330 S. Executive Drive, Suite 301, P.O. Box 1067, Brookfield, WI 53008-1067; phone: (414) 782-3631; fax: (414) 782-0581; www.danainvestment.com
($ millions)
Total DC assets 25
Internally managed 25
Plan type:
401(k) 25
Investment vehicle:
Mutual funds 13
Separate accounts 12
Asset mix:
Stocks 80%
Bonds 15%
Cash 5%
Client contact: Mike Stewart
Davis Selected Advisers LP
609 Fifth Ave., 11th Floor, New York, NY 10017; phone: (800) 279-2279; fax: (212) 891-5515;
www.davisfunds.com
($ millions)
Total DC assets 1,500
Internally managed 1,500
Plan type:
401(k) 1,500
Investment vehicle:
Mutual funds 1,500
Asset mix:
Stocks 100%
Client contact: Russell Wiese
Dean Investment Associates
2480 Kettering Tower, Dayton, OH 45423; phone: (800) 327-3656; fax: (937) 227-9375;www.chdean.com
($ millions)
Total DC assets 1,191
Internally managed 1,191
Plan type:
401(k) 25
Other 1,166
Investment vehicle:
Variable annuities 416
Separate accounts 750
Other commingled 25
Asset mix:
Stocks 62%
Bonds 27%
Cash 11%
Client contact: Matthew McCormick
Delaware Investments
1 Commerce Square, 38th Floor, Philadelphia, PA 19103; phone: (215) 255-2300; fax: (215) 255-2954
($ millions)
Total DC assets 5,900
Internally managed 5,900
Plan type:
401(k) 3,009
403(b) 1,770
457 118
Other 1,003
Investment vehicle:
Mutual funds 3,400
Separate accounts 2,500
Lifecycle/asset allocation assets 100
Asset mix:
Stocks 60.0%
Bonds 35.0%
Cash 4.5%
Stable value 0.5%
Client contact: Mary Rudie Barneby
Delta Asset Management
700 Colonial Road, Suite 130, Memphis, TN 38117-5190; phone: (901) 767-4791; fax: (901) 767-1224
($ millions)
Total DC assets 37
Internally managed 37
Investment vehicle:
Separate accounts 37
Asset mix:
Stocks 49%
Bonds 42%
Cash 9%
Client contact: Edward Taylor
Denver Investment Advisors
1225 17th St., 26th Floor, P.O. Box 17487, Denver, CO 80202; phone: (303) 312-5000; fax: (303) 312- 4900; www.denveria.com
($ millions)
Total DC assets 217
Internally managed 217
Plan type:
401(k) 217
Asset mix:
Stocks 99%
Bonds 1%
Client contact: Dennis Larkin
Deutsche Bank
130 Liberty St., MS 2202, New York, NY 10006; phone: (212) 250-2500; fax: (212) 669-5367
($ millions)
Total DC assets 43,575
Internally managed 43,575
Investment vehicle:
Separate accounts 17,977
Other commingled 25,598
Client contact: Denise Brito
Dewey Square Investors
1 Financial Center, 24th Floor, Boston, MA 02111-2621; phone: (617) 526-1300; fax: (617) 526-1337
($ millions)
Total DC assets 4
Internally managed 4
Plan type:
401(k) 4
Asset mix:
Stocks 16%
Bonds 68%
Cash 16%
Client contact: David Eaton
Dimensional Fund Advisors
1299 Ocean Ave., Santa Monica, CA 90401; phone: (310) 395-8005; fax: (310) 899-2597;www.dfafunds.com
($ millions)
Total DC assets 534
Internally managed 534
Plan type:
401(k) 528
403(b) 6
Investment vehicle:
Mutual funds 534
Asset mix:
Stocks 98%
Bonds 2%
Client contact: David Booth
Disciplined Growth Investors
900 Second Ave. S., Suite 450, Minneapolis, MN 55402; phone: (612) 317-4100; fax: (612) 904-2546
($ millions)
Total DC assets 134
Internally managed 134
Plan type:
401(k) 45
Money purchase/profit sharing 89
Asset mix:
Stocks 65%
Bonds 34%
Cash 1%
Client contact: John Maschoff
Dresdner RCM Global Investors
4 Embarcadero Center, San Francisco, CA 94111; phone: (415) 954- 5400; fax: (415) 263-5124
($ millions)
Total DC assets 1,297
Internally managed 1,297
Plan type:
401(k) 1,249
Profit-sharing 48
Investment vehicle:
Mutual funds 150
Separate accounts 1,147
Asset mix:
Stocks 92%
Bonds 5%
Cash 3%
Dreyfus
200 Park Ave., New York, NY 10166; phone: (212) 922-6000; fax: (212) 922-6600; www.dreyfus.com
($ millions)
Total DC assets 36,800
Internally managed 9,100
Plan type:
401(k) 6,700
403(b) 310
457 136
Other 1,954
Investment vehicle:
Mutual funds 9,100
Lifecycle/asset allocation assets 300
Asset mix:
Stocks 59.3%
Bonds 18.2%
Cash 4.3%
Stable value 4.3%
Other 13.9%
Client contact: Joe Eck
