Federated Investors
1001 Liberty Ave., Pittsburgh, PA 15222; phone: (800) 245-5000; fax: (412) 288-2925;www.federatedinvestors.com
($ millions)
Total DC assets 8,463
Internally managed DC 7,948
Plan type:
401(k) 7,944
Profit sharing 4
Investment vehicle:
Mutual funds 7,430
Other commingled 518
Life cycle assets 713
Asset mix:
Stocks 25.0%
Bonds 35.8%
Cash 32.7%
Stable value 6.5%
Client contact: Jim Heaton
Fidelity Investments
82 Devonshire St., Boston MA 02109; phone: (617) 563-7000;www.fidelity.com
($ millions)
Total DC assets 222,100
Internally managed DC 222,100
Plan type:
401(k) 190,000
403(b) 24,100
457 8,000
Investment vehicle:
Mutual funds 189,500
Other commingled 32,600
Life cycle assets 21,300
Client contact: Bill Thompson
Fiduciary Capital Management Inc.
Cornerstone Professional Park, Building A, P.O. Box 449, Woodbury, CT 06798; phone: (203) 266-0440; fax: (203) 266-4745; www.fcmstablevalue.com
($ millions)
Total DC assets 1,400
Internally managed DC 1,328
Plan type:
401(k) 1,328
Investment vehicle:
Separate accounts 1,178
Other commingled 150
Asset mix:
Cash 2%
Stable value 98%
Client contact: Peter E. Bowles
Fiduciary Management Associates
55 W. Monroe St., Suite 2550, Chicago IL 60603; phone: (312) 930-6850; fax: (312) 641-2511
($ millions)
Total DC assets 43
Internally managed DC 41
Plan type:
401(k) 41
Investment vehicle:
Separate accounts 41
Asset mix:
Stocks 56.5%
Bonds 40.3%
Cash 3.2%
Client contact: Dennis H. Smith
Fifth Third Investment Advisors
Fifth Third Center, Cincinnati, OH 45263; phone: (513) 579-5679; fax: (513) 579-4312
($ millions)
Total DC assets 2,659
Internally managed DC 2,659
Plan type:
401(k) 585
Other 2,074
Investment vehicle:
Mutual funds 685
Separate accounts 1,547
Other commingled 427
Asset mix:
Stocks 65%
Bonds 23%
Cash 12%
Client contact: R. Andrew Rosselot
First American Asset Management
601 Second Ave. S., MPFP 2216, Minneapolis, MN 55402; phone: (612) 973-4981; fax: (612) 973-4533
($ millions)
Total DC assets 5,767
Internally managed DC 5,064
Plan type:
401(k) 1,700
Other 3,364
Investment vehicle:
Mutual funds 3,104
Separate accounts 1,492
Other commingled 468
Life cycle assets 480
Asset mix:
Stocks 42%
Bonds 39%
Cash 13%
Stable value 6%
Client contact: Carter Dreblow
Firstar Investment Research & Management Co. LLC
777 E. Wisconsin Ave., Suite 800, Milwaukee, WI 53202; phone: (414) 765-6050; fax: (414) 765-4760; www.firstarfunds.com
($ millions)
Total DC assets 7,300
Internally managed DC 7,300
Plan type:
401(k) 4,000
403(b) 250
457 50
Other 3,000
Investment vehicle:
Mutual funds 3,700
Separate accounts 1,000
Other commingled 2,600
Asset mix:
Stocks 65%
Bonds 35%
Client contact: Steven R. Parish
First Chicago NBD Investment Management Co.
3 First National Plaza, 12th Floor, Mail Suite 0643, Chicago, IL 60670; phone: (312) 732-8180; fax: (312) 732-5526; www.fcnbd.com
($ millions)
Total DC assets 4,000
Internally managed DC 2,500
Plan type:
401(k) 2,500
Investment vehicle:
Mutual funds 2,300
Other commingled 200
Life cycle assets 245
Asset mix:
Stocks 60%
Bonds 8%
Cash 6%
Stable value 10%
Other 16%
Client contact: Robert M. Parise
First Union Corp.
301 S. Tryon St., Charlotte, NC 28288; phone: (704) 383-4490;fax: (704) 383-6137;www.firstunion.com
($ millions)
Total DC assets 10,000
Internally managed DC 8,800
Asset mix:
Stocks 39%
Bonds 26%
Stable value 3%
Other 32%
Client contact: John Shope
Fisher Francis Trees & Watts Inc.
200 Park Ave., New York, NY 10166; phone: (212) 681-3000; fax: (212) 681-3250
($ millions)
Total DC assets 312
Internally managed DC 312
Investment vehicle:
Separate accounts 312
Asset mix:
Bonds 100%
Client contact: Stephen J. Constantine
Franklin Templeton
777 Mariners Island, Blvd., San Mateo, CA 94404; phone: (800) 632-2350; fax: (650) 312-6067; www.franklin.templeton.com
($ millions)
Total DC assets 10,710
Internally managed DC 10,710
