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  1. Home
  2. Print
July 21, 1997 01:00 AM

SPECIAL REPORT: DEFINED CONTRIBUTION (PART 3 OF 17)

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    Ariston Capital Management

    40 Lake Bellevue Drive, Suite 220,

    Bellevue, Wash. 98005; phone: (206) 454-1600; fax: (206) 455-2534

    ($ millions)

    Total DC assets 4

    Internally managed DC 4

    Investment vehicle:

    Mutual funds 4

    Asset mix:

    Convertible securities 100%

    Richard B. Russell is client contact.

    Bailard, Biehl & Kaiser

    950 Tower Lane, Suite 1900, Foster City, Calif. 94404; phone: (415) 571-5800; fax: (415) 573-7128

    ($ millions)

    Total DC assets 35

    Internally managed DC 35

    Investment vehicle:

    Separate accounts 35

    Asset mix:

    Stocks 45%

    Bonds 31%

    Cash 12%

    Other 12%

    Sharon Henderson is client contact.

    Baird Investment

    Management Services

    777 E. Wisconsin Ave., Milwaukee, Wis. 53217; phone: (414) 765-3859; fax: (414) 765-7012

    ($ millions)

    Total DC assets 193

    Internally managed DC 193

    Plan type:

    401(k) 5

    Other 188

    Investment vehicle:

    Separate accounts 193

    Asset mix:

    Stocks 61%

    Bonds 28%

    Cash 4%

    Stable value 7%

    Joel D. Vrabel is client contact.

    BankBoston N.A.

    100 Federal St., Mail Stop 01/03/03, Boston, Mass. 02110; phone: (617) 434-1935; fax: (617) 434-7120

    ($ millions)

    Total DC assets 1,200

    Internally managed DC 1,200

    Nancy S. Brickley is client contact.

    Bank of New HampshireTrust & Investment

    Services

    143 N. Main St., Concord, N.H. 03302-0477; phone: (603) 229- 5786; fax: (603) 226-3412

    ($ millions)

    Total DC assets 45

    Internally managed DC 45

    Plan type:

    401(k) 25

    Other 20

    Investment vehicle:

    Mutual funds 22

    Separate accounts 12

    Other commingled 11

    Asset mix:

    Stocks 55%

    Bonds 35%

    Cash 10%

    Curt G. Ehler is client contact.

    Bankers Trust Co.

    130 Liberty St., New York, N.Y. 10006; phone: (212) 250-2500; fax: (212) 250-6386

    ($ millions)

    Total DC assets 33,000

    Internally managed DC 33,000

    Investment vehicle:

    Separate accounts 13,000

    Other commingled 20,000

    Life cycle assets 250

    Asset mix:

    Stocks 54%

    Bonds 3%

    Cash 8%

    Stable value 35%

    Paul Legvold and Carter Reynolds are client contacts.

    Barclays Global Investors

    45 Fremont St., San Francisco, Calif. 94105; phone: (415) 597-2000; fax: (415) 597-2010

    ($ millions)

    Total DC assets 42,452

    Internally managed DC 42,452

    Plan type:

    401(k) 7,124

    457 995

    Other 34,333

    Life cycle assets 4,576

    Asset mix:

    Stocks 82%

    Bonds 12%

    Cash 3%

    Stable value 3%

    Marcia Hayes is client contact.

    Barnett Capital Advisors Inc.

    P.O. Box 40200, Jacksonville, Fla. 32203; phone: (904) 464-1237; fax: (904) 464-2299

    ($ millions)

    Total DC assets 314

    Internally managed DC 314

    Plan type:

    401(k) 212

    Investment vehicle:

    Mutual funds 172

    Separate accounts 41

    Life cycle assets 18

    Asset mix:

    Stocks 67%

    Bonds 12%

    Cash 21%

    Brian K. Monroe is client contact.

    Baron Capital Management

    767 Fifth Ave., New York, N.Y. 10153; phone: (212) 583-2000; fax: (212) 583-2150

    ($ millions)

    Total DC assets 82

    Internally managed DC 82

    Plan type:

    401(k) 82

    Investment vehicle:

    Mutual funds 82

    Asset mix:

    Stocks 100%

    David E. Kaplan is client contact.

    BEA Associates

    153 E. 53rd St., 57th Floor, New York, N.Y. 10022; phone: (212) 832-2626; fax: (212) 421-0453

    ($ millions)

    Total DC assets 18,220

    Internally managed DC 18,220

    Plan type:

    401(k) 35

    Other 18,185

    Investment vehicle:

    Mutual funds 18

    Separate accounts 18,201

    Asset mix:

    Stocks 17%

    Bonds 33%

    Other 50%

    Andrea Wilson is client contact.

    Beacon Investment Co.

    201 S. Main St., Suite 200, Ann Arbor, Mich. 48169; phone: (313) 662- 1200; fax: (313) 741-9901

    ($ millions)

    Total DC assets 7

    Internally managed DC 7

    Plan type:

    401(k) 7

    Investment vehicle:

    Separate accounts 7

    Asset mix:

    Stocks 66%

    Bonds 25%

    Cash 9%

    Chuck Smith is client contact.

    Becker Capital Management

    1211 S.W. Fifth Ave., Suite 2185, Portland, Ore. 97204; phone: (503) 223- 1720; fax: (503) 223-3624

    ($ millions)

    Total DC assets 474

    Internally managed DC 474

    Investment vehicle:

    Separate accounts 474

    Michael C. Malone is client contact.

    Sanford C. Bernstein

    767 Fifth Ave., New York, N.Y. 10153; phone: (212) 486-5800; fax: (212) 756-4405

    ($ millions)

    Total DC assets 5,664

    Internally managed DC 5,664

    Plan type:

    401(k) 1,546

    Other 4,098

    Investment vehicle:

    Mutual funds 200

    Separate accounts 5,360

    Other 84

    Asset mix:

    Stocks 59%

    Bonds 41%

    Steven Pisarkiewicz is client contact.

    Bessemer Trust Co.

    630 Fifth Ave., New York, N.Y. 10111; phone: (212) 708-9100; fax: (212) 265-5826

    ($ millions)

    Total DC assets 198

    Internally managed DC 198

    Robert C. Elliot is client contact.

    BlackRock Financial

    Management Inc.

    345 Park Ave., 29th Floor, New York, N.Y. 10154; phone: (212) 754-5560; fax: (212) 935-1370

    ($ millions)

    Total DC assets 2,030

    Internally managed DC 2,030

    Plan type:

    401(k) 1,153

    403(b) 877

    Investment vehicle:

    Separate accounts 2,030

    Asset mix:

    Bonds 56%

    Stable value 44%

    Barbara Novick is client contact.

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