Campbell, Newman, Pottinger & Associates Inc.
11039 N. Towne Square Road, Mequon, WI 53092-5051; phone: (414) 241-6620; fax: (414) 241-7447
($ millions)
Total DC assets 175
Internally managed 175
Plan type:
401(k) 1
Profit sharing 174
Investment vehicle:
Separate accounts 175
Asset mix:
Stocks 80%
Bonds 16%
Cash 4%
Client contact: Burton Bartlett II
Capital Consultants
2300 S.W. First Ave., Portland OR 97201; phone: (503) 241-1200; fax: (503) 241-0207
($ millions)
Total DC assets 95
Internally managed 14
Plan type:
401(k) 2
Other 12
Client contact: Pamela Prideaux
333 S. Hope St., 50th Floor, Los Angeles, CA 90071; phone: (213) 486-9200; fax: (213) 486-9625; www.capgroup.com
($ millions)
Total DC assets 3,887
Internally managed 3,887
Plan type:
401(k) 2,970
457 123
Profit sharing/thrift savings 794
Investment vehicle:
Separate accounts 2,188
Other commingled 1,699
Lifecycle/asset allocation assets 282
Asset mix:
Stocks 97.4%
Bonds 0.8%
Cash 1.8%
Client contact: Jeffrey Paster
Capital Research & Management Co.
333 S. Hope St., Los Angeles, CA 90071; phone: (213) 486-9200; fax: (213) 486-9979;www.americanfunds.com
($ millions)
Total DC assets 42,834
Internally managed 42,834
Plan type:
401(k) 13,855
403(b) 5,455
457 146
Other 23,378
Investment vehicle:
Mutual funds 42,834
Asset mix:
Stocks 91%
Bonds 6%
Cash 3%
Client contact: Martin Cosgrove
Certus Asset Advisors
1 Bush St., Suite 450, San Francisco, CA 94104; phone: (415) 399-4450; fax: (415) 399-4499;www.certusadvisors.com
($ millions)
Total DC assets 5,725
Internally managed 5,725
Plan type:
401(k) 4,931
457 794
Investment vehicle:
Separate accounts 3,627
Other commingled 2,098
Asset mix:
Stable value 100%
Client contact: Rob McCormish
Chase Manhattan Bank
Global Asset Management
1211 Avenue of the Americas, 41st Floor, New York, NY 10036; phone: (212) 270-6000; fax: (212) 596- 3861
($ millions)
Total DC assets 3,085
Internally managed 3,085
Plan type:
401(k) 2,912
Other 173
Investment vehicle:
Mutual funds 245
Separate accounts 1,972
Other commingled 868
Lifecycle/asset allocation assets 30
Asset mix:
Stocks 35.9%
Bonds 37.7%
Cash 26.0%
Stable value 0.4%
Client contacts: Susan Scalzo at (716) 258-7519 and David Erwin at (713) 216-4556
Chicago Equity Partners
231 S. LaSalle St., 4th Floor, Chicago, IL 60697; phone: (312) 828-4465; fax: (312) 974-9060
($ millions)
Total DC assets 688
Internally managed 688
Plan type:
401(k) 688
Asset mix:
Stocks 100%
Client contact: Patrick Lynch
Chinook Capital Management
700 Fifth Ave., Suite 5505, Seattle, WA 98104; phone: (206) 654- 0480; fax: (206) 654-0499
($ millions)
Total DC assets 10
Internally managed 10
Plan type:
Profit-sharing 10
Investment vehicle:
Separate accounts 10
Asset mix:
Stocks 5%
Bonds 95%
Client contact: Laurie Nichols
CIGNA Investment Inc.
South Building, S314, Hartford, CT 06152-2314; phone: (860) 726- 6000; fax: (860) 726-8755
($ millions)
Total DC assets 28,000
Internally managed 18,000
Plan type:
401(k) 17,300
403(b) 100
457 600
Investment vehicle:
Separate accounts 18,000
Lifecycle/asset allocation assets 18,000
Client contact: Ann Swanson
City National Investments
400 N. Roxbury Drive, Suite 600, Beverly Hills, CA 90210; phone: (310) 888-6300; fax: (310) 888- 6278; www.cityntl.com
($ millions)
Total DC assets 313
Internally managed 313
Plan type:
401(k) 170
403(b) 6
Other 137
Investment vehicle:
Separate accounts 313
Asset mix:
Stocks 48%
Bonds 30%
Cash 16%
Other 6%
Client contact: Julianne Cruz
Clover Capital Management
11 Tobey Village Office Park, Pittsford, NY 14534; phone: (716) 385-6090; fax: (716) 385-9068
($ millions)
Total DC assets 281
Internally managed 281
Plan type:
401(k) 153
Other 128
Investment vehicle:
Separate accounts 281
Client contact: James G. Gould
Columbia Management Co.
1300 S.W. Sixth Ave., P.O. Box 1350, Portland, OR 97207; phone: (503) 222-3600; fax: (503) 243-2630
($ millions)
Total DC assets 1,969
Internally managed 1,969
Plan type:
401(k) 1,652
Profit-sharing 317
Investment vehicle:
Mutual funds 1,969
Asset mix:
Stocks 58.8%
Bonds 5.9%
Cash 5.1%
Other 30.2%
Client contact: Robert Noack
Columbus Circle Investors
440 S. LaSalle St., Suite 2450, Chicago, IL 60605; phone: (312) 663-7090; fax: (312) 663-7095
($ millions)
Total DC assets 106
Internally managed 106
Plan type:
401(k) 106
Lifecycle/asset allocation assets 72
Asset mix:
Stocks 100%
Client contact: Robert Fehrmann
Commerce Bank Investment Management Group
8000 Forsyth Blvd., Suite CLIM-7, St. Louis, MO 63105; phone: (314) 746-8776;
www.commercebank.com
($ millions)
Total DC assets 250
Internally managed 155
Plan type:
401(k) 155
Investment vehicle:
Mutual funds 155
Asset mix:
Stocks 45%
Bonds 9%
Cash 14%
Stable value 14%
Other 18%
Client contact: Bob Kalinich
Concord Investment Co.
150 S. Wacker Drive, Suite 350, Chicago, IL 60606; phone: (312) 236-1166; fax: (312) 553-2220; concordinvestment.com
($ millions)
Total DC assets 67
Internally managed 67
Plan type:
401(k) 8
Profit-sharing 59
Investment vehicle:
Separate accounts 67
Asset mix:
Stocks 63%
Bonds 31%
Cash 6%
Client contact: Richard Furmanski
Cooke & Bieler Inc.
1700 Market St., Suite 3222, Philadelphia, PA 19103; phone: (215) 567-1101; fax: (215) 567-1681; www.cooke-bieler.com
($ millions)
Total DC assets 142
Internally managed 142
Investment vehicle:
Separate accounts 142
Asset mix:
Stocks 70%
Bonds 22%
Cash 8%
Client contact: Samuel Ballam
Cramer Rosenthal McGlynn
520 Madison Ave., 32nd Floor, New York, NY 10022; phone: (212) 838-3830; fax: (212) 371-3562
($ millions)
Total DC assets 875
Internally managed 875
Investment vehicle:
Separate accounts 875
Asset mix:
Stocks 100%
Client contact: William Cline Jr.
Credit Suisse Asset Management
153 E. 53rd St., New York, NY 10022; phone: (212) 832-2626; fax: (212) 421-0453
($ millions)
Total DC assets 956
Internally managed 956
Plan type:
401(k) 956
Investment vehicle:
Mutual funds 55
Separate accounts 901
Asset mix:
Stocks 99%
Bonds 1%
Client contact: Jennifer Karpiel
Cumberland Advisors Inc.
614 Landis Ave., Vineland, NJ 08360; phone: (856) 692-6690; fax: (856) 794-9113; www.cumber.com
($ millions)
Total DC assets 27
Internally managed 27
Plan type:
Profit-sharing 27
Investment vehicle:
Separate accounts 27
Asset mix:
Stocks 43.8%
Bonds 51.0%
Cash 5.2%
Client contact: Suzanne Greenberg
Cutler & Co. LLC
503 Airport Road, Medford, OR 97504; phone: (541) 770-9000; fax: (541) 779-0006; www.cutler.com
($ millions)
Total DC assets 129
Internally managed 129
Investment vehicle:
Separate accounts 129
Asset mix:
Stocks 58%
Bonds 31%
Cash 11%
Client contact: Stephen Brennan
