Kalmar Investments Inc.
3701 Kennett Pike, Barley Mill House, Greenville, DE 19807; phone: (302) 658-7575; fax: (302) 658-0502
($ millions)
Total DC assets 56
Internally managed 56
Plan type:
401(k) 56
Investment vehicle:
Mutual funds 3
Separate accounts 53
Asset mix:
Stocks 90%
Cash 10%
Client contact: Linn Morrow
J.L. Kaplan Associates LLC
222 Berkeley St., Suite 2010, Boston, MA 02116; phone: (617) 542-1655; fax: (617) 542-2239
($ millions)
Total DC assets 74
Internally managed 74
Plan type:
401(k) 29
Profit sharing 45
Investment vehicle:
Separate accounts 74
Asset mix:
Stocks 88%
Bonds 2%
Cash 10%
Client contact: Paul Weisman
Kestrel Investment Management Corp.
411 Borel Ave., Suite 403, San Mateo, CA 94402; phone: (650) 572-9450; fax: (650) 572-8689
($ millions)
Total DC assets 42
Internally managed 42
Plan type:
401(k) 3
403(b) 39
Investment vehicle:
Separate accounts 42
Asset mix:
Stocks 96%
Cash 4%
Key Asset Management Inc.
127 Public Square, 20th Floor, Cleveland, OH 44114-1306; phone: (216) 689-5215; fax: (216) 689-8315; www.key.com
($ millions)
Total DC assets 4,131
Internally managed 4,131
Plan type:
401(k) 4,131
Investment vehicle:
Mutual funds 2,428
Other commingled 1,703
Lifecycle/asset allocation assets 40
Asset mix:
Stocks 56%
Bonds 7%
Stable value 27%
Other 10%
Client contact: Susan Weigand
King Investment Advisors
1980 Post Oak Blvd., Suite 2400, Houston, TX 77056-3898; phone: (713) 961-0462; fax: (713) 961-5613; www.kingadvisors.com
($ millions)
Total DC assets 295
Internally managed 295
Plan type:
401(k) 1
Endowment 294
Asset mix:
Stocks 84%
Bonds 12%
Cash 4%
Client contact: Doug Cannon
Kopp Investment Advisors
7701 France Ave. S., Suite 500, Edina, MN 55435; phone: (612) 841-0400; fax: (612) 841-0411; www.koppinv.com
($ millions)
Total DC assets 526
Internally managed 526
Investment vehicle:
Separate accounts 526
Asset mix:
Stocks 98.6%
Cash 1.4%
Client contact: Greg Kulka
KR Capital Advisors Inc.
450 Park Ave., Suite 3000, New York, NY 10022; phone: (212) 888-6300; fax: (212) 751-4542
($ millions)
Total DC assets 312
Internally managed 312
Plan type:
401(k) 312
Investment vehicle:
Separate accounts 312
Asset mix:
Stocks 97%
Cash 3%
Client contact: Edward Klein
[L]
Lazard Asset Management
30 Rockefeller Plaza, New York, NY 10112-6300; phone: (212) 632-6000; fax: (212) 332-5901; www.lazard.com
($ millions)
Total DC assets 495
Internally managed 495
Plan type:
401(k) 492
457 3
Investment vehicle:
Mutual funds 414
Separate accounts 81
Lifecycle/asset allocation assets 186
Asset mix:
Stocks 99%
Bonds 1%
Client contact: Charlie Burgdorf
Legg Mason Inc.
111 S. Calvert St., Baltimore, MD 21202; phone: (410) 539-0000; fax: (410) 539-4923;www.leggmason.com
($ millions)
Total DC assets 1,272
Internally managed 1,272
Plan type:
401(k) 1,172
403(b) 2
Other 98
Investment vehicle:
Mutual funds 1,171
Separate accounts 101
Asset mix:
Stocks 6%
Bonds 94%
Client contact: Edward A. Taber III
Lend Lease Real Estate Investments Inc.
3424 Peachtree St. N.E., Suite 800, Atlanta, GA 30326; phone: (404) 848-8600; fax: (404) 848-2886; www.lendleaserei.com
($ millions)
Total DC assets 45
Internally managed 45
Plan type:
401(k) 32
Other 13
Asset mix:
Real estate 100%
John A. Levin & Co. Inc.
1 Rockefeller Plaza, 19th Floor, New York, NY 10020; phone: (212) 332-8400; fax: (212) 332-8487
($ millions)
Total DC assets 204
Internally managed 204
Investment vehicle:
Separate accounts 204
Asset mix:
Stocks 96%
Cash 4%
Client contact: James Kelly
Lexington Management
Park 80 W., Plaza Two, Saddle Brook, NJ 07663; phone: (201) 845-7300; fax: (201) 712-7750; www.lexingtonmanagement.com
($ millions)
Total DC assets 285
Internally managed 285
Plan type:
401(k) 263
403(b) 22
Investment vehicle:
Mutual funds 220
Variable annuities 65
Asset mix:
Stocks 80%
Bonds 20%
Client contact: David Zocchi
Lincoln Capital Management
200 S. Wacker Drive, Suite 2100, Chicago, IL 60606; phone: (312) 559-2880; fax: (312) 559-0245
($ millions)
Total DC assets 7,523
Internally managed 7,523
Investment vehicle:
Mutual funds 6,138
Separate accounts 1,385
Asset mix:
Stocks 87%
Bonds 13%
Client contact: Alexander Knowles
Loomis, Sayles & Co. LP
1 Financial Center, Boston, MA 02111; phone: (617) 482-2450; fax: (617) 443-0074; www.loomissayles.com
($ millions)
Total DC assets 2,942
Internally managed 2,942
Plan type:
401(k) 2,716
403(b) 95
457 131
Investment vehicle:
Mutual funds 12
Separate accounts 2,930
Asset mix:
Stocks 15%
Bonds 85%
Client contact: Elliot Herman
Lord, Abbett & Co.
767 Fifth Ave., 11th Floor, New York, NY 10153-0203; phone: (212) 848-1800; fax: (212) 980-6990; www.lordabbett.com
($ millions)
Total DC assets 1,494
Internally managed 1,494
Plan type:
401(k) 206
403(b) 250
457 1,038
Investment vehicle:
Mutual funds 1,163
Separate accounts 331
Asset mix:
Stocks 57.2%
Bonds 42.2%
Cash 0.6%
Client contact: Michael Rose
Lotsoff Capital Management
20 N. Clark St., 34th Floor, Chicago, IL 60602; phone: (312) 368-1442; fax: (312) 750-1131; www.lotsoff.com
($ millions)
Total DC assets 531
Internally managed 531
Plan type:
401(k) 531
Investment vehicle:
Separate accounts 481
Other commingled 50
Asset mix:
Bonds 26%
Stable value 74%
Client contact: Mark S. Levey
Lowe, Brockenbrough
6620 W. Broad St., Suite 300,
Richmond, VA 23230-1720; phone: (804) 288-0404; fax: (804) 288-7872; www.lowebrockenbrough.com
($ millions)
Total DC assets 70
Internally managed 70
Plan type:
401(k) 8
Other 62
Investment vehicle:
Mutual funds 8
Separate accounts 62
Asset mix:
Stocks 1.1%
Bonds 9.4%
Other 89.5%
Client contact: David Lyons
LSV Asset Management
167 East Ave., Norwalk, CT 06851; phone: (203) 852-1636; fax: (203) 852-1680
($ millions)
Total DC assets 261
Internally managed 261
Plan type:
401(k) 261
Investment vehicle:
Separate accounts 261
Asset mix:
Stocks 100%
Client contact: Christopher LaCroix
Lyon Street Asset Management Co.
111 Lyon St., Grand Rapids, MI 49503; phone: (616) 771-1735; fax: (616) 771-0795; www.kentfunds.com
($ millions)
Total DC assets 5,246
Internally managed 3,726
Plan type:
401(k) 760
Profit-sharing/money purchase 2,966
Investment vehicle:
Mutual funds 2,192
Separate accounts 566
Other commingled 968
Lifecycle/asset allocation assets 192
Asset mix:
Stocks 48%
Bonds 44%
Cash 6%
Other 2%
Client contact: Daryl Waszak
