ICM Asset Management Inc.
601 W. Main Ave., Spokane, WA 99202; phone: (509) 455-3588; fax: (509) 623-0588
($ millions)
Total DC assets 6
Internally managed 6
Plan type:
401(k) 6
Asset mix:
Stocks 55.3%
Bonds 34.7%
Cash 10.0%
Client contact: Mark Bergeron
ICMA Retirement Corp.
777 N. Capitol St. N.E., Suite 600, Washington, DC 20002-4240; phone: (202) 962-4600; fax: (202) 659-9599; www.icmarc.org
($ millions)
Total DC assets 9,976
Internally managed 3,159
Plan type:
401(k) 526
457 2,633
Investment vehicle:
Other commingled 3,159
Asset mix:
Stable value 100%
Client contact: Joseph Chadwick
Independence Fixed Income Associates Inc.
8300 Greensboro Drive, Suite 900, McLean, VA 22102; phone: (703) 749-8232; fax: (703) 356-1157
($ millions)
Total DC assets 1,391
Internally managed 1,391
Plan type:
401(k) 1,158
457 233
Investment vehicle:
Separate accounts 1,391
Asset mix:
Bonds 100%
Client contact: Daniel McLaughlin
Independence Investment Associates Inc.
53 State St., Boston, MA 02109; phone: (617) 228-8700; fax: (617) 228-8893
($ millions)
Total DC assets 869
Internally managed 869
Investment vehicle:
Separate accounts 869
Asset mix:
Stocks 100%
Client contact: Mimmy Cooper
Institutional Capital Corp.
225 W. Wacker Drive, Suite 2400, Chicago IL 60606; phone: (312) 424-9100; fax: (312) 424-9187
($ millions)
Total DC assets 1,237
Internally managed 1,237
Plan type:
401(k) 1,237
Investment vehicle:
Separate accounts 1,237
Asset mix:
Stocks 90%
Bonds 5%
Cash 5%
Client contact: Gary Maurer
INVESCO
1360 Peachtree St., Atlanta, GA 30309; phone: (404) 892-0896; fax: (404) 439-3229; www.invesco.com
($ millions)
Total DC assets 32,700
Internally managed 31,100
Plan type:
401(k) 28,633
403(b) 687
457 530
Money purchase/profit-sharing 1,250
Investment vehicle:
Mutual funds 6,900
Separate accounts 19,200
Other commingled 5,000
Lifecycle/asset allocation assets 1,866
Asset mix:
Stocks 37.4%
Bonds 9.2%
Cash 0.6%
Stable value 15.1%
Other 37.7%
Client contact: Sandi Tompkins
Investment Counselors of Maryland Inc.
803 Cathedral St., Baltimore, MD 21201; phone: (410) 539-3838; fax: (410) 625-9016; www.icomd.com
($ millions)
Total DC assets 114
Internally managed 114
Plan type:
401(k) 68
Profit-sharing/money purchase 46
Investment vehicle:
Mutual funds 89
Separate accounts 25
Asset mix:
Stocks 86.5%
Bonds 3.5%
Cash 10.0%
Client contact: Charlie Peterson
Investment Counselors Inc.
1010 Market St., Suite 1540, St. Louis, MO 63101; phone: (314) 421- 3080; fax: (314) 421-5287; www.investmentcounselors.com
($ millions)
Total DC assets 3
Internally managed 3
Plan type:
401(k) 3
Investment vehicle:
Separate accounts 3
Asset mix:
Stocks 67%
Bonds 30%
Cash 3%
Client contact: Kenneth Johnson
Ironwood Capital Management LLC
1 International Place, Suite 2401, Boston, MA 02110; phone: (617) 310-5120; fax: (617) 310-5124; www.icmfunds.com
($ millions)
Total DC assets 20
Internally managed 20
Plan type:
401(k) 7
Other 13
Investment vehicle:
Mutual funds 4
Separate accounts 16
Asset mix:
Stocks 100%
Client contact: Rick Droster
