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July 26, 1999 01:00 AM

(K-L) MONEY MANAGERS DIRECTORY: DEFINED CONTRIBUTION INVESTMENT ADVISOR PROFILES

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    Kalmar Investments Inc.

    3701 Kennett Pike, Barley Mill House, Greenville, DE 19807; phone: (302) 658-7575; fax: (302) 658-0502

    ($ millions)

    Total DC assets 56

    Internally managed 56

    Plan type:

    401(k) 56

    Investment vehicle:

    Mutual funds 3

    Separate accounts 53

    Asset mix:

    Stocks 90%

    Cash 10%

    Client contact: Linn Morrow

    J.L. Kaplan Associates LLC

    222 Berkeley St., Suite 2010, Boston, MA 02116; phone: (617) 542-1655; fax: (617) 542-2239

    ($ millions)

    Total DC assets 74

    Internally managed 74

    Plan type:

    401(k) 29

    Profit sharing 45

    Investment vehicle:

    Separate accounts 74

    Asset mix:

    Stocks 88%

    Bonds 2%

    Cash 10%

    Client contact: Paul Weisman

    Kestrel Investment Management Corp.

    411 Borel Ave., Suite 403, San Mateo, CA 94402; phone: (650) 572-9450; fax: (650) 572-8689

    ($ millions)

    Total DC assets 42

    Internally managed 42

    Plan type:

    401(k) 3

    403(b) 39

    Investment vehicle:

    Separate accounts 42

    Asset mix:

    Stocks 96%

    Cash 4%

    Key Asset Management Inc.

    127 Public Square, 20th Floor, Cleveland, OH 44114-1306; phone: (216) 689-5215; fax: (216) 689-8315; www.key.com

    ($ millions)

    Total DC assets 4,131

    Internally managed 4,131

    Plan type:

    401(k) 4,131

    Investment vehicle:

    Mutual funds 2,428

    Other commingled 1,703

    Lifecycle/asset allocation assets 40

    Asset mix:

    Stocks 56%

    Bonds 7%

    Stable value 27%

    Other 10%

    Client contact: Susan Weigand

    King Investment Advisors

    1980 Post Oak Blvd., Suite 2400, Houston, TX 77056-3898; phone: (713) 961-0462; fax: (713) 961-5613; www.kingadvisors.com

    ($ millions)

    Total DC assets 295

    Internally managed 295

    Plan type:

    401(k) 1

    Endowment 294

    Asset mix:

    Stocks 84%

    Bonds 12%

    Cash 4%

    Client contact: Doug Cannon

    Kopp Investment Advisors

    7701 France Ave. S., Suite 500, Edina, MN 55435; phone: (612) 841-0400; fax: (612) 841-0411; www.koppinv.com

    ($ millions)

    Total DC assets 526

    Internally managed 526

    Investment vehicle:

    Separate accounts 526

    Asset mix:

    Stocks 98.6%

    Cash 1.4%

    Client contact: Greg Kulka

    KR Capital Advisors Inc.

    450 Park Ave., Suite 3000, New York, NY 10022; phone: (212) 888-6300; fax: (212) 751-4542

    ($ millions)

    Total DC assets 312

    Internally managed 312

    Plan type:

    401(k) 312

    Investment vehicle:

    Separate accounts 312

    Asset mix:

    Stocks 97%

    Cash 3%

    Client contact: Edward Klein

    [L]

    Lazard Asset Management

    30 Rockefeller Plaza, New York, NY 10112-6300; phone: (212) 632-6000; fax: (212) 332-5901; www.lazard.com

    ($ millions)

    Total DC assets 495

    Internally managed 495

    Plan type:

    401(k) 492

    457 3

    Investment vehicle:

    Mutual funds 414

    Separate accounts 81

    Lifecycle/asset allocation assets 186

    Asset mix:

    Stocks 99%

    Bonds 1%

    Client contact: Charlie Burgdorf

    Legg Mason Inc.

    111 S. Calvert St., Baltimore, MD 21202; phone: (410) 539-0000; fax: (410) 539-4923;www.leggmason.com

    ($ millions)

    Total DC assets 1,272

    Internally managed 1,272

    Plan type:

    401(k) 1,172

    403(b) 2

    Other 98

    Investment vehicle:

    Mutual funds 1,171

    Separate accounts 101

    Asset mix:

    Stocks 6%

    Bonds 94%

    Client contact: Edward A. Taber III

    Lend Lease Real Estate Investments Inc.

    3424 Peachtree St. N.E., Suite 800, Atlanta, GA 30326; phone: (404) 848-8600; fax: (404) 848-2886; www.lendleaserei.com

    ($ millions)

    Total DC assets 45

    Internally managed 45

    Plan type:

    401(k) 32

    Other 13

    Asset mix:

    Real estate 100%

    John A. Levin & Co. Inc.

    1 Rockefeller Plaza, 19th Floor, New York, NY 10020; phone: (212) 332-8400; fax: (212) 332-8487

    ($ millions)

    Total DC assets 204

    Internally managed 204

    Investment vehicle:

    Separate accounts 204

    Asset mix:

    Stocks 96%

    Cash 4%

    Client contact: James Kelly

    Lexington Management

    Park 80 W., Plaza Two, Saddle Brook, NJ 07663; phone: (201) 845-7300; fax: (201) 712-7750; www.lexingtonmanagement.com

    ($ millions)

    Total DC assets 285

    Internally managed 285

    Plan type:

    401(k) 263

    403(b) 22

    Investment vehicle:

    Mutual funds 220

    Variable annuities 65

    Asset mix:

    Stocks 80%

    Bonds 20%

    Client contact: David Zocchi

    Lincoln Capital Management

    200 S. Wacker Drive, Suite 2100, Chicago, IL 60606; phone: (312) 559-2880; fax: (312) 559-0245

    ($ millions)

    Total DC assets 7,523

    Internally managed 7,523

    Investment vehicle:

    Mutual funds 6,138

    Separate accounts 1,385

    Asset mix:

    Stocks 87%

    Bonds 13%

    Client contact: Alexander Knowles

    Loomis, Sayles & Co. LP

    1 Financial Center, Boston, MA 02111; phone: (617) 482-2450; fax: (617) 443-0074; www.loomissayles.com

    ($ millions)

    Total DC assets 2,942

    Internally managed 2,942

    Plan type:

    401(k) 2,716

    403(b) 95

    457 131

    Investment vehicle:

    Mutual funds 12

    Separate accounts 2,930

    Asset mix:

    Stocks 15%

    Bonds 85%

    Client contact: Elliot Herman

    Lord, Abbett & Co.

    767 Fifth Ave., 11th Floor, New York, NY 10153-0203; phone: (212) 848-1800; fax: (212) 980-6990; www.lordabbett.com

    ($ millions)

    Total DC assets 1,494

    Internally managed 1,494

    Plan type:

    401(k) 206

    403(b) 250

    457 1,038

    Investment vehicle:

    Mutual funds 1,163

    Separate accounts 331

    Asset mix:

    Stocks 57.2%

    Bonds 42.2%

    Cash 0.6%

    Client contact: Michael Rose

    Lotsoff Capital Management

    20 N. Clark St., 34th Floor, Chicago, IL 60602; phone: (312) 368-1442; fax: (312) 750-1131; www.lotsoff.com

    ($ millions)

    Total DC assets 531

    Internally managed 531

    Plan type:

    401(k) 531

    Investment vehicle:

    Separate accounts 481

    Other commingled 50

    Asset mix:

    Bonds 26%

    Stable value 74%

    Client contact: Mark S. Levey

    Lowe, Brockenbrough

    6620 W. Broad St., Suite 300,

    Richmond, VA 23230-1720; phone: (804) 288-0404; fax: (804) 288-7872; www.lowebrockenbrough.com

    ($ millions)

    Total DC assets 70

    Internally managed 70

    Plan type:

    401(k) 8

    Other 62

    Investment vehicle:

    Mutual funds 8

    Separate accounts 62

    Asset mix:

    Stocks 1.1%

    Bonds 9.4%

    Other 89.5%

    Client contact: David Lyons

    LSV Asset Management

    167 East Ave., Norwalk, CT 06851; phone: (203) 852-1636; fax: (203) 852-1680

    ($ millions)

    Total DC assets 261

    Internally managed 261

    Plan type:

    401(k) 261

    Investment vehicle:

    Separate accounts 261

    Asset mix:

    Stocks 100%

    Client contact: Christopher LaCroix

    Lyon Street Asset Management Co.

    111 Lyon St., Grand Rapids, MI 49503; phone: (616) 771-1735; fax: (616) 771-0795; www.kentfunds.com

    ($ millions)

    Total DC assets 5,246

    Internally managed 3,726

    Plan type:

    401(k) 760

    Profit-sharing/money purchase 2,966

    Investment vehicle:

    Mutual funds 2,192

    Separate accounts 566

    Other commingled 968

    Lifecycle/asset allocation assets 192

    Asset mix:

    Stocks 48%

    Bonds 44%

    Cash 6%

    Other 2%

    Client contact: Daryl Waszak

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