1200 First Financial Plaza, 411 Hamilton Blvd., Peoria, IL 61602; phone: (309) 675-8002; fax: (309) 675-6991
(No. of participants)
Total 29,000
Bundled (inc. in-house asset mgmt.) 29,000
Participants served exclusively 25,000
Bundled services 25,000
SERVICES PROVIDED
Plan design
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $229 million
In-house investment management services are provided through:
Internally managed mutual funds
Internally managed commingled funds
Internally managed separate accounts
External investment management services are provided through:
Private label mutual funds
Commingled funds
Caterpillar Investment Management Ltd. provides services to 15 sponsors, all for bundled services (including in-house investment management). It has investment management partnerships with J.P. Morgan, Jennison, Oppenheimer, Mellow Capital, PanAgora, Mercator and Dwight Asset Management; record keeping partnerships with State Street Bank & Trust and Hewitt Associates; and third-party administration partnerships with Trust Consultants and Marshall & Ilsley. Jerry Datzman is client contact.
