Banc One Investment Management
1111 Polaris Parkway, Suite B-2, Columbus, OH 43240; phone: (614) 213-1850; fax: (614) 213-9031; www.bankone.com,
www.onegroup.com
(No. of participants)
Total 315,000
Bundled (inc. in-house asset mgmt.) 315,000
Participants served directly 138,000
Bundled (inc. in-house asset mgmt.) 138,000
SERVICES PROVIDED:
Plan design
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
TOLL-FREE NUMBER SERVICES
24-hour access
Operators
Foreign language capability
Client service rep available
Account balance
Account transfers
Changes to current/future allocations
Loan request/processing
Performance data
Fund information
Retirement planning assistance
Financial planning service
WEB SITE
24-hour access
Interactive e-mail
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $9 billion
In-house investment management services are provided through:
Commingled funds
Mutual funds
Stable value funds
External investment management services are provided through:
Commingled funds
Mutual funds
Stable value funds
Banc One Investment Management Group provides services to 3,100 sponsors, all for bundled services, including in-house investment management.
It has partnerships with Putnam, Fidelity, AIM and INVESCO in investment management; and INVESCO, Putnam and BISYS in record keeping.
Dave Vetta is client contact.
Bank of New York Retirement Services Division
The Centre at Purchase, 3 Manhattanville Rd., Purchase, NY 10577; phone: (914) 253-0700; fax: (914) 253-0701; www.bankofny.com
(No. of participants)
Total 200,000
Bundled (inc. in-house asset mgmt.) 190,000
Record keeping/administration only 10,000
Participants served directly 200,000
Bundled (inc. in-house asset mgmt.) 190,000
Record keeping/administration only 10,000
SERVICES PROVIDED:
Plan design
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
Consulting services
TOLL-FREE NUMBER SERVICES
24-hour access
Operators
Foreign language capability
Client service rep available
Account balance
Account transfers
Changes to current/future allocations
Loan request/processing
Performance data
Fund information
Retirement planning assistance
Translation service
SECURE PRIVATE NETWORK SERVICES
Interactive e-mail
WEB SITE
24-hour access
Foreign language capability
Account balance
Account transfers
Changes to current/future allocations
Loan request/processing
Performance data
Fund information
Retirement planning assistance
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $3 billion
In-house investment management services are provided through:
Separate accounts
Commingled funds
Mutual funds
Stable value funds
External investment management services are provided through:
Separate accounts
Commingled funds
Mutual funds
Stable value funds
The Bank of New York Retirement Services Division provides services to 470 sponsors: 445 for bundled services, including in-house investment management, and 25 for record keeping and administration only.
It has partnerships with AIM, Alliance, American Century, Dreyfus, Federated, Fidelity, Franklin Templeton, Janus, Neuberger & Berman, Oppenheimer, Scudder Kemper, J.P. Morgan, Baron, Bankers Trust, Mutual of America, SAFECO, Chicago Trust, PIMCO, Gabelli, Montag & Caldwell and Warburg Pincus in investment management, and Fidelity, Dreyfus and Scudder Kemper in record keeping.
George Mazzella and Jeff Blake are client contacts.
Benefit Actuaries
P.O. Box 70109, 607 W. Main St., Louisville, KY 40270; phone: (502) 587-9501; fax: (502) 587-9519; www.benact.com
(No. of participants)
Total 80,000
Bundled (exc. in-house asset mgmt.) 80,000
Participants served directly 80,000
Bundled (exc. in-house asset mgmt.) 80,000
SERVICES PROVIDED:
Plan design
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
Consulting services
TOLL-FREE NUMBER SERVICES
24-hour access
Operators
Foreign language capability
Client service rep available
Account balance
Account transfers
Changes to current/future allocations
Loan request/processing
Performance data
Fund information
WEB SITE
24-hour access
Operators
Interactive e-mail
Foreign language capability
Client service rep available
Account balance
Account transfers
Changes to current/future allocations
Loan request/processing
Performance data
Fund information
INVESTMENT MANAGEMENT SERVICES
Daily valuation
External investment management services are provided through:
Mutual funds
Stable value funds
Benefit Actuaries Inc. provides services to 500 sponsors, all for bundled services except in-house investment management.
It has partnerships with Schwab; Oppenheimer; American; INVESCO; AIM; Legg Mason; Dodge & Cox; Franklin Templeton; Goldman Sachs; and Davis in investment management.
Patrick Welsh is client contact.
BISYS Plan Services
323 Norristown Road, Ambler, PA 19002; phone: (800) 345-6363; fax: (215) 542-1815;
www.bisys.com
(No. of participants)
Total 750,000
Record keeping/administration only 750,000
SERVICES PROVIDED:
Plan design
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
Consulting services
TOLL-FREE NUMBER SERVICES
24-hour access
Operators
Foreign language capability
Client service rep available
Account balance
Account transfers
Changes to current/future allocations
Loan request/processing
Performance data
SECURE PRIVATE NETWORK SERVICES
24-hour access
Account balance
WEB SITE
24-hour access
Account balance
Account transfers
Changes to current/future allocations
Loan request/processing
Performance data
Retirement planning assistance
BISYS Plan Services LP provides services to 7,500 sponsors, all for record keeping and administration only.
Neil J. Smith is client contact.
