Delaware Management Co.
1 Commerce Square, Philadelphia, Pa. 19103; phone: (215) 255-2300; fax: (215) 255-2954
($ millions)
Total DC assets 3,613
Internally managed DC 3,613
Plan type:
401(k) 3,297
403(b) 306
457 10
Investment vehicle:
Mutual funds 1,404
Separate accounts 2,209
Asset mix:
Stocks 89%
Bonds 7%
Cash 4%
Winthrop S. Jessup is client contact.
Delta Financial Management
37 Derby St., Hingham, Mass. 02043; phone: (617) 749-8159
($ millions)
Total DC assets 36
Internally managed DC 36
Plan type:
Other 36
Investment vehicle:
Separate accounts 36
William M. Weldon is client contact.
1225 17th St., 26th Floor, Denver, Colo. 80202; phone: (303) 312- 5020; fax: (303) 312-4900
($ millions)
Total DC assets 58
Internally managed DC 58
Plan type:
401(k) 58
Investment vehicle:
Separate accounts 58
Asset mix:
Stocks 100%
Dennis E. Larkin is client contact.
DG Asset Management
Group
P.O. Box 1200, Jackson, Miss. 39215- 1200; phone: (601) 354-8313; fax: (601) 354-8483
($ millions)
Total DC assets 1,173
Internally managed DC 1,060
Plan type:
401(k) 278
403(b) 1
Other 781
Investment vehicle:
Mutual funds 504
Separate accounts 552
Other commingled 4
Asset mix:
Stocks 73%
Bonds 26%
Cash 1%
Forbes L. Watson is client contact.
Dimensional Fund Advisors
1299 Ocean Ave., 11th Floor, Santa Monica, Calif. 90401; phone: (310) 395-8005; fax: (310) 395-6140
($ millions)
Total DC assets 449
Internally managed DC 449
Plan type:
401(k) 188
403(b) 138
501(c)(9) 123
Investment vehicle:
Mutual funds 449
Asset mix:
Stocks 69%
Bonds 31%
David G. Booth is client contact.
Dreyfus Corp.
200 Park Ave., New York, N.Y. 10166; phone: (212) 922-6040; fax: (212) 922-6600
($ millions)
Total DC assets 4,845
Internally managed DC 4,845
Sponsoring company stock 660
Plan type:
401(k) 2,805
403(b) 125
457 55
Other 1,860
Investment vehicle:
Mutual funds 3,467
Separate accounts 660
Other commingled 718
Life cycle assets 150
Asset mix:
Stocks 50%
Bonds 28%
Cash 10%
Stable value 12%
Robert W. Stone is client contact.
Duncan-Hurst Capital
Management Inc.
4365 Executive Drive, Suite 1520, San Diego, Calif. 92121; phone: (619) 597-4800; fax: (619) 597-4802
($ millions)
Total DC assets 164
Internally managed DC 164
Plan type:
401(k) 164
Investment vehicle:
Separate accounts 164
Asset mix:
Stocks 97%
Cash 3%
Kelly Thomson is client contact.
Eastover Capital
Management Inc.
212 S. Tryon St., Suite 1750, Charlotte, N.C. 28281; phone: (704) 336- 6818; fax: (704) 336-6824
($ millions)
Total DC assets 35
Internally managed DC 35
Investment vehicle:
Separate accounts 35
Asset mix:
Stocks 45%
Bonds 45%
Cash 10%
William D. Bensman is client contact.
Ehrlich Meyer Associates
P.O. Box 496, Bedford Hills, N.Y. 10507; phone: (914) 241-0316; fax: (914) 241-0486
($ millions)
Total DC assets 9
Internally managed DC 9
Plan type:
Other 9
Investment vehicle:
Separate accounts 9
Asset mix:
Stocks 74%
Bonds 22%
Cash 4%
Peggy R. Corcillo is client contact.
Emerging Growth
Management
1 Bush St., Suite 1380, San Francisco, Calif. 94104; phone: (415) 399-4515
($ millions)
Total DC assets 30
Internally managed DC 30
Plan type:
401(k) 30
Investment vehicle:
Separate accounts 30
Asset mix:
Stocks 88%
Cash 12%
Christopher F. Jackson is client contact.
Equitable Real Estate
Investment Management Inc.
1150 Lake Hearn Drive NE, Suite 400, Atlanta, Ga. 30342; phone: (404) 848-8600; fax: (40z4) 848-8910
($ millions)
Total DC assets 14
Internally managed DC 14
Plan type:
401(k) 14
Investment vehicle:
Other commingled 14
Asset mix:
Real estate 100%
Paul Dolinoy is client contact.
Estabrook Capital
Management Inc.
430 Park Ave., New York, N.Y. 10022; phone: (212) 319-4343; fax: (212) 935-1393
($ millions)
Total DC assets 50
Internally managed DC 50
Plan type:
401(k) 50
Investment vehicle:
Separate accounts 50
Asset mix:
Stocks 73%
Bonds 21%
Cash 6%
Douglas S. Riegeluth is client contact.
Federated Investors
1001 Liberty Ave., Pittsburgh, Pa. 15222-3779; phone: (412) 288- 6588; fax: (412) 288-2925
($ millions)
Total DC assets 12,890
Internally managed DC 12,890
Plan type:
Investment vehicle:
Mutual funds 12,547
Other commingled 343
Life cycle assets 1,488
Asset mix:
Stocks 13%
Bonds 16%
Cash 69%
Stable value 2%
James Heaton is client contact.
