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July 21, 1997 01:00 AM

SPECIAL REPORT: DEFINED CONTRIBUTION (PART 6 OF 17)

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    Delaware Management Co.

    1 Commerce Square, Philadelphia, Pa. 19103; phone: (215) 255-2300; fax: (215) 255-2954

    ($ millions)

    Total DC assets 3,613

    Internally managed DC 3,613

    Plan type:

    401(k) 3,297

    403(b) 306

    457 10

    Investment vehicle:

    Mutual funds 1,404

    Separate accounts 2,209

    Asset mix:

    Stocks 89%

    Bonds 7%

    Cash 4%

    Winthrop S. Jessup is client contact.

    Delta Financial Management

    37 Derby St., Hingham, Mass. 02043; phone: (617) 749-8159

    ($ millions)

    Total DC assets 36

    Internally managed DC 36

    Plan type:

    Other 36

    Investment vehicle:

    Separate accounts 36

    William M. Weldon is client contact.

    Denver Investment Advisors

    1225 17th St., 26th Floor, Denver, Colo. 80202; phone: (303) 312- 5020; fax: (303) 312-4900

    ($ millions)

    Total DC assets 58

    Internally managed DC 58

    Plan type:

    401(k) 58

    Investment vehicle:

    Separate accounts 58

    Asset mix:

    Stocks 100%

    Dennis E. Larkin is client contact.

    DG Asset Management

    Group

    P.O. Box 1200, Jackson, Miss. 39215- 1200; phone: (601) 354-8313; fax: (601) 354-8483

    ($ millions)

    Total DC assets 1,173

    Internally managed DC 1,060

    Plan type:

    401(k) 278

    403(b) 1

    Other 781

    Investment vehicle:

    Mutual funds 504

    Separate accounts 552

    Other commingled 4

    Asset mix:

    Stocks 73%

    Bonds 26%

    Cash 1%

    Forbes L. Watson is client contact.

    Dimensional Fund Advisors

    1299 Ocean Ave., 11th Floor, Santa Monica, Calif. 90401; phone: (310) 395-8005; fax: (310) 395-6140

    ($ millions)

    Total DC assets 449

    Internally managed DC 449

    Plan type:

    401(k) 188

    403(b) 138

    501(c)(9) 123

    Investment vehicle:

    Mutual funds 449

    Asset mix:

    Stocks 69%

    Bonds 31%

    David G. Booth is client contact.

    Dreyfus Corp.

    200 Park Ave., New York, N.Y. 10166; phone: (212) 922-6040; fax: (212) 922-6600

    ($ millions)

    Total DC assets 4,845

    Internally managed DC 4,845

    Sponsoring company stock 660

    Plan type:

    401(k) 2,805

    403(b) 125

    457 55

    Other 1,860

    Investment vehicle:

    Mutual funds 3,467

    Separate accounts 660

    Other commingled 718

    Life cycle assets 150

    Asset mix:

    Stocks 50%

    Bonds 28%

    Cash 10%

    Stable value 12%

    Robert W. Stone is client contact.

    Duncan-Hurst Capital

    Management Inc.

    4365 Executive Drive, Suite 1520, San Diego, Calif. 92121; phone: (619) 597-4800; fax: (619) 597-4802

    ($ millions)

    Total DC assets 164

    Internally managed DC 164

    Plan type:

    401(k) 164

    Investment vehicle:

    Separate accounts 164

    Asset mix:

    Stocks 97%

    Cash 3%

    Kelly Thomson is client contact.

    Eastover Capital

    Management Inc.

    212 S. Tryon St., Suite 1750, Charlotte, N.C. 28281; phone: (704) 336- 6818; fax: (704) 336-6824

    ($ millions)

    Total DC assets 35

    Internally managed DC 35

    Investment vehicle:

    Separate accounts 35

    Asset mix:

    Stocks 45%

    Bonds 45%

    Cash 10%

    William D. Bensman is client contact.

    Ehrlich Meyer Associates

    P.O. Box 496, Bedford Hills, N.Y. 10507; phone: (914) 241-0316; fax: (914) 241-0486

    ($ millions)

    Total DC assets 9

    Internally managed DC 9

    Plan type:

    Other 9

    Investment vehicle:

    Separate accounts 9

    Asset mix:

    Stocks 74%

    Bonds 22%

    Cash 4%

    Peggy R. Corcillo is client contact.

    Emerging Growth

    Management

    1 Bush St., Suite 1380, San Francisco, Calif. 94104; phone: (415) 399-4515

    ($ millions)

    Total DC assets 30

    Internally managed DC 30

    Plan type:

    401(k) 30

    Investment vehicle:

    Separate accounts 30

    Asset mix:

    Stocks 88%

    Cash 12%

    Christopher F. Jackson is client contact.

    Equitable Real Estate

    Investment Management Inc.

    1150 Lake Hearn Drive NE, Suite 400, Atlanta, Ga. 30342; phone: (404) 848-8600; fax: (40z4) 848-8910

    ($ millions)

    Total DC assets 14

    Internally managed DC 14

    Plan type:

    401(k) 14

    Investment vehicle:

    Other commingled 14

    Asset mix:

    Real estate 100%

    Paul Dolinoy is client contact.

    Estabrook Capital

    Management Inc.

    430 Park Ave., New York, N.Y. 10022; phone: (212) 319-4343; fax: (212) 935-1393

    ($ millions)

    Total DC assets 50

    Internally managed DC 50

    Plan type:

    401(k) 50

    Investment vehicle:

    Separate accounts 50

    Asset mix:

    Stocks 73%

    Bonds 21%

    Cash 6%

    Douglas S. Riegeluth is client contact.

    Federated Investors

    1001 Liberty Ave., Pittsburgh, Pa. 15222-3779; phone: (412) 288- 6588; fax: (412) 288-2925

    ($ millions)

    Total DC assets 12,890

    Internally managed DC 12,890

    Plan type:

    Investment vehicle:

    Mutual funds 12,547

    Other commingled 343

    Life cycle assets 1,488

    Asset mix:

    Stocks 13%

    Bonds 16%

    Cash 69%

    Stable value 2%

    James Heaton is client contact.

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