701 Warrenville Road, Suite 135, Lisle, IL 60532; phone: (630) 271-0100; fax: (630) 271-0150; www.oakbrookinvest.com
($ millions)
Total assets managed worldwide 198
Total worldwide institutional assets 116
Total U.S. tax-exempt assets 116
Total U.S. institutional tax-exempt 116
Internal U.S. institutional tax-exempt 116
Asset mix:
Equity 100%
Internal U.S. institutional tax-exempt assets in:
U.S. equity, active 69
U.S. equity, enhanced index 47
Active domestic equity strategies:
Core
Large cap 69
Mutual fund assets:
Worldwide mutual fund assets 82
Defined contribution assets:
Total 6
Internally managed 6
No. of portfolio managers 3
Neil Wright is chief investment officer; Michael Lorenzen is client contact.
Oaktree Capital Management LLC
333 S. Grand Ave., 28th Floor, Los Angeles, CA 90071; phone: (213) 830-6300; fax: (213) 830-6293; www.oaktreecapital.com
($ millions)
Total assets managed worldwide 17,907
Total worldwide institutional assets 17,112
Total U.S. tax-exempt assets 14,648
Total U.S. institutional tax-exempt 14,597
Internal U.S. institutional tax-exempt 14,597
Asset mix:
Equity 27%
Fixed income 42%
Equity real estate 6%
Distressed debt 25%
Internal U.S. institutional tax-exempt assets in:
Hedge funds 662
Foreign equity, active 662
Convertibles 2,202
REITs 38
U.S. bond, active 3,115
Foreign bond, active 560
High-yield bonds 5,894
Mortgages 205
Equity real estate, domestic 776
Equity real estate, international 121
Private equity, domestic 979
Private equity, international 45
Active international equity strategies:
Emerging markets mandate 662
Active domestic fixed income strategies:
Other 3,675
No. of portfolio managers 13
Size of research staff 44
The firm's real estate strategy favors the less efficient aspects of the real estate market, emphasizing smaller, less-prominent transactions and diversification. Its distressed debt approach seeks protection against loss which comes from buying senior claims on assets at bargain prices.
Howard Marks is chief investment officer; Kevin Clayton is client contact.
Oberweis Asset Management Inc.
951 Ice Cream Drive, Suite 200, North Aurora, IL 60542; phone: (630) 801-6000; fax: (630) 896-5282; www.oberweis.net
($ millions)
Total assets managed worldwide 186
Total worldwide institutional assets 150
Total U.S. tax-exempt assets 42
Total U.S. institutional tax-exempt 26
Internal U.S. institutional tax-exempt 26
Asset mix:
Equity 99%
Cash 1%
Internal U.S. institutional tax-exempt assets in:
U.S. equity, active 25
Cash 1
Active domestic equity strategies:
Growth
Small cap 25
Mutual fund assets:
Worldwide mutual fund assets 124
No. of portfolio managers 4
James Oberweis is chief investment officer; Kenneth Tyszko is client contact.
Oechsle International Advisors LLC
1 International Place, 23rd Floor, Boston, MA 02110; phone: (617) 330-8810; fax: (617) 330-8620
($ millions)
Total assets managed worldwide 17,677
Total worldwide institutional assets 17,677
Total U.S. tax-exempt assets 14,885
Total U.S. institutional tax-exempt 14,885
Internal U.S. institutional tax-exempt 14,885
Asset mix:
Equity 97%
Fixed income 3%
Internal U.S. institutional tax-exempt assets in:
Hedge funds 53
Foreign equity, active 14,428
Foreign bond, active 457
Active international equity strategies:
Developed markets mandate 1,941
Other 12,487
No. of portfolio managers 13
Size of research staff 4
S. Dewey Keesler Jr. is chief investment officer; Holly Belsky is client contact.
OFFITBANK
520 Madison Ave., 27th Floor, New York, NY 10022; phone: (212) 758-9600; fax: (212) 421-6227; www.offitbank.com
($ millions)
Total assets managed worldwide 10,805
Total worldwide institutional assets 4,405
Total U.S. tax-exempt assets 4,276
Total U.S. institutional tax-exempt 3,643
Internal U.S. institutional tax-exempt 3,643
Asset mix:
Fixed income 77%
Cash 23%
Internal U.S. institutional tax-exempt assets in:
U.S. bond, active 1,633
Foreign bond, active 33
High-yield bonds 1,147
Cash 830
Active domestic fixed-income strategies:
Sector rotation 1,039
Market timing/active duration 594
Mutual fund assets:
Worldwide mutual fund assets 1,352
No. of portfolio managers 23
Size of research staff 7
The parent is Wachovia Corp.
Morris W. Offit is chief investment officer; Ralph D. Sinsheimer is client contact.
Oppenheimer Capital
1345 Avenue of the Americas, 49th Floor, New York, NY 10105; phone: (212) 739-3000; www.opcap.com
($ millions)
Total assets managed worldwide 37,352
Total worldwide institutional assets 18,658
Total U.S. tax-exempt assets 21,061
Total U.S. institutional tax-exempt 17,777
Internal U.S. institutional tax-exempt 17,777
Asset mix:
Equity 77%
Fixed income 14%
Other 9%
Internal U.S. institutional tax-exempt assets in:
Asset allocation/balanced 2,806
U.S. equity, active 13,654
Foreign equity, active 10
U.S. bond, active 1,317
Active domestic equity strategies:
Value
Large cap 12,893
Midcap 534
Small cap 27
Broad market 200
Active domestic fixed-income strategies:
Core 1,317
Mutual fund assets:
Worldwide mutual fund assets 10,576
Defined contribution assets:
Total 16,803
Internally managed 16,803
No. of portfolio managers 14
Size of research staff 18
The parent is Allianz AG.
Colin Glinsman is chief investment officer; Geoff Mullen is client contact.
OppenheimerFunds Inc.
2 World Trade Center, 34th Floor, New York, NY 10048-0203; phone: (212) 323-0200; fax: (212) 323-0724;
www.oppenheimerfunds.com
See entry for MASSMUTUAL FINANCIAL GROUP.
Orleans Capital Management Corp.
3800 One Shell Square, New Orleans, LA 70139; phone: (504) 592-4680; fax: (504) 592-4687; www.orleanscapital.com
($ millions)
Total assets managed worldwide 2,455
Total worldwide institutional assets 2,404
Total U.S. tax-exempt assets 2,241
Total U.S. institutional tax-exempt 2,234
Internal U.S. institutional tax-exempt 2,234
Asset mix:
Equity 8%
Fixed income 89%
Cash 3%
Internal U.S. institutional tax-exempt assets in:
U.S. equity, active 173
U.S. bond, active 1,988
Cash 72
Active domestic fixed-income strategies:
Sector rotation 1,988
No. of portfolio managers 6
Size of research staff 2
Louis F. Crane is chief investment officer; Janet W. Rabalais is client contact.
Osprey Partners Investment Management LLC
1040 Broad St., Shrewsbury, NJ 07702; phone: (732) 542-9191; fax: (732) 542-9399; www.ospreyvalue.com
($ millions)
Total assets managed worldwide 2,826
Total worldwide institutional assets 2,651
Total U.S. tax-exempt assets 2,439
Total U.S. institutional tax-exempt 2,410
Internal U.S. institutional tax-exempt 2,410
Asset mix:
Equity 70%
Fixed income 26%
Cash 4%
Internal U.S. institutional tax-exempt assets in:
Asset allocation/balanced 407
U.S. equity, active 1,687
U.S. bond, active 627
Cash 96
Active domestic equity strategies:
Value
Large cap 1,686
Small cap 1
Active domestic fixed-income strategies:
Other 579
Mutual fund assets:
Worldwide mutual fund assets 27
No. of portfolio managers 8
Size of research staff 2
John W. Liang is chief investment officer; J. Allen Gray is client contact.
