1720 Post Road E., Westport, CT 06880; phone: (203) 254-7254; fax: (203) 259-4226
(U.S. $ millions)
Total assets 5,587
Total U.S. institutional tax-exempt 4,623
U.S. institutional tax-exempt int'l/global 4,623
Internal international/global 4,623
Internal international 1,466
Active bond accounts 1,466
International asset mix:
Bonds 87.9%
Cash 12.1%
Internal global 3,157
Active bond accounts 3,157
Global asset mix:
Bonds 91.9%
Cash 8.1%
Analysts/portfolio managers: Stationed in London and Westport.
Year registered with SEC: 1985.
Parent company: United Asset Management.
Olaf Rogge is chief investment officer; Julie Cochran is client contact.
Frank Russell Co.
909 A St., Tacoma, WA 98402; phone: (253) 572-9500; fax: (253) 591-3495; www.russell.com
(U.S. $ millions)
Total assets 45,600
Total U.S. institutional tax-exempt 30,000
U.S. institutional tax-exempt int'l/global 3,900
Overlay strategies:
Stock index futures 300
Non-U.S. pension assets 2,500
Frank Russell Co. oversees $3.9 billion in U.S. institutional tax-exempt assets managed by external firms, all in international accounts.
Analysts/portfolio managers: Stationed in Tacoma, London, Sydney, Tokyo and Toronto.
Year registered with SEC: 1982.
Parent company: Northwestern Mutual Life Insurance Co.
The statistics shown above include data from Frank Russell Investment Management Co., Frank Russell Trust Co., Frank Russell Co. Ltd. (London), Russell Investment Management Ltd. (Sydney), Frank Russell Canada Ltd., Frank Russell Investments (Ireland) Ltd. and Frank Russell Investments (Cayman) Ltd.
Randall P. Lert is chief investment officer; Dan Inveen is client contact.
Schroder Investment Management
787 Seventh Ave., 34th Floor, New York, NY 10019; phone: (212) 641- 3800; fax: (212) 641-3985; www.schroders.com
(U.S. $ millions)
Total assets* 197,700
Total U.S. institutional tax-exempt 27,055
U.S. institutional tax-exempt int'l/global 24,417
Internal international/global 24,417
Internal international 23,853
Active equity accounts 17,190
Emerging markets equity 6,663
International asset mix:
Equity 93.6%
Cash 6.4%
Internal global 564
Active equity accounts 564
Global asset mix:
Equity 94.1%
Cash 5.9%
Non-U.S. pension assets* 169,588
Internally managed 169,588
*data as of Dec. 31
International equity: Committed most heavily to the U.K., Japan, France, the Netherlands and Switzerland.
Global equity: Committed most heavily to the U.S., the U.K., Japan, France and the Netherlands.
Analysts/portfolio managers: Stationed in London, Zurich, Warsaw, Milan, Frankfurt, Cape Town, Tokyo, Hong Kong, Singapore, Sydney, Seoul, Taipei, Jakarta, Bangkok, Shanghai, Beijing, Manila, New York, Boston, Toronto, Sao Paulo, Bogota, Buenos Aires and Mexico City.
Year registered with SEC: 1980.
Parent company: Schroders PLC.
The statistics shown above include data from Schroder Investment Management (U.K.), Schro-der Investment Management-Japan, Schroder Investment Management (Singapore) Pte. Ltd., SIM Australasia and SIM Hong Kong.
Sharon L. Haugh is client contact.
Scudder Kemper Investments Inc.
345 Park Ave., New York, NY 10154; phone: (212) 326-6200; fax: (212) 688-7049; scudder.com
(U.S. $ millions)
Total assets 282,000
Total U.S. institutional tax-exempt 45,060
U.S. institutional tax-exempt int'l/global 16,050
Internal international/global 16,050
Internal international 11,795
Active equity accounts 11,656
Active bond accounts 139
International asset mix:
Equity 99%
Bonds 1%
Internal global 4,255
Active equity accounts 3,140
Emerging markets equity 661
Active bond accounts 194
Emerging markets debt 260
Global asset mix:
Equity 89%
Bonds 11%
Non-U.S. pension assets 4,672
Internally managed 4,672
International equity: Committed most heavily to Japan, the U.K., France, Germany and the Netherlands.
Global equity: Committed most heavily to the U.S., the U.K., Japan, Germany and Switzerland.
Analysts/portfolio managers: Stationed in New York, Boston, Chicago, Los Angeles, Philadelphia, San Francisco, London, Sydney and Tokyo.
Year registered with SEC: 1943.
Parent company: Zurich Financial Services Group.
The statistics shown above include data from Scudder, Stevens & Clark of Canada Ltd.; Scudder Investments (U.K.) Ltd.; Scudder Investments Japan Inc.; Scudder Investments (Luxembourg) SA; and Scudder, Stevens & Clark Australia Ltd.
Cornelia M. Small is chief investment officer; Jonathan Golub is client contact.
Silchester International Investors Ltd.
780 Third Ave., New York, NY 10017; phone: (212) 376-7560; fax: (212) 376-7555
(U.S. $ millions)
Total assets 4,959
Total U.S. institutional tax-exempt 4,201
U.S. institutional tax-exempt int'l/global 4,201
Internal international/global 4,201
Internal international 4,201
Active equity accounts 4,201
International asset mix:
Equity 100%
International equity: Committed most heavily to the U.K., Japan, France, Switzerland and Germany.
Analysts/portfolio managers: Stationed in London.
Year registered with SEC: 1994.
Stephen Butt is chief investment officer; Christopher Cowie is client contact.
SSB Citi Asset Management
7 World Trade Center, New York, NY 10048; phone: (212) 783-8062; fax: (212) 783-3601; www.ssbciti.com
(U.S. $ millions)
Total assets 338,156
Total U.S. institutional tax-exempt 26,724
U.S. institutional tax-exempt int'l/global 3,865
Internal international/global 3,865
Internal international 2,231
Active equity accounts 1,669
Emerging markets debt 562
International asset mix:
Equity 75%
Bonds 25%
Internal global 1,634
Emerging markets equity 458
Active bond accounts 719
Emerging markets debt 457
Global asset mix:
Equity 28%
Bonds 72%
Non-U.S. pension assets 26,082
Internally managed 25,127
International equity: Committed most heavily to the U.K., Japan, France, Germany and Switzerland.
Global equity: Committed most heavily to Mexico, and to Brazil, Taiwan, South Africa and Turkey.
Analysts/portfolio managers: Stationed in London, Frankfurt, New York, Hong Kong, Melbourne and Tokyo.
Year registered with SEC: 1964.
Parent company: Citigroup Inc.
The statistics that are shown above include data from the following: Salomon Brothers Asset Management, Smith Barney Asset Management, Citibank Global Asset Management and their affiliates.
Peter Carman is chief investment officer; Rena Schantz is client contact.
