate 401(k) 91
Other DC 25
Percentage of assets under record keeping in:
Proprietary investments 26%
Outside investments 3%
Company stock 69%
Other 2%
* SERVICES PROVIDED:
Discrimination testing
Form 5500
1099s
State/federal tax withholding
Prototype plan document
Plan design
Customized plan documents
Summary plan descriptions
404(c) compliance
Ongoing plan compliance
Investment policy preparation
Standardized education print materials
Customized education print materials
Standardized communications
Customized communications
Fund information
Investment performance
Employee meetings
* SERVICES VIA VOICE-RESPONSE/
OPERATOR/INTERNET
Investment election change - v-i
Transfer request - v-i
Rollovers - o-i
Prospectus/statement requests - v-o-i
Daily valuation - v-i
* INVESTMENT MANAGEMENT:
Assets under management ($ millions):
Total DC assets managed 165
Internally managed DC assets 133
In-house investment management services are provided through:
Mutual funds
Separate accounts
Commingled funds
Stable value/GIC
* STAFFING:
Record-keeping operations 14
Compliance/testing/plan design 10
Information technology 3
Investment analysis/due diligence 3
Dedicated conversion/installation 1
Relationship managers 5
Enrollment specialists 3
Education/communication consultants 2
Retirement System Group Inc. offers the following fund families through its fund alliance structure:
American Century, Alger, Alliance, Baron, Janus, Neuberger Berman, PIMCO, Scudder and SSgA.
C. Paul Tyborowski is client contact.
