ICM Asset Management Inc.
601 W. Main Ave., Suite 600, Spokane WA 99201; phone: (509) 455-3588; fax: (509) 623-0588
($ millions)
Total DC assets 538
Internally managed DC 538
Investment vehicle:
Separate accounts 538
Asset mix:
Stocks 86.58%
Bonds 5.82%
Cash 7.60%
Client contact: Steven K. Neff
777 N. Capitol St. NW, Washington, DC 20007; phone: (202) 962-4600; fax: (202) 962-4601; www.icmarc.com
($ millions)
Total DC assets 7,931
Internally managed DC 2,775
Plan type:
457 2,359
Other 416
Investment vehicle:
Other commingled 2,775
Life cycle assets 390
Asset mix:
Stocks 53%
Bonds 11%
Cash 1%
Stable value 35%
Client contact: Joseph Chadwick
Institutional Capital Corp.
225 W. Wacker Dr., Suite 2400,
Chicago, IL 60606; phone: (312); 424-9100; fax: (312) 424-9187
($ millions)
Total DC assets 1,148
Internally managed DC 1,148
Plan type:
401(k) 1,148
Investment vehicle:
Separate accounts 1,148
Asset mix:
Stocks 84%
Bonds 6%
Cash 10%
Client contact: Gary S. Maurer
INVESCO
1315 Peachtree St. N.E., Atlanta, GA 30309; phone: (404) 892-0896; fax: (404) 892-5103; invesco.com
($ millions)
Total DC assets 26,685
Internally managed DC 26,285
Life cycle assets 264
Asset mix:
Stocks 23.2%
Bonds 5.3%
Cash 1.3%
Stable value 70.2%
Client contact: Hubert Harris and Bob O'Connor
Investment Advisers Inc.
3700 First Bank Place, Minneapolis, MN 55440; phone: (612) 376-2600; fax: (612) 376-8383; www.iaifunds.com
($ millions)
Total DC assets 809
Internally managed DC 809
Investment vehicle:
Mutual funds 450
Separate accounts 180
Other commingled 179
Asset mix:
Stocks 60%
Bonds 40%
Client contact: James S. Sorenson
Investment Counselors of Maryland
803 Cathedral St., Baltimore, MD 21201; phone: (410) 539-3838; fax: (410) 625-9016; www.nelnet.com
($ millions)
Total DC assets 125
Internally managed DC 125
Plan type:
401(k) 71
Other 54
Investment vehicle:
Mutual funds 96
Separate accounts 29
Asset mix:
Stocks 85%
Bonds 7%
Cash 8%
Client contact: Charles S. Peterson
Investment Counselors Inc.
1010 Market St., Suite 1540, St. Louis, MO 63101; phone: (314) 421-3080; fax: (314) 421-5287; www.icistl.com
($ millions)
Total DC assets 3
Internally managed DC 3
Plan type:
401(k) 3
Investment vehicle:
Separate accounts 3
Asset mix:
Stocks 69%
Bonds 27%
Cash 4%
Client contact: Kenneth M. Johnson
Ironwood Capital Management LLC
1 International Place, Suite 2401, Boston, MA 02110; phone: (617) 310-5120; fax: (617) 310-5124; icmfunds.com
($ millions)
Total DC assets 5
Internally managed DC 5
Plan type:
401(k) 5
Investment vehicle:
Mutual funds 5
Asset mix:
Stocks 97%
Cash 3%
Client contact: Richard Droster
