Nationwide Life Insurance
1 Nationwide Plaza, Columbus, OH 43214; phone: (614) 249-4175; fax: (614) 249-5721; nationwide.com
($ millions)
Total DC assets 23,484
Internally managed DC 12,642
Plan type:
401(k) 5,462
403(b) 39
457 7,141
Client contact: Steven E. Gradeless
Navellier and Associates
1 E. Liberty, 3rd Floor, Reno, NV 89501; phone: (702) 785-2300; fax: (702) 785-9363; www.navellier.com
($ millions)
Total DC assets 362
Internally managed DC 362
Plan type:
401(k) 93
Other 269
Investment vehicle:
Separate accounts 362
Asset mix:
Stocks 97%
Cash 3%
Client contact: Steve McCarty
Neuberger & Berman LLC
605 Third Ave., New York, NY 10158; phone: (212) 476-9000; fax: (212) 476-9192; www.nb.com
($ millions)
Total DC assets 6,186
Internally managed DC 6,186
Plan type:
401(k) 6,160
403(b) 26
Investment vehicle:
Mutual funds 4,927
Separate accounts 1,259
Asset mix:
Stocks 87.4%
Bond 14.9%
Other 0.4%
Client contact: Sal D'Elia
New York Life Insurance
260 Cherry Hill Road, Parsippany, NJ 07054; phone: (973) 331-2260; fax: (973) 331-2309; www.newyorklife.com
($ millions)
Total DC assets 13,727
Internally managed DC 13,727
Plan type:
401(k) 10,975
403(b) 20
457 538
Other 2,194
Investment vehicle:
Mutual funds 415
Separate accounts 1,179
Other commingled 12,133
Client contact: Richard C. Schwartz
Newport Pacific Management
580 California St., Suite 1960, San Francisco, CA 94104; phone: (415) 781-5801; fax: (415) 782-1457
($ millions)
Total DC assets 272
Internally managed DC 272
Plan type:
401(k) 272
Investment vehicle:
Mutual funds 157
Separate accounts 88
Other commingled 27
Asset mix:
Stocks 95%
Cash 5%
Client contact: Susan Grivas
NISA Investment Advisors
150 N. Meramec Ave., Suite 640, St. Louis, MO 63105; phone: (314) 721-1900; fax: (314) 721-3041
($ millions)
Total DC assets 2,063
Internally managed DC 2,063
Plan type:
401(k) 2,063
Investment vehicle:
Separate accounts 2,063
Asset mix:
Bonds 100%
Client contact: Jess B. Yawitz
Northern Capital Management Inc.
8018 Excelsior Drive, 300, Madison, WI 53717-1951; phone: (608) 831-8018; fax: (608) 831-0200
($ millions)
Total DC assets 396
Internally managed DC 396
Plan type:
401(k) 3
Other 393
Investment vehicle:
Separate accounts 396
Life cycle assets 271
Asset mix:
Stocks 60%
Bonds 32%
Cash 8%
Client contact: William Forsyth
Northern Trust Co.
50 S. LaSalle, L-8, Chicago, IL 60675; phone: (312) 630-6000; fax: (312) 444-5381; www.ntrs.com
($ millions)
Total DC assets 17,234
Internally managed DC 10,755
Plan type:
401(k) 4,519
Other 6,236
Investment vehicle:
Separate accounts 667
Other 10,088
Asset mix:
Stocks 36.1%
Bonds 16.6%
Cash 44.2%
Mortgages 2.6%
Other 0.5%
Client contact: Jeffrey A. McCroy
Norwest Investment Management Inc.
Sixth Street and Marquette Avenue, Minneapolis, MN 55479-2059; phone: (612) 316-1404; fax: (612) 667-0127; www.norwest.com
($ millions)
Total DC assets 9,200
Internally managed DC 7,200
Plan type:
401(k) 3,300
403(b) 200
457 370
Other 3,330
Investment vehicle:
Mutual funds 4,700
Other commingled 2,500
Life cycle assets 1,200
Asset mix:
Stocks 67.8%
Bonds 6.5%
Cash 5.8%
Stable value 19.8%
Other 0.1%
Client contact: Richard Villars
NWQ Investment Management Co.
2049 Century Park E., Fourth Floor, Los Angeles, CA 90067; phone: (310) 712-4000; fax: (310) 712-4100; www.nwq.com
($ millions)
Total DC assets 497
Internally managed DC 497
Plan type:
Other 497
Investment vehicle:
Separate accounts 497
Asset mix:
Stocks 71.9%
Bonds 19.6%
Cash 8.5%
Client contact: Karen McCue
Oak Associates Ltd.
3875 Embassy Parkway, Suite 250, Akron, OH 44333; phone: (330) 668-1234; fax: (330) 668-2901
($ millions)
Total DC assets 1,994
Internally managed DC 1,994
Plan type:
401(k) 1,994
Investment vehicle:
Separate accounts 1,994
Asset mix:
Stocks 94.8%
Bonds 3.6%
Cash 1.6%
Client contact: Sandra H. Noll
Old Kent Bank
1 Vandenberg Center, Grand Rapids, MI 49508; phone: (616) 771-5000; fax: (616) 653-6290
($ millions)
Total DC assets 4,884
Internally managed DC 4,803
Plan type:
401(k) 980
Other 3,823
Investment vehicle:
Mutual funds 2,596
Separate accounts 670
Other commingled 1,537
Life cycle assets 247
Asset mix:
Stocks 54%
Bonds 45%
Cash 1%
Client contact: Daryl Waszak
