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May 14, 2001 01:00 AM

[H] Profiles of the largest money managers

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    John Hancock Advisers Inc.

    101 Huntington Ave., Boston, MA 02199; phone: (617) 375-4868; fax: (617) 375-4710; www.jhfunds.com

    ($ millions)

    Total assets managed worldwide 30,189

    Total worldwide institutional assets 5,133

    Total U.S. tax-exempt assets 6,308

    Total U.S. institutional tax-exempt 2,768

    Internal U.S. institutional tax-exempt 2,768

    Asset mix:

    Equity 17%

    Fixed income 83%

    Internal U.S. institutional tax-exempt assets in:

    U.S. equity, active 412

    Foreign equity, active 61

    U.S. bond, active 2,096

    Foreign bond, active 199

    Active domestic equity strategies:

    Growth

    Large cap 35

    Midcap 21

    Small cap 182

    Value

    Large cap 18

    Small cap 66

    Active international equity strategies:

    Global mandate (international assets) 5

    Developed markets mandate 56

    Active domestic fixed-income strategies:

    Sector rotation 2,095

    Mutual fund assets:

    Worldwide mutual fund assets 25,056

    Defined contribution assets:

    Total 2,768

    Internally managed 2,768

    No. of portfolio managers 36

    Size of research staff 30

    The parent is John Hancock Financial Services.

    The assets of Sovereign Asset Management Corp. are included in the figures above.

    William Braman is chief investment officer; James Bowhers is client contact.

    John Hancock Financial Services

    200 Clarendon St., P.O. Box 111, Boston, MA 02117; phone: (617) 572-6000; fax: (617) 572-5029; www.jhancock.com

    ($ millions)

    Total assets managed worldwide 70,220

    Total worldwide institutional assets 24,849

    Total U.S. tax-exempt assets 20,070

    Total U.S. institutional tax-exempt 20,070

    Internal U.S. institutional tax-exempt 19,022

    In addition to the assets listed above, the firm oversees $1.048 billion in U.S. institutional tax-exempt assets managed by external firms.

    John DeCiccio is chief investment officer.

    The assets of the following subsidiaries are included in the totals above:

    * Hancock Agricultural Investment Group manages $450 million in equity farmland investments. Jeffrey A. Conrad is client contact.

    * Hancock Bond and Corporate Finance Group manages $36 billion in private placements and other fixed-income investments. John W. Pluta is client contact.

    * Hancock Real Estate Investment Group manages commercial mortgage and equity real estate investments. Deborah McAneny is client contact.

    * Hancock Timber Resource Group manages $3 billion in timberland investments. Philip Boole is client contact.

    * John Hancock Guaranteed and Stable Value Products manages traditional and alternative GICs for defined contribution managers. Joseph Fournier is client contact.

    * John Hancock Traditional Participating Products manages annuities and participating investment products.

    Hancock Agricultural Investment Group

    99 High St., Boston, MA 02110-2320; phone: (617) 747-1601

    See entry for JOHN HANCOCK FINANCIAL SERVICES.

    Hancock Bond and Corporate Finance Group

    P.O. Box 111, Boston, MA 02117-0111; phone: (617) 572-4558

    See entry for JOHN HANCOCK FINANCIAL SERVICES.

    John Hancock Guaranteed and Structured Financial Products

    P.O. Box 111, Boston, MA 02117-0111; phone: (617) 572-4598

    See entry for JOHN HANCOCK FINANCIAL SERVICES.

    Hancock Real Estate Investment Group

    P.O. Box 111, Boston, MA 02117-0111; phone: (617) 572-4522

    See entry for JOHN HANCOCK FINANCIAL SERVICES.

    Hancock Timber Resource Group

    99 High St., Boston, MA 02110-2320; phone: (617) 747-1527

    See entry for JOHN HANCOCK FINANCIAL SERVICES.

    Hansberger Global Investors

    515 E. Las Olas Blvd., Fort Lauderdale, FL 33301; phone: (954) 522-5150; fax: (954) 713-2525

    ($ millions)

    Total assets managed worldwide 3,151

    Total worldwide institutional assets 1,960

    Total U.S. tax-exempt assets 1,960

    Total U.S. institutional tax-exempt 1,960

    Internal U.S. institutional tax-exempt 1,960

    Asset mix:

    Equity 100%

    Internal U.S. institutional tax-exempt assets in:

    Foreign equity, active 1,960

    Active international equity strategies:

    Emerging markets mandate 283

    Other 1,677

    Mutual fund assets:

    Worldwide mutual fund assets 1,960

    No. of portfolio managers 10

    Size of research staff 13

    Thomas Hansberger is chief investment officer; Wesley Freeman is client contact.

    Hanseatic Group Inc.

    5600 Wyoming N.E., Suite 220, Albuquerque, NM 87109; phone: (505) 828-2824; fax: (505) 828-2825;

    www.hanseaticgroup.com

    ($ millions)

    Total assets managed worldwide 250

    Total worldwide institutional assets 247

    Total U.S. tax-exempt assets 103

    Total U.S. institutional tax-exempt 100

    Internal U.S. institutional tax-exempt 100

    Asset mix:

    Equity 100%

    Internal U.S. institutional tax-exempt assets in:

    Hedge funds 10

    U.S. equity, active 100

    Active domestic equity strategies:

    Growth

    Broad market 100

    No. of portfolio managers 3

    Size of research staff 3

    Katherine Burr is client contact.

    Harbert Management Corp.

    1 Riverchase Parkway S., Birmingham, AL 35244; phone: (205) 987-5500; fax: (205) 987-5568; www.harbert.net

    ($ millions)

    Total assets managed worldwide 645

    Total worldwide institutional assets 633

    Total U.S. tax-exempt assets 43

    Total U.S. institutional tax-exempt 43

    Internal U.S. institutional tax-exempt 43

    Asset mix:

    Fixed income 24%

    Equity real estate 62%

    Alternatives 14%

    Internal U.S. institutional tax-exempt assets in:

    High-yield bonds 10

    Equity real estate, domestic 27

    Venture capital 2

    Private equity, domestic 4

    No. of portfolio managers 22

    Size of research staff 6

    In its real estate strategy, Harbert Management Corp. assembles portfolios of economically diverse assets in the Southeastern United States, emphasizing current cash flow. Its private equity strategy involves investments in middle-market companies located principally in the Southern United States. Its venture capital investments are primarily in information technology and life science companies located in the Southeastern United States. The firm also offers an independent power fund that makes equity investments in independent power plants.

    Michael Luce is chief investment officer; Charlie Miller is client contact.

    Harbor Capital Advisors Inc.

    1 Seagate, 13th Floor, Toledo, OH 43623; phone: (419) 247-1215; fax: (419) 247-3076; www.harborfund.com

    ($ millions)

    Total assets managed worldwide 15,211

    Total worldwide institutional assets 11,560

    Total U.S. tax-exempt assets 5,000

    Total U.S. institutional tax-exempt 5,000

    Mutual fund assets:

    Worldwide mutual fund assets 15,211

    Defined contribution assets:

    Total 2,516

    Harbor Capital Advisors Inc. is a manager of managers that oversees $5 billion in U.S. institutional tax-exempt assets managed by external firms.

    The parent is Owens-Illinois Inc. In March, Robeco Groep NV announced it would purchase Harbor; the deal is expected to close in June.

    Linda Molenda is chief investment officer; James Haggerty is client contact.

    Harbor Capital Management Co. Inc.

    125 High St., Suite 2600, Boston, MA 02110; phone: (617) 478-7200; fax: (617) 439-9789

    ($ millions)

    Total assets managed worldwide 10,843

    Total worldwide institutional assets 9,416

    Total U.S. tax-exempt assets 9,415

    Total U.S. institutional tax-exempt 9,323

    Internal U.S. institutional tax-exempt 9,323

    Asset mix:

    Equity 72%

    Fixed income 23%

    Cash 5%

    Internal U.S. institutional tax-exempt assets in:

    Asset allocation/balanced 2,937

    U.S. equity, active 4,936

    Foreign equity, active 702

    U.S. bond, active 748

    Cash 466

    Active domestic equity strategies:

    Growth

    Large cap 296

    Value

    Large cap 20

    Core

    Large cap 4,144

    Midcap 69

    Small cap 407

    Active international equity strategies:

    Developed markets mandate 702

    Active domestic fixed-income strategies:

    Core 748

    No. of portfolio managers 14

    Size of research staff 8

    The parent is Fortis Investment Management.

    Frederick G.P. Thorne is chief investment officer; Karen Smith is client contact.

    HarbourVest Partners LLC

    1 Financial Center, 44th Floor, Boston, MA 02111; phone: (617) 348-3707; fax: (617) 350-0305; www.harbourvest.com

    ($ millions)

    Total assets managed worldwide 10,870

    Total worldwide institutional assets 10,870

    Total U.S. tax-exempt assets 8,006

    Total U.S. institutional tax-exempt 8,006

    Internal U.S. institutional tax-exempt 1,380

    Asset mix:

    Alternatives 100%

    Internal U.S. institutional tax-exempt assets in:

    Venture capital 1,104

    Private equity, domestic 138

    Private equity, international 138

    No. of portfolio managers 17

    Size of research staff 18

    HarbourVest Partners LLC invests in later-stage operating companies in growth industries, targeting companies with equity appreciation potential resulting from proprietary technologies, experienced management teams and unique market position.

    In addition to the assets listed above, the firm oversees $6.626 billion in U.S. institutional tax-exempt assets managed by external firms.

    D. Brooks Zug is chief investment officer and client contact.

    Harding, Loevner Management LP

    50 Division St., Suite 401, Somerville, NJ 08876; phone: (908) 218-7900; fax: (908) 218-1915; www.hardingloevner.com

    ($ millions)

    Total assets managed worldwide 1,393

    Total worldwide institutional assets 961

    Total U.S. tax-exempt assets 961

    Total U.S. institutional tax-exempt 961

    Internal U.S. institutional tax-exempt 961

    Asset mix:

    Equity 95%

    Fixed income 1%

    Cash 4%

    Internal U.S. institutional tax-exempt assets in:

    Asset allocation/balanced 31

    U.S. equity, active 72

    Foreign equity, active 841

    U.S. bond, active 4

    U.S. bond, enhanced index 2

    High-yield bonds 2

    Mortgage-backed securities 2

    Cash 38

    Active domestic equity strategies:

    Growth

    Large cap 56

    Midcap 10

    Small cap 6

    Active international equity strategies:

    Global mandate (international assets) 94

    Emerging markets mandate 9

    Developed markets mandate 738

    Active domestic fixed-income strategies:

    Stable value 4

    Mutual fund assets:

    Worldwide mutual fund assets 460

    No. of portfolio managers 5

    Size of research staff 3

    Daniel Harding is chief investment officer; Robin Norton is client contact.

    Harleysville Asset Management LP

    355 Maple Ave., Harleysville, PA 19438; phone: (215) 256-5025; fax: (215) 256-5601; www.hamlp.com

    ($ millions)

    Total assets managed worldwide 2,683

    Total worldwide institutional assets 2,680

    Total U.S. tax-exempt assets 124

    Total U.S. institutional tax-exempt 124

    Internal U.S. institutional tax-exempt 124

    Asset mix:

    Equity 70%

    Fixed income 28%

    Cash 2%

    Internal U.S. institutional tax-exempt assets in:

    U.S. equity, active 87

    U.S. bond, active 35

    Cash 2

    Active domestic equity strategies:

    Core

    Large cap 87

    Active domestic fixed-income strategies:

    Core 35

    No. of portfolio managers 3

    Size of research staff 2

    The parent is Harleysville Group Inc.

    Mark Cummins is chief investment officer; John Slater Jr. is client contact.

    Robert Harrell Inc.

    8310 Capital of Texas Highway N., Suite 320, Austin, TX 78732; phone: (512) 795-9100; fax: (512) 795-0633;

    www.harrell.com

    ($ millions)

    Total assets managed worldwide 1,973

    Total worldwide institutional assets 1,961

    Total U.S. tax-exempt assets 1,961

    Total U.S. institutional tax-exempt 1,961

    Internal U.S. institutional tax-exempt 106

    Asset mix:

    Equity 30%

    Cash 70%

    Internal U.S. institutional tax-exempt assets in:

    Asset allocation/balanced 106

    Overlay strategies:

    Derivative strategies 106

    Internally managed underlying assets 106

    Size of research staff 2

    In addition to the assets listed above, the firm oversees $1.85 billion in U.S. institutional tax-exempt assets managed by external firms.

    Benjamin Napier is chief investment officer; Sandra K. Larsen is client contact.

    Harris Associates LP

    2 N. LaSalle St., Suite 500, Chicago, IL 60602-3790; phone: (312) 621-0600; fax: (312) 621-0233; www.harrisassoc.com

    ($ millions)

    Total assets managed worldwide 12,061

    Total worldwide institutional assets 2,571

    Total U.S. tax-exempt assets 2,310

    Total U.S. institutional tax-exempt 2,089

    Internal U.S. institutional tax-exempt 2,089

    Asset mix:

    Equity 84%

    Fixed income 9%

    Cash 7%

    Internal U.S. institutional tax-exempt assets in:

    Asset allocation/balanced 550

    U.S. equity, active 1,755

    U.S. bond, active 188

    Cash 146

    Active domestic equity strategies:

    Value

    Large cap 597

    Midcap 1,053

    Small cap 105

    Mutual fund assets:

    Worldwide mutual fund assets 6,144

    Defined contribution assets:

    Total 1,008

    Internally managed 1,008

    No. of portfolio managers 15

    Size of research staff 13

    The parent is CDC IXIS Asset Management North America LP.

    Robert M. Levy is chief investment officer; Thomas J. Barron is client contact.

    Harris Bretall Sullivan & Smith LLC

    1 Sansome St., Suite 3300, San Francisco, CA 94104; phone: (415) 765-8300; fax: (415) 397-0429; www.hbss.com

    ($ millions)

    Total assets managed worldwide 6,130

    Total worldwide institutional assets 2,095

    Total U.S. tax-exempt assets 2,944

    Total U.S. institutional tax-exempt 1,246

    Internal U.S. institutional tax-exempt 1,246

    Asset mix:

    Equity 85%

    Fixed income 10%

    Cash 5%

    Internal U.S. institutional tax-exempt assets in:

    U.S. equity, active 1,059

    U.S. bond, active 125

    Cash 62

    Active domestic equity strategies:

    Growth

    Large cap 1,059

    Active domestic fixed-income strategies:

    Other 125

    Mutual fund assets:

    Worldwide mutual fund assets 26

    Defined contribution assets:

    Total 139

    Internally managed 139

    No. of portfolio managers 10

    Size of research staff 8

    The parent is Value Asset Management Inc.

    Henry B.D. Smith is chief investment officer; Gordon Ceresino is client contact.

    Harris Investment Management Inc.

    190 S. LaSalle St., Chicago, IL 60603; phone: (312) 765-8155; fax: (312) 765-8169

    ($ millions)

    Total assets managed worldwide 15,918

    Total worldwide institutional assets 15,895

    Total U.S. tax-exempt assets 5,372

    Total U.S. institutional tax-exempt 5,372

    Internal U.S. institutional tax-exempt 5,372

    Asset mix:

    Equity 43%

    Fixed income 54%

    Cash 3%

    Internal U.S. institutional tax-exempt assets in:

    Long-short (market neutral) 4

    Asset allocation/balanced 2,057

    U.S. equity, active 2,165

    U.S. equity, passive 147

    U.S. equity, enhanced index 16

    U.S. bond, active 2,561

    High-yield bonds 19

    Mortgage-backed securities 293

    Cash 171

    Active domestic equity strategies:

    Growth

    Large cap 3

    Value

    Large cap 93

    Small cap 8

    Core

    Large cap 1,107

    Small cap 219

    Passive domestic equity strategies:

    Core

    Large cap 147

    Active domestic fixed-income strategies:

    Core 2,796

    Other 77

    Mutual fund assets:

    Worldwide mutual fund assets 7,997

    Defined contribution assets:

    Total 460

    Internally managed 460

    No. of portfolio managers 17

    Size of research staff 19

    The parent is Harris Bankcorp.

    William Leszinske is chief investment officer; Joseph Caticchio is client contact.

    Hartford Investment Management Co.

    55 Farmington Ave., Hartford, CT 06105; phone: (860) 297-6900; fax: (860) 297-8878

    ($ millions)

    Total assets managed worldwide 65,302

    Total worldwide institutional assets 65,302

    Total U.S. tax-exempt assets 29,628

    Total U.S. institutional tax-exempt 29,628

    Internal U.S. institutional tax-exempt 29,628

    Asset mix:

    Equity 15%

    Fixed income 76%

    Cash 9%

    Internal U.S. institutional tax-exempt assets in:

    U.S. equity, active 773

    U.S. equity, passive 3,586

    U.S. bond, active 8,376

    U.S. bond, passive 6,922

    High-yield bonds 69

    Mortgage-backed securities 7,022

    Cash 2,831

    Active domestic equity strategies:

    Core

    Large cap 654

    Small cap 119

    Passive domestic equity strategies:

    Core

    Large cap 3,398

    Midcap 188

    Active domestic fixed-income strategies:

    Core 1,876

    Other 6,500

    Overlay strategies:

    Fixed-income futures 49

    Internally managed underlying assets 49

    Mutual fund assets:

    Worldwide mutual fund assets 5,419

    No. of portfolio managers 15

    Size of research staff 15

    The parent is The HartHartford Financial Services Group Inc.

    Andrew Kohnke is client contact.

    J.M. Hartwell LP

    515 Madison Ave., 31st Floor, New York, NY 10022; phone: (212) 308-3355; fax: (212) 980-0376; www.jmhartwell.com

    ($ millions)

    Total assets managed worldwide 454

    Total worldwide institutional assets 99

    Total U.S. tax-exempt assets 181

    Total U.S. institutional tax-exempt 84

    Internal U.S. institutional tax-exempt 84

    Asset mix:

    Equity 70%

    Fixed income 14%

    Cash 14%

    Other 2%

    Internal U.S. institutional tax-exempt assets in:

    Asset allocation/balanced 72

    U.S. equity, active 59

    Cash 7

    Active domestic equity strategies:

    Growth

    Small cap 22

    Broad market 37

    Defined contribution assets:

    Total 30

    Internally managed 30

    No. of portfolio managers 3

    Size of research staff 1

    The parent is Affiliated Managers Group Inc.

    William C. Miller IV is chief investment officer; E. Alexander Lazor is client contact.

    Havell Capital Management LLC

    1285 Avenue of the Americas, 18th Floor, New York, NY 10019; phone: (212) 484-3075; fax: (212) 484-3089; havellcapital.com

    ($ millions)

    Total assets managed worldwide 190

    Total worldwide institutional assets 110

    Total U.S. tax-exempt assets 70

    Total U.S. institutional tax-exempt 70

    Internal U.S. institutional tax-exempt 70

    Asset mix:

    Fixed income 100%

    Internal U.S. institutional tax-exempt assets in:

    U.S. bond, active 20

    Foreign bond, active 20

    High-yield bonds 15

    Mortgages 15

    No. of portfolio managers 2

    Size of research staff 2

    Theresa Havell is chief investment officer; Julia Wyatt is client contact.

    Haven Capital Management Inc.

    655 Third Ave., 19th Floor, New York, NY 10017; phone: (212) 953-2322; fax: (212) 818-9044; www.havencapital.com

    ($ millions)

    Total assets managed worldwide 717

    Total worldwide institutional assets 294

    Total U.S. tax-exempt assets 294

    Total U.S. institutional tax-exempt 294

    Internal U.S. institutional tax-exempt 294

    Asset mix:

    Equity 43%

    Fixed income 54%

    Cash 3%

    Internal U.S. institutional tax-exempt assets in:

    U.S. equity, active 123

    REITs 3

    U.S. bond, active 144

    Mortgage-backed securities 14

    Cash 10

    Active domestic equity strategies:

    Value

    Large cap 62

    Midcap 62

    Active domestic fixed-income strategies:

    Core 144

    Mutual fund assets:

    Worldwide mutual fund assets 85

    No. of portfolio managers 4

    Denis M. Turko is chief investment officer and client contact.

    Hearthstone

    16133 Ventura Blvd., Suite 1400, Encino, CA 91436; phone: (818) 385-0005; fax: (818) 385-0310; hearthstone.com

    ($ millions)

    Total assets managed worldwide 1,683

    Total worldwide institutional assets 1,683

    Total U.S. tax-exempt assets 1,255

    Total U.S. institutional tax-exempt 1,255

    Internal U.S. institutional tax-exempt 1,255

    Asset mix:

    Equity real estate 100%

    Internal U.S. institutional tax-exempt assets in:

    Equity real estate, domestic 1,255

    No. of portfolio managers 9

    Size of research staff 7

    Hearthstone invests exclusively in single-family homebuilding.

    James Z. Pugash is chief investment officer and client contact.

    Heartland Advisors Inc.

    789 N. Water St., Milwaukee, WI 53221; phone: (888) 505-5180;

    www.heartlandadvisors.com

    ($ millions)

    Total assets managed worldwide 1,702

    Total worldwide institutional assets 496

    Total U.S. tax-exempt assets 452

    Total U.S. institutional tax-exempt 437

    Internal U.S. institutional tax-exempt 437

    Asset mix:

    Equity 74%

    Fixed income 2%

    Cash 24%

    Internal U.S. institutional tax-exempt assets in:

    Asset allocation/balanced 15

    U.S. equity, active 323

    U.S. bond, active 11

    Cash 103

    Active domestic equity strategies:

    Value

    Midcap 2

    Small cap 312

    Broad market 9

    Mutual fund assets:

    Worldwide mutual fund assets 1,102

    No. of portfolio managers 6

    Size of research staff 6

    The parent is Heartland Holdings Inc.

    Jason Martone is client contact.

    Heartland Capital Management

    251 N. Illinois St., Suite 300, Indianapolis, IN 46204; phone: (317) 383-2000; fax: (317) 383-2020

    ($ millions)

    Total assets managed worldwide 1,662

    Total worldwide institutional assets 551

    Total U.S. tax-exempt assets 1,012

    Total U.S. institutional tax-exempt 551

    Internal U.S. institutional tax-exempt 551

    Asset mix:

    Equity 65%

    Fixed income 30%

    Cash 5%

    Internal U.S. institutional tax-exempt assets in:

    U.S. equity, active 358

    U.S. bond, active 165

    Cash 28

    Active domestic equity strategies:

    Growth

    Large cap 358

    No. of portfolio managers 5

    Size of research staff 2

    Robert Markley is chief investment officer and client contact.

    Heitman LLC

    180 N. LaSalle St., Suite 3500, Chicago, IL 60601; phone: (312) 855-5700; fax: (312) 855-5803; www.heitman.com

    ($ millions)

    Total assets managed worldwide 10,405

    Total worldwide institutional assets 10,405

    Total U.S. tax-exempt assets 10,048

    Total U.S. institutional tax-exempt 10,048

    Internal U.S. institutional tax-exempt 10,048

    Asset mix:

    Equity 6%

    Fixed income 3%

    Equity real estate 91%

    Internal U.S. institutional tax-exempt assets in:

    REITs 586

    Mortgages 325

    Equity real estate, domestic 8,783

    Equity real estate, international 354

    Mutual fund assets:

    Worldwide mutual fund assets 99

    No. of portfolio managers 25

    Size of research staff 3

    The parent is Old Mutual PLC.

    Maury Tognarelli is chief investment officer; Mary Ludgin is client contact.

    Hellman, Jordan Management Co. Inc.

    75 State St., Boston, MA 02109; phone: (617) 261-9800; fax: (617) 261-9801

    ($ millions)

    Total assets managed worldwide 1,500

    Total worldwide institutional assets 900

    Total U.S. tax-exempt assets 900

    Total U.S. institutional tax-exempt 900

    Internal U.S. institutional tax-exempt 900

    Asset mix:

    Equity 70%

    Cash 30%

    Internal U.S. institutional tax-exempt assets in:

    Hedge funds 345

    U.S. equity, active 630

    Cash 270

    Active domestic equity strategies:

    Growth

    Large cap 630

    No. of portfolio managers 4

    Size of research staff 4

    Gerald R. Jordan Jr. is chief investment officer; David B. Crosby is client contact.

    Henderson Global Investors

    737 N. Michigan Ave., 19th Floor, Chicago, IL 60611; phone: (312) 397-1122; fax: (312) 397-1494; www.henderson.com

    ($ millions)

    Total assets managed worldwide 160,632

    Total worldwide institutional assets 110,033

    Total U.S. tax-exempt assets 2,172

    Total U.S. institutional tax-exempt 2,172

    Internal U.S. institutional tax-exempt 2,172

    Asset mix:

    Equity 49%

    Equity real estate 51%

    Internal U.S. institutional tax-exempt assets in:

    Foreign equity, active 1,070

    Equity real estate, domestic 1,102

    Active international equity strategies:

    Developed markets mandate 1,070

    In its real estate strategy, Henderson Global Investors searches for global investment opportunities in undervalued markets and properties where conditions are improving.

    The parent is AMP Ltd.

    Charles Wurtzebach is chief investment officer; Bruce Bockelman is client contact.

    Heritage Investors Management Corp.

    7101 Wisconsin Ave., Suite 1112, Bethesda, MD 20814; phone: (301) 951-0440; fax: (301) 907-3943

    ($ millions)

    Total assets managed worldwide 720

    Total worldwide institutional assets 120

    Total U.S. tax-exempt assets 255

    Total U.S. institutional tax-exempt 120

    Internal U.S. institutional tax-exempt 120

    Asset mix:

    Equity 41%

    Fixed income 47%

    Cash 12%

    Internal U.S. institutional tax-exempt assets in:

    Asset allocation/balanced 120

    U.S. equity, active 49

    U.S. bond, active 56

    Cash 15

    Active domestic equity strategies:

    Value

    Large cap 39

    Midcap 2

    Active domestic fixed-income strategies:

    Stable value 41

    No. of portfolio managers 4

    Michael S. Cornfeld is chief investment officer.

    Hibernia National Bank

    P.O. Box 61540, 7th Floor, New Orleans, LA 70161; phone: (800) 572-4372; fax: (504) 533-5947; www.hibernia.com

    ($ millions)

    Total assets managed worldwide 3,611

    Total worldwide institutional assets 3,434

    Total U.S. tax-exempt assets 743

    Total U.S. institutional tax-exempt 743

    Internal U.S. institutional tax-exempt 743

    Asset mix:

    Equity 48%

    Fixed income 46%

    Cash 6%

    Internal U.S. institutional tax-exempt assets in:

    U.S. equity, active 354

    U.S. bond, active 343

    Cash 46

    Active domestic fixed-income strategies:

    Sector rotation 343

    Mutual fund assets:

    Worldwide mutual fund assets 1,050

    No. of portfolio managers 5

    Size of research staff 1

    The parent is Hibernia Corp.

    James McElroy is chief investment officer; Pierre Lapeyre is client contact.

    Hickory Group Ltd.

    Ohio Savings Plaza, 1801 E. Ninth St., Suite 1500, Cleveland, OH 44114-3103; phone: (216) 781-5600; fax: (216) 781-5630; www.hickorygroup.com

    ($ millions)

    Total assets managed worldwide 383

    Total worldwide institutional assets 57

    Total U.S. tax-exempt assets 115

    Total U.S. institutional tax-exempt 48

    Internal U.S. institutional tax-exempt 48

    Asset mix:

    Equity 71%

    Fixed income 23%

    Cash 6%

    Internal U.S. institutional tax-exempt assets in:

    Asset allocation/balanced 48

    U.S. equity, active 34

    U.S. bond, active 11

    Cash 3

    Active domestic equity strategies:

    Value

    Large cap 41

    Midcap 7

    Active domestic fixed-income strategies:

    Stable value 6

    Core 5

    Defined contribution assets:

    Total 16

    Internally managed 16

    No. of portfolio managers 6

    Size of research staff 1

    Paul Abbey is chief investment officer and client contact.

    HighMark Capital Management Inc.

    445 S. Figueroa St., 3rd Floor, Los Angeles, CA 90071; phone: (213) 236-7167; fax: (213) 236-6865; www.highmarkcapmgmt.com

    ($ millions)

    Total assets managed worldwide 20,658

    Total worldwide institutional assets 15,499

    Total U.S. tax-exempt assets 5,094

    Total U.S. institutional tax-exempt 4,988

    Internal U.S. institutional tax-exempt 4,988

    Asset mix:

    Equity 45%

    Fixed income 27%

    Cash 28%

    Internal U.S. institutional tax-exempt assets in:

    Asset allocation/balanced 1,311

    U.S. equity, active 1,662

    U.S. bond, active 993

    Cash 1,396

    Active domestic equity strategies:

    Value

    Large cap 595

    Active domestic fixed-income strategies:

    Stable value 365

    Other 628

    Mutual fund assets:

    Worldwide mutual fund assets 9,897

    Defined contribution assets:

    Total 4,988

    Internally managed 4,988

    No. of portfolio managers 36

    Size of research staff 6

    The parent is Union BanCal Corp.

    Luke Mazur is chief investment officer; Chip Howard is client contact.

    HLM Management Co. Inc.

    222 Berkeley St., Boston, MA 02116; phone: (617) 266-0030; fax: (617) 266-3619; www.hlmmanagement.com

    ($ millions)

    Total assets managed worldwide 882

    Total worldwide institutional assets 882

    Total U.S. tax-exempt assets 672

    Total U.S. institutional tax-exempt 672

    Internal U.S. institutional tax-exempt 672

    Asset mix:

    Equity 100%

    Internal U.S. institutional tax-exempt assets in:

    U.S. equity, active 672

    Active domestic equity strategies:

    Growth

    Small cap 672

    Mutual fund assets:

    Worldwide mutual fund assets 56

    No. of portfolio managers 6

    Size of research staff 5

    Ann Hutchins is chief investment officer; Vincent J. Fabiani is client contact.

    Hoisington Investment Management Co.

    1250 S. Capital of Texas Highway, Suite 3-600, Austin, TX 78746; phone: (512) 327-7200; fax: (512) 327-8646;

    www.hoisingtonmgt.com

    ($ millions)

    Total assets managed worldwide 4,221

    Total worldwide institutional assets 4,221

    Total U.S. tax-exempt assets 4,056

    Total U.S. institutional tax-exempt 4,056

    Internal U.S. institutional tax-exempt 4,056

    Asset mix:

    Fixed income 100%

    Internal U.S. institutional tax-exempt assets in:

    U.S. bond, active 4,056

    Active domestic fixed-income strategies:

    Market timing/active duration1 4,056

    Mutual fund assets:

    Worldwide mutual fund assets 63

    Defined contribution assets:

    Total 42

    Internally managed 42

    No. of portfolio managers 3

    Size of research staff 2

    Van R. Hoisington is chief investment officer; Janice K. Teague is client contact.

    Holland Capital Management LP

    35 W. Wacker Drive, Suite 3260, Chicago, IL 60601; phone: (312) 553-1000; fax: (312) 553-1031

    ($ millions)

    Total assets managed worldwide 776

    Total worldwide institutional assets 751

    Total U.S. tax-exempt assets 724

    Total U.S. institutional tax-exempt 719

    Internal U.S. institutional tax-exempt 719

    Asset mix:

    Equity 56%

    Fixed income 44%

    Internal U.S. institutional tax-exempt assets in:

    Asset allocation/balanced 98

    U.S. equity, active 403

    U.S. bond, active 316

    Active domestic equity strategies:

    Growth

    Large cap 403

    Active domestic fixed-income strategies:

    Other 316

    Mutual fund assets:

    Worldwide mutual fund assets 11

    Defined contribution assets:

    Total 81

    Internally managed 81

    No. of portfolio managers 4

    Size of research staff 4

    Louis A. Holland is chief investment officer; Valerie King is client contact.

    Holt-Smith & Yates Advisors

    2810 Crossroads Drive, Suite 4900, Madison, WI 60523; phone: (608) 249-4488; fax: (608) 249-7988

    ($ millions)

    Total assets managed worldwide 477

    Total worldwide institutional assets 310

    Total U.S. tax-exempt assets 349

    Total U.S. institutional tax-exempt 310

    Internal U.S. institutional tax-exempt 310

    Asset mix:

    Equity 95%

    Fixed income 5%

    Internal U.S. institutional tax-exempt assets in:

    U.S. equity, active 295

    U.S. bond, active 15

    Active domestic equity strategies:

    Growth

    Large cap 287

    Core

    Large cap 8

    Active domestic fixed-income strategies:

    Market timing/active duration 15

    Defined contribution assets:

    Total 151

    Internally managed 151

    No. of portfolio managers 3

    Size of research staff 4

    Kristin Yates is chief investment officer; Susan Carr-Templeton at Templeton Associates, (630) 986-5130, is client contact.

    Horsley Bridge Partners Inc.

    505 Montgomery St., San Francisco, CA 94111; phone: (415) 986-7733; fax: (415) 986-7744

    ($ millions)

    Total assets managed worldwide 6,694

    Total worldwide institutional assets 6,621

    Total U.S. tax-exempt assets 4,651

    Total U.S. institutional tax-exempt 4,651

    Internal U.S. institutional tax-exempt 4,651

    Asset mix:

    Equity 1%

    Cash 1%

    Venture capital 98%

    Internal U.S. institutional tax-exempt assets in:

    U.S. equity, active 35

    Venture capital 4,553

    Cash 63

    Phillip Horsley is chief investment officer; Gary Bridge is client contact.

    Howland & Associates Inc.

    16025 N. Florida Ave., Lutz, FL 33549; phone: (813) 908-3871; fax: (813) 908-3881; www.InvestHowland.com

    ($ millions)

    Total assets managed worldwide 43

    Total worldwide institutional assets 5

    Total U.S. tax-exempt assets 20

    Total U.S. institutional tax-exempt 5

    Internal U.S. institutional tax-exempt 5

    Asset mix:

    Equity 87.8%

    Fixed income 8.2%

    Cash 4.0%

    Internal U.S. institutional tax-exempt assets in:

    U.S. equity, active 4

    U.S. bond, active 1

    Active domestic equity strategies:

    Growth

    Large cap 1

    Midcap 1

    Value

    Large cap 1

    Midcap 1

    Active domestic fixed-income strategies:

    Stable value 1

    No. of portfolio managers 2

    Dee S. Howland is chief investment officer.

    Howson Tattersall Investment Counsel Ltd.

    20 Queen St. W., Suite 1904, P.O. Box 95, Toronto, Ontario M5H 3R3 Canada; phone: (416) 979-1818; fax: (416) 979-7424; www.saxonfunds.com

    (US$ millions)

    Total assets managed worldwide 387

    Total worldwide institutional assets 289

    Total tax-exempt assets 122

    Total institutional tax-exempt 122

    Internal institutional tax-exempt 122

    Asset mix:

    Canadian equity 100%

    Internal institutional tax-exempt assets in:

    Domestic equity, active 122

    Active domestic equity strategies:

    Value

    Small cap 122

    Mutual fund assets:

    Worldwide mutual fund assets 222

    No. of portfolio managers 2

    Size of research staff 1

    Robert Tattersall is chief investment officer.

    HSBC Asset Management (Americas) Inc.

    452 Fifth Ave., 18th Floor, New York, NY 10018-2786; phone: (212) 525-2300; fax: (212) 525-2322; www.us.hsbc.com

    ($ millions)

    Total assets managed worldwide 59,874

    Total worldwide institutional assets 50,693

    Total U.S. tax-exempt assets 38,805

    Total U.S. institutional tax-exempt 1,489

    Internal U.S. institutional tax-exempt 1,489

    Asset mix:

    Equity 59%

    Fixed income 37%

    Cash 4%

    Internal U.S. institutional tax-exempt assets in:

    Asset allocation/balanced 1,489

    U.S. equity, active 74

    Foreign equity, active 804

    U.S. bond, active 339

    Foreign bond, active 211

    Cash 61

    Active domestic equity strategies:

    Growth

    Large cap 1

    Core

    Large cap 73

    Active international equity strategies:

    Global mandate (international assets) 664

    Developed markets mandate 13

    Regional mandate 127

    Active domestic fixed-income strategies:

    Sector rotation 102

    Stable value 17

    Market timing/active duration 220

    Mutual fund assets:

    Worldwide mutual fund assets 535

    Defined contribution assets:

    Total 191

    Internally managed 191

    No. of portfolio managers 88

    Size of research staff 24

    The parent is HSBC Holdings PLC.

    Bryce McDonnell is chief investment officer; David Twiss is client contact.

    John Hsu Capital Group Inc.

    767 Third Ave., 18th Floor, New York, NY 10017; phone: (212) 223-7515; fax: (212) 980-8134

    ($ millions)

    Total assets managed worldwide 333

    Total worldwide institutional assets 324

    Total U.S. tax-exempt assets 325

    Total U.S. institutional tax-exempt 324

    Internal U.S. institutional tax-exempt 324

    Asset mix:

    Equity 67%

    Fixed income 31%

    Cash 2%

    Internal U.S. institutional tax-exempt assets in:

    U.S. equity, active 163

    Foreign equity, active 55

    U.S. bond, active 101

    Cash 5

    Active domestic equity strategies:

    Growth

    Large cap 90

    Value

    Large cap 73

    Active international equity strategies:

    Global mandate (international assets) 41

    Developed markets mandate 14

    Active domestic fixed-income strategies:

    Market timing/active duration 101

    No. of portfolio managers 1

    Size of research staff 1

    John Hsu is chief investment officer; Priscilla Hogan is client contact.

    Hughes Capital Management Inc.

    315 Cameron St., Alexandria, VA 22314; phone: (703) 684-7222; fax: (703) 684-7799

    ($ millions)

    Total assets managed worldwide 845

    Total worldwide institutional assets 845

    Total U.S. tax-exempt assets 845

    Total U.S. institutional tax-exempt 845

    Internal U.S. institutional tax-exempt 845

    Asset mix:

    Fixed income 99%

    Cash 1%

    Internal U.S. institutional tax-exempt assets in:

    U.S. bond, active 753

    U.S. bond, passive 85

    Cash 7

    Active domestic fixed-income strategies:

    Core 568

    No. of portfolio managers 2

    Frankie Hughes is chief investment officer; Russell Brown is client contact.

    Wayne Hummer Management Co.

    300 S. Wacker Drive, Chicago, IL 60606; phone: (312) 431-1700; fax: (312) 431-6741; www.whummer.com

    ($ millions)

    Total assets managed worldwide 1,039

    Total worldwide institutional assets 912

    Total U.S. tax-exempt assets 352

    Total U.S. institutional tax-exempt 320

    Internal U.S. institutional tax-exempt 320

    Asset mix:

    Equity 77%

    Fixed income 18%

    Cash 5%

    Internal U.S. institutional tax-exempt assets in:

    U.S. equity, active 246

    U.S. bond, active 58

    Cash 16

    Active domestic equity strategies:

    Core

    Midcap 221

    Broad market 25

    Active domestic fixed-income strategies:

    Core 58

    Mutual fund assets:

    Worldwide mutual fund assets 596

    No. of portfolio managers 5

    The parent is Wayne Hummer Investments LLC.

    Thomas Rowland is chief investment officer; Grove Mower is client contact.

    Husic Capital Management

    555 California St., Suite 2900, San Francisco, CA 94104; phone: (415) 398-0800; fax: (415) 398-8616; www.husic.com

    ($ millions)

    Total assets managed worldwide 2,559

    Total worldwide institutional assets 2,117

    Total U.S. tax-exempt assets 2,042

    Total U.S. institutional tax-exempt 1,857

    Internal U.S. institutional tax-exempt 1,857

    Asset mix:

    Equity 100%

    Internal U.S. institutional tax-exempt assets in:

    Hedge funds 25

    Long-short (market neutral) 2

    U.S. equity, active 1,857

    Active domestic equity strategies:

    Growth

    Large cap 20

    Midcap 66

    Small cap 437

    Broad market 1,334

    Mutual fund assets:

    Worldwide mutual fund assets 326

    Defined contribution assets:

    Total 507

    Internally managed 507

    No. of portfolio managers 5

    Size of research staff 2

    Frank Husic is chief investment officer; Neal Howe is client contact.

    Hutchens Investment Management Inc.

    175 Main St., P.O. Box 1549, New London, NH 03257; phone: (603) 526-4104; fax: (603) 526-6497; www.hutchco.net

    ($ millions)

    Total assets managed worldwide 449

    Total worldwide institutional assets 341

    Total U.S. tax-exempt assets 364

    Total U.S. institutional tax-exempt 339

    Internal U.S. institutional tax-exempt 339

    Asset mix:

    Equity 94%

    Other 6%

    Size of research staff 4

    William Hutchens Jr. is chief investment officer; Michael O'Neil is client contact.

    Hyperion Capital Management Inc.

    165 Broadway, 36th Floor, 1 Liberty Plaza, New York, NY 10006; phone: (212) 549-8400; fax: (212) 549-8300; www.hyperioncapital. com

    ($ millions)

    Total assets managed worldwide 4,885

    Total worldwide institutional assets 4,167

    Total U.S. tax-exempt assets 761

    Total U.S. institutional tax-exempt 761

    Internal U.S. institutional tax-exempt 761

    Asset mix:

    Fixed income 100%

    Internal U.S. institutional tax-exempt assets in:

    U.S. bond, active 51

    Mortgage-backed securities 710

    Active domestic fixed-income strategies:

    Core 51

    Mutual fund assets:

    Worldwide mutual fund assets 717

    Defined contribution assets:

    Total 46

    Internally managed 46

    No. of portfolio managers 7

    Size of research staff 10

    The parent is Hyperion Partners LP.

    Clifford Lai is chief investment officer; John Feeney Jr. is client contact.

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