UMB Bank NA
1010 Grand Blvd., P.O. Box 419692, Kansas City, MO 64141-6692; phone: (816) 860-4889; fax: (816) 860-3743; www.umb.com
(No. of participants)
Total 182,000
Bundled (inc. in-house asset mgmt.) 76,200
Bundled (exc. in-house asset mgmt.) 105,000
Record keeping/administration only 800
Participants served directly 182,000
Bundled (inc. in-house asset mgmt.) 76,200
Bundled (exc. in-house asset mgmt.) 105,000
Record keeping/administration only 800
SERVICES PROVIDED:
Plan design
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
TOLL-FREE NUMBER SERVICES
24-hour access
Operators
Foreign language capability
Client service rep available
Account balance
Account transfers
Changes to current/future allocations
Loan request/processing
Performance data
Fund information
WEB SITE
24-hour access
Account balance
Account transfers
Changes to current/future allocations
Loan request/processing
Performance data
Fund information
Retirement planning software
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $1.1 billion
In-house investment management services are provided through:
Separate accounts
Commingled funds
Mutual funds
Stable value funds
External investment management services are provided through:
Separate accounts
Commingled funds
Mutual funds
Stable value funds
UMB Bank NA provides services to 1,217 sponsors: 736 for bundled services including in-house investment management; 480 for bundled services except in-house investment management; and one for record keeping and administration only.
It has investment management partnerships with Fidelity, Federated, American Century and most mutual funds available through SunGard Expediter.
Charles E. Lehmann is client contact.
Union Bank of California
475 Sansome St., 12th Floor, San Francisco, CA 94111; phone: (415) 296-6527; fax: (415) 291-7405; www.401kresource.com;
www.selectbenefit.com
(No. of participants)
Total 125,000
Bundled (inc. in-house asset mgmt.) 125,000
Participants served directly 125,000
Bundled (inc. in-house asset mgmt.) 125,000
SERVICES PROVIDED:
Plan design
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
Consulting services
TOLL-FREE NUMBER SERVICES
24-hour access
Operators
Foreign language capability
Client service rep available
Account balance
Account transfers
Changes to current/future allocations
Loan request/processing
Performance data
Fund information
Retirement planning assistance
WEB SITE
24-hour access
Interactive e-mail
Account balance
Account transfers
Changes to current/future allocations
Loan request/processing
Performance data
Fund information
Retirement planning assistance
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $8.8 billion
In-house investment management services are provided through:
Mutual funds
Stable value funds
External investment management services are provided through:
Mutual funds
Union Bank of California provides services to 510 sponsors, all for bundled services, including in-house investment management.
It has partnerships with AIM, Dreyfus, INVESCO, American Century, Fidelity, Franklin Templeton, Janus, HighMark, Neuberger Berman, Strong, Templeton Investment and Scudder Kemper in investment management.
Jeff Boyle is client contact.
