1010 Grand Blvd., P.O. Box 419692, Kansas City, MO 64141; phone: (816) 860-4889; fax: (816) 860- 3743; www.umb.com
(No. of participants)
Total 181,915
Bundled (inc. in-house asset mgmt.) 76,188
Bundled (exc. in-house asset mgmt.) 105,012
Record keeping/administration only 715
Participants served exclusively 76,903
Bundled services 76,188
Record keeping/administration only 715
SERVICES PROVIDED
Plan design
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
Consulting services
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $4.312 billion
In-house investment management services are provided through:
Internally managed mutual funds
Internally managed commingled funds
Internally managed separate accounts
GICs
External investment management services are provided through:
Mutual fund alliances
UMB Bank provides services to 1,292 sponsors: 736 for bundled services (including in-house investment management); 480 for bundled services except in-house investment management; 1 for record keeping and administration only; and 75 for investment management only. It offers retirement planning help through its Web site. It has partnerships with Fidelity Advisor, Federated Investors, American Century Funds, and Expediter in investment management. Charles F. Lehmann is client contact.
