Ariston Capital Management
40 Lake Bellevue Drive, Suite 220,
Bellevue, Wash. 98005; phone: (206) 454-1600; fax: (206) 455-2534
($ millions)
Total DC assets 4
Internally managed DC 4
Investment vehicle:
Mutual funds 4
Asset mix:
Convertible securities 100%
Richard B. Russell is client contact.
Bailard, Biehl & Kaiser
950 Tower Lane, Suite 1900, Foster City, Calif. 94404; phone: (415) 571-5800; fax: (415) 573-7128
($ millions)
Total DC assets 35
Internally managed DC 35
Investment vehicle:
Separate accounts 35
Asset mix:
Stocks 45%
Bonds 31%
Cash 12%
Other 12%
Sharon Henderson is client contact.
Baird Investment
Management Services
777 E. Wisconsin Ave., Milwaukee, Wis. 53217; phone: (414) 765-3859; fax: (414) 765-7012
($ millions)
Total DC assets 193
Internally managed DC 193
Plan type:
401(k) 5
Other 188
Investment vehicle:
Separate accounts 193
Asset mix:
Stocks 61%
Bonds 28%
Cash 4%
Stable value 7%
Joel D. Vrabel is client contact.
BankBoston N.A.
100 Federal St., Mail Stop 01/03/03, Boston, Mass. 02110; phone: (617) 434-1935; fax: (617) 434-7120
($ millions)
Total DC assets 1,200
Internally managed DC 1,200
Nancy S. Brickley is client contact.
Bank of New HampshireTrust & Investment
Services
143 N. Main St., Concord, N.H. 03302-0477; phone: (603) 229- 5786; fax: (603) 226-3412
($ millions)
Total DC assets 45
Internally managed DC 45
Plan type:
401(k) 25
Other 20
Investment vehicle:
Mutual funds 22
Separate accounts 12
Other commingled 11
Asset mix:
Stocks 55%
Bonds 35%
Cash 10%
Curt G. Ehler is client contact.
Bankers Trust Co.
130 Liberty St., New York, N.Y. 10006; phone: (212) 250-2500; fax: (212) 250-6386
($ millions)
Total DC assets 33,000
Internally managed DC 33,000
Investment vehicle:
Separate accounts 13,000
Other commingled 20,000
Life cycle assets 250
Asset mix:
Stocks 54%
Bonds 3%
Cash 8%
Stable value 35%
Paul Legvold and Carter Reynolds are client contacts.
Barclays Global Investors
45 Fremont St., San Francisco, Calif. 94105; phone: (415) 597-2000; fax: (415) 597-2010
($ millions)
Total DC assets 42,452
Internally managed DC 42,452
Plan type:
401(k) 7,124
457 995
Other 34,333
Life cycle assets 4,576
Asset mix:
Stocks 82%
Bonds 12%
Cash 3%
Stable value 3%
Marcia Hayes is client contact.
Barnett Capital Advisors Inc.
P.O. Box 40200, Jacksonville, Fla. 32203; phone: (904) 464-1237; fax: (904) 464-2299
($ millions)
Total DC assets 314
Internally managed DC 314
Plan type:
401(k) 212
Investment vehicle:
Mutual funds 172
Separate accounts 41
Life cycle assets 18
Asset mix:
Stocks 67%
Bonds 12%
Cash 21%
Brian K. Monroe is client contact.
Baron Capital Management
767 Fifth Ave., New York, N.Y. 10153; phone: (212) 583-2000; fax: (212) 583-2150
($ millions)
Total DC assets 82
Internally managed DC 82
Plan type:
401(k) 82
Investment vehicle:
Mutual funds 82
Asset mix:
Stocks 100%
David E. Kaplan is client contact.
BEA Associates
153 E. 53rd St., 57th Floor, New York, N.Y. 10022; phone: (212) 832-2626; fax: (212) 421-0453
($ millions)
Total DC assets 18,220
Internally managed DC 18,220
Plan type:
401(k) 35
Other 18,185
Investment vehicle:
Mutual funds 18
Separate accounts 18,201
Asset mix:
Stocks 17%
Bonds 33%
Other 50%
Andrea Wilson is client contact.
Beacon Investment Co.
201 S. Main St., Suite 200, Ann Arbor, Mich. 48169; phone: (313) 662- 1200; fax: (313) 741-9901
($ millions)
Total DC assets 7
Internally managed DC 7
Plan type:
401(k) 7
Investment vehicle:
Separate accounts 7
Asset mix:
Stocks 66%
Bonds 25%
Cash 9%
Chuck Smith is client contact.
Becker Capital Management
1211 S.W. Fifth Ave., Suite 2185, Portland, Ore. 97204; phone: (503) 223- 1720; fax: (503) 223-3624
($ millions)
Total DC assets 474
Internally managed DC 474
Investment vehicle:
Separate accounts 474
Michael C. Malone is client contact.
Sanford C. Bernstein
767 Fifth Ave., New York, N.Y. 10153; phone: (212) 486-5800; fax: (212) 756-4405
($ millions)
Total DC assets 5,664
Internally managed DC 5,664
Plan type:
401(k) 1,546
Other 4,098
Investment vehicle:
Mutual funds 200
Separate accounts 5,360
Other 84
Asset mix:
Stocks 59%
Bonds 41%
Steven Pisarkiewicz is client contact.
Bessemer Trust Co.
630 Fifth Ave., New York, N.Y. 10111; phone: (212) 708-9100; fax: (212) 265-5826
($ millions)
Total DC assets 198
Internally managed DC 198
Robert C. Elliot is client contact.
BlackRock Financial
Management Inc.
345 Park Ave., 29th Floor, New York, N.Y. 10154; phone: (212) 754-5560; fax: (212) 935-1370
($ millions)
Total DC assets 2,030
Internally managed DC 2,030
Plan type:
401(k) 1,153
403(b) 877
Investment vehicle:
Separate accounts 2,030
Asset mix:
Bonds 56%
Stable value 44%
Barbara Novick is client contact.
