Bankers Trust Co.
130 Liberty St., New York, NY 10006; phone: (212) 250-2500; fax: (212) 250-6986
(U.S. $ millions)
Total assets 377,502
Total U.S. institutional tax-exempt 259,954
U.S. institutional tax-exempt int'l/global 27,343
Internal international/global 27,343
Internal international 24,730
Active equity accounts 1,983
Indexed equity accounts 22,694
Emerging markets equity 41
Indexed bond accounts 12
International asset mix:
Equity 99.9%
Bonds 0.1%
Internal global 2,613
Balanced 2,613
Global asset mix:
Equity 56%
Bonds 31%
Cash 13%
Overlay strategies:
Currency 3,259
Internally managed underlying assets 3,259
Non-U.S. pension assets 9,230
Internally managed 9,230
International equity: Committed most heavily to France, the U.K., Italy, Japan and Germany.
Global equity: Committed most heavily to Germany, the U.S., Japan, the U.K. and France.
Analysts/portfolio managers: Stationed in New York, Sydney, Tokyo and Hong Kong.
Parent company: Deutsche Bank AG
The statistics shown above include data from Bankers Trust Australia and Japan Bankers Trust.
Frank Newman is chief investment officer; Timothy F. Keaney is client contact.
Barclays Global Investors
45 Fremont St., San Francisco, CA 94105; phone: (415) 597-2000; fax: (415) 597-2010; www.barclaysglobal.com
(U.S. $ millions)
Total assets 649,000
Total U.S. institutional tax-exempt 416,100
U.S. institutional tax-exempt int'l/global 44,100
Internal international/global 44,100
Internal international 41,700
Active equity accounts 1,900
Indexed equity accounts 38,300
Emerging markets equity 1,200
Indexed bond accounts 300
International asset mix:
Equity 99%
Bonds 1%
Internal global 2,400
Indexed equity accounts 600
Balanced 1,800
Global asset mix:
Equity 77%
Bonds 23%
Overlay strategies:
Stock index futures 4,400
Fixed-income futures 1,900
Currency 3,000
Internally managed underlying assets 3,900
Non-U.S. pension assets 154,300
Internally managed 154,300
International equity: Committed most heavily to the U.K., Japan, Germany, France and Switzerland.
Analysts/portfolio managers: Stationed in San Francisco, Toronto, London, Tokyo and Sydney.
Parent company: Barclays PLC.
Blake Grossman and James Creighton are chief investment officers; Marcia Hayes is client contact.
High Street Tower, 125 High St., Suite 2700, Boston, MA 02110;
phone: (617) 951-0052; fax: (617) 330-7481; www.baring-asset.com
(U.S. $ millions)
Total assets 47,362
Total U.S. institutional tax-exempt 12,529
U.S. institutional tax-exempt int'l/global 11,807
Internal international/global 11,807
Internal international 9,262
Active equity accounts 852
Emerging markets equity 88
Active bond accounts 2,765
Emerging markets debt 4
Active/passive equity accounts 5,553
International asset mix:
Equity 70%
Bonds 30%
Internal global 2,545
Active equity accounts 891
Balanced 539
Active bond accounts 1,115
Global asset mix:
Equity 46%
Bonds 54%
Non-U.S. pension assets 13,716
Internally managed 13,716
International equity: Committed most heavily to the U.K., Japan, France, Switzerland and Australia.
Global equity: Committed most heavily to the U.S., the U.K., Japan, France and Australia.
Analysts/portfolio managers: Stationed in London, Boston, Hong Kong and Tokyo.
Year registered with SEC: 1980.
Parent company: ING Group.
William Braman is chief investment officer; Barclay Douglas is client contact.
Sanford C. Bernstein & Co.
767 Fifth Ave., New York, NY 10153- 0185; phone: (212) 486-5800; fax: (212) 756-4558
(U.S. $ millions)
Total assets 77,158
Total U.S. institutional tax-exempt 39,676
U.S. institutional tax-exempt int'l/global 11,019
Internal international/global 11,019
Internal international 6,738
Active equity accounts 6,277
Emerging markets equity 426
Active bond accounts 35
International asset mix:
Equity 99.5%
Bonds 0.5%
Internal global 4,281
Active equity accounts 2,953
Balanced 1,328
Global asset mix:
Equity 65%
Bonds 33%
Cash 2%
Non-U.S. pension assets 3,153
Internally managed 3,153
International equity: Committed most heavily to Japan, Germany, Italy, the U.K. and France.
Global equity: Committed most heavily to the U.S., Japan, the U.K., Italy and Germany.
Analysts/portfolio managers: Stationed in New York.
Year registered with SEC: 1975.
Parent company: Sanford C. Bernstein Inc.
Andrew S. Adelson is chief investment officer-international investment management; Gary D. Black is client contact.
