LaSalle Bank NA
135 S. LaSalle St., Chicago, IL 60603; phone: (312) 901-6549; fax: (312) 304-4487;
www.lasallebank.com/retirement
RECORD-KEEPING
Total DC assets record kept ($ millions) 1,365
For plans with:
Fewer than 100 employees 53
100-499 employees 271
500-999 employees 209
1,000-4,999 employees 138
5,000-9,999 employees 28
10,000-24,999 employees 666
DC clients:
Corporate 401(k) 80
Percentage of assets under record keeping in:
Proprietary investments 73.1%
Outside investments 20.3%
Company stock 5.0%
Other 1.6%
SERVICES PROVIDED:
Discrimination testing
Form 5500
1099s
State/federal tax withholding
Prototype plan document
Plan design
Summary plan descriptions
404(c) compliance
Ongoing plan compliance
Investment policy preparation
Standardized education print materials
Customized education print materials
Standardized communications
Customized communications
Fund information
Investment performance
Finance/retirement planning materials
Investment advice
Employee meetings
Employee one-on-one meetings
Foreign-language materials
SERVICES VIA VOICE RESPONSE/OPERATOR/INTERNET
Enrollment - v-o-i
Contribution rate change - v-o-i
Investment election change - v-o-i
Transfer request - v-o-i
Loan request/note preparation - v-o-i
Rollovers - v-o-i
Hardship withdrawal - o-i
Address change - o-i
Questions on employee statement - o-i
Questions on distributions - o-i
Investment information - o-i
Daily valuation - v-o-i
INVESTMENT MANAGEMENT:
Assets under management ($ millions):
Total DC assets managed 996
Internally managed DC assets 69
In-house investment management services are provided through:
Mutual funds
Separate accounts
Commingled funds
Stable value/GIC
STAFFING:
Record-keeping operations 25
Compliance/testing/plan design 10
Information technology 25
Investment analysis/due diligence 5
Dedicated conversion/installation 10
Relationship managers 18
LaSalle Bank NA offers the following fund families through its fund alliance structure:
ABN AMRO, AIM, American Century, Eaton Vance, Federated, Fidelity Advisor, Goldman Sachs, Janus, INVESCO, MFS, PIMCO and Warburg Pincus.
Robert Thompson is client contact.
