Legg Mason Inc.
100 Light St., Baltimore, MD 21202; phone: (410) 539-0000; fax: (410) 454-4923; www.leggmason.com
($ millions)
Total DC assets 1,136
Internally managed DC 1,136
Plan type:
401(k) 1,014
403(b) 7
401(a) 115
Investment vehicle:
Mutual funds 44
Separate accounts 1,092
Asset mix:
Stocks 6%
Bonds 93%
Cash 1%
Client contact: Edward A. Taber III
Leonetti & Associates Inc.
1130 Lake Cook Road, Suite 300, Buffalo Grove, IL 60089; phone: (847) 520-0999; fax: (847) 520-5475
($ millions)
Total DC assets 18
Internally managed DC 18
Plan type:
Profit sharing 18
Investment vehicle:
Separate accounts 18
Asset mix:
Stocks 70%
Bonds 26%
Cash 4%
Client contact: Howard E. Cohen
John A. Levin & Co. Inc.
1 Rockefeller Plaza, 25th Floor, New York, NY 10020; phone: (212) 332-8400; fax: (212) 332-8402
($ millions)
Total DC assets 197
Internally managed DC 197
Plan type:
403(b) 12
Other 185
Investment vehicle:
Separate accounts 197
Asset mix:
Stocks 100%
Client contact: Stephen J. Symonds
Lexington Management
Park 80 West-Plaza 2, Saddle Brook, NJ 07663; phone: (201) 845-7300; fax: (201) 712-7750
($ millions)
Total DC assets 276
Internally managed DC 276
Plan type:
401(k) 255
403(b) 21
Investment vehicle:
Mutual funds 213
Variable annuities 63
Asset mix:
Stocks 80%
Bonds 20%
Client contact: David Zocchi
Lincoln Capital Management
200 S. Wacker Drive, Suite 2100, Chicago, IL 60606; phone: (312) 559-2880; fax: (312) 559-0245
($ millions)
Total DC assets 5,422
Internally managed DC 5,422
Investment vehicle:
Mutual funds 4,168
Separate accounts 1,254
Asset mix:
Stocks 85%
Bonds 15%
Client contact: Alexander B. Knowles
Lipper & Co. LP
101 Park Ave., 6th Floor, New York, NY 10178; phone: (212) 883-6333; fax: (212) 883-8703;www.lipper.com
($ millions)
Total DC assets 6
Internally managed DC 6
Plan type:
401(k) 6
Investment vehicle:
Mutual funds 6
Asset mix:
Stocks 72.4%
Bonds 27.6%
Client contact: Abraham Biderman
Longfellow Investment Management Co.
190 High St., 4th Floor, Boston, MA 02110; phone: (617) 695-3504; fax: (617) 695-3507
($ millions)
Total DC assets 16
Internally managed DC 16
Plan type:
401(k) 16
Investment vehicle:
Separate accounts 16
Asset mix:
Bonds 100%
Client contact: John Ciarleglio or David W. Seeley
Loomis, Sayles & Co. LP
1 Financial Center, Floor 33, Boston, MA 02111; phone: (800) 343-2029; fax: (617) 443-0074; loomissayles.com
($ millions)
Total DC assets 2,577
Internally managed DC 2,577
Plan type:
401(k) 2,327
403(b) 103
457 147
Investment vehicle:
Separate accounts 2,577
Asset mix:
Stocks 15%
Bonds 85%
Client contact: John F. Gallagher
Lord, Abbett & Co.
767 Fifth Ave., 11th Floor, New York, NY 10153; phone: (212) 848-1755; fax: (212) 980-6990
($ millions)
Total DC assets 1,061
Internally managed DC 1,061
Plan type:
401(k) 140
403(b) 233
457 .4
Defined contribution 684
Investment vehicle:
Mutual funds 726
Separate accounts 335
Life cycle assets 320
Asset mix:
Stocks 76%
Bonds 20%
Cash 4%
Client contact: Daria L. Foster
Lotsoff Capital Management
20 N. Clark St., 34th Floor, Chicago, IL 60602; phone: (312) 368-1442; fax: (312) 750-1131
($ millions)
Total DC assets 1,020
Internally managed DC 1,020
Plan type:
401(k) 1,020
Investment vehicle:
Separate accounts 923
Other commingled 97
Asset mix:
Stocks 4%
Bonds 96%
Client contact: Mark S. Levey
Lowe, Brockenbrough & Tattersall Inc.
6620 W. Broad St., Suite 300, Richmond, VA 23230-1720; phone: (804) 288-0404; fax: (804) 288-7872; www.lbtinc.com
($ millions)
Total DC assets 60
Internally managed DC 60
Plan type:
401(k) 16
Profit sharing 44
Investment vehicle:
Mutual funds 20
Separate accounts 40
Client contact: David A. Lyons
Lynch & Mayer Inc.
520 Madison Ave., 42nd Floor, New York, NY 10022; phone: (212) 758-1717; fax: (212) 833-1399
($ millions)
Total DC assets 604
Internally managed DC 604
Plan type:
401(k) 604
Investment vehicle:
Separate accounts 604
Asset mix:
Stocks 94.5%
Bonds .0.4%
Cash 5.1%
Client contact: Thomas E. McGowan
