Aetna Inc.
151 Farmington Ave., Hartford, CT 06136; phone: (860) 273-2128; fax: (860) 273-9630;
www.aetna.com
(No. of participants)
Total 1,254,783
Bundled (inc. in-house asset mgmt.) 1,254,783
Participants served directly 859,176
Bundled (inc. in-house asset mgmt.) 859,176
SERVICES PROVIDED:
Plan design
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
Consulting services
TOLL-FREE NUMBER SERVICES
24-hour access
Operators
Foreign language capability
Client service rep available
Account balance
Account transfers
Changes to current/future allocations
Loan request/processing
Performance data
Fund information
Retirement planning assistance
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $37.37 billion
Amount passed to subadvisers: $7.01 billion
In-house investment management services are provided through:
Separate accounts
Mutual funds
Stable value funds
General accounts
Variable annuities
External investment management services are provided through:
Separate accounts
Mutual funds
Stable value funds
General accounts
Variable annuities
Aetna Inc. provides services to 26,541 sponsors, all for bundled services, including in-house investment management.
It has partnerships with Systematized Benefits and numerous local firms in third-party administration; and Mellon and Fleet for trust services.
Gordon Maltempo is client contact.
American Century
4500 Main St., Kansas City, MO 64111; phone: (816) 340-4276; fax: (816) 340-7881;
www.americancentury.com
(No. of participants)
Total 303,000
Bundled (inc. in-house asset mgmt.) 303,000
Participants served directly 303,000
Bundled (inc. in-house asset mgmt.) 303,000
SERVICES PROVIDED:
Plan design
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
Consulting services
TOLL-FREE NUMBER SERVICES
24-hour access
Operators
Foreign language capability
Client service rep available
Account balance
Account transfers
Changes to current/future allocations
Loan request/processing
Performance data
Fund information
Retirement planning assistance
WEB SITE
24-hour access
Operators
Interactive e-mail
Client service rep available
Account balance
Account transfers
Changes to current/future allocations
Loan request/processing
Performance data
Fund information
Retirement planning assistance
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $22.28 billion
In-house investment management services are provided through:
Separate accounts
Commingled funds
Mutual funds
Stable value funds
External investment management services are provided through:
Mutual funds
American Century Investments provides services to 225 sponsors, all for bundled services, including in-house investment management.
It has partnerships with American Funds; BGI; Baron; CIGNA; Chesapeake; Columbia Funds; Dodge & Cox; FPA; Fidelity; Franklin Templeton; Gabelli; Heartland; American Express; INVESCO; Ivy MacKenzie; ING Funds; Janus; Lindner; Loomis, Sayles; MAS; MFS; Manager Funds; Merrill Lynch; NBD Bank; Parkstone; Pilgrim Baxter; PIMCO; Putnam; T. Rowe Price; U.S. Bank; Van Kampen; Vanguard; Wanger; Warburg Pincus and Westcore in investment management; and with UMB Bank in trusteeship.
Dan Hooker is client contact.
American Express Retirement Services
733 Marquette Ave. S., Minneapolis, MN 55402; fax: (612) 671-5031; www.americanexpress.com/401k
(No. of participants)
Total 860,298
Bundled (inc. in-house asset mgmt.) 860,298
Participants served directly 860,298
Bundled (inc. in-house asset mgmt.) 860,298
SERVICES PROVIDED:
Plan design
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
Consulting services
TOLL-FREE NUMBER SERVICES
24-hour access
Operators
Foreign language capability
Client service rep available
Account balance
Account transfers
Changes to current/future allocations
Loan request/processing
Performance data
Fund information
Retirement planning assistance
WEB SITE
24-hour access
Interactive e-mail
Account balance
Account transfers
Changes to current/future allocations
Performance data
Fund information
Retirement planning assistance
Interactive tools/models
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $40.55 billion
Amount passed to subadvisers: $1.8 million
In-house investment management services are provided through:
Separate accounts
Commingled funds
Mutual funds
Stable value funds
External investment management services are provided through:
Mutual funds
American Express Retirement Services provides services to 266 sponsors, all for bundled services, including in-house investment management.
It has investment management partnerships with AIM, American Century, Baron, Brinson, Davis, Domini, Founders, Franklin Templeton, INVESCO, Janus, MFS, Neuberger Berman, Nicholas-Applegate, Oppenheimer, Pilgrim Baxter, PIMCO, UAM, FMA and Wright.
John Rowe is client contact.
American United Life Insurance
1 American Square, P.O. Box 368, Indianapolis, IN 46206; phone: (317) 285-1877; fax: (317) 285-1956; www.aul.com
(No. of participants)
Total 480,000
Bundled (inc. in-house asset mgmt.) 480,000
Participants served directly 480,000
Bundled (inc. in-house asset mgmt.) 480,000
SERVICES PROVIDED:
Plan design
Employee meetings
Generic employee investment education
Generic employee communications
Compliance and reporting
TOLL-FREE NUMBER SERVICES
24-hour access
Operators
Foreign language capability
Client service rep available
Account balance
Account transfers
Changes to current/future allocations
Performance data
Fund information
Retirement planning assistance
WEB SITE
24-hour access
Account balance
Account transfers
Changes to current/future allocations
Performance data
Fund information
Retirement planning assistance
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $5.45 billion
Amount passed to subadvisers: $2.04 billion
In-house investment management services are provided through:
Separate accounts
American United Life Insurance Co. provides services to 11,135 sponsors, all for bundled services, including in-house investment management.
It has partnerships with Fred Alger, American Century, Calvert, Fidelity, INVESCO, Janus, Pilgrim Baxter, SAFECO, T. Rowe Price and Vanguard in investment management; and Old National Trust for trustee services.
Doug Lalama is client contact.
Ameritas Life Insurance
5900 O St., Lincoln, NE 68501-1889; phone: (402) 467-7307; fax: (402) 467-7952; www.ameritas.com
(No. of participants)
Total 28,994
Bundled (inc. in-house asset mgmt.) 28,818
Record keeping/administration only 176
Participants served directly 28,939
Bundled (inc. in-house asset mgmt.) 28,763
Record keeping/administration only 176
SERVICES PROVIDED:
Plan design
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
Consulting services
TOLL-FREE NUMBER SERVICES
24-hour access
Operators
Client service rep available
Account balance
Account transfers
Changes to current/future allocations
Retirement planning assistance
WEB SITE
Account balance
Account transfers
Changes to current/future allocations
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $574.79 million
Amount passed to subadvisers: $255.67 million
In-house investment management services are provided through:
Separate accounts
Commingled funds
Mutual funds
Guaranteed investment accounts
Blue chip growth funds
Ameritas Life Insurance Corp. provides services to 417 sponsors: 413 for bundled services, including in-house investment management, and four for record keeping and administration only.
It has partnerships with Fidelity, Neuberger Berman, Vanguard, Nicholas, American Century, Morgan Stanley Dean Witter and INVESCO in investment management.
Jessie Waller is client contact.
