Capital Technology Inc.
P.O. Box 472428, Charlotte, N.C. 28247-2428; phone: (704) 541-1437
($ millions)
Total DC assets 29
Internally managed DC 29
Plan type:
401 k....................29
Investment vehicle:
Separate accounts.........25
Other comingled.......4
Asset mix
Stocks....................91%
Cash......................9%
John D Mathai is client contact.
Caterpillar Investment
Management Ltd.
100 N.E. Adams St., Peoria, Ill. 61629; phone: (309) 675-5951; fax: (309) 675-6991
($ millions)
Total DC assets 1,193
Internally managed DC 1,193
Plan type:
401(k) 1,193
Investment vehicle:
Mutual funds 1,193
Life cycle assets 150
Asset mix:
Stocks 73%
Bonds 12%
Cash 7%
Stable value 8%
Carol K. Burns is client contact.
Certus Asset Advisors
1 Bush St., Suite 450, San Francisco, Calif. 94104; phone: (415) 399-4450; fax: (415) 399-4499
($ millions)
Total DC assets 7,319
Internally managed DC 7,319
Plan type:
401(k) 5,123
403(b) 2,196
Investment vehicle:
Separate accounts 4,028
Other commingled 3,291
Asset mix:
Cash 5%
Stable value 93%
Other 2%
James W. Gilmore is client contact.
CIGNA Investments Inc.
P.O. Box 2975, Hartford, Conn. 06104; phone: (800) 997-6633; fax: (860) 726-3488
($ millions)
Total DC assets 21,442
Internally managed DC 15,298
Plan type:
401(k) 14,464
403(b) 76
Other 758
Investment vehicle:
Separate accounts 5,245
Other commingled 10,053
David Castellani and Daniel McDonough are client contacts.
400 N. Roxbury Drive, Suite 600, Beverly Hills, Calif. 90210; phone: (310) 888-6302; fax: (310) 888-6278
($ millions)
Total DC assets 200
Internally managed DC 200
Plan type:
401(k) 96
Other 104
Investment vehicle:
Separate accounts 200
Asset mix:
Stocks 52%
Bonds 29%
Cash 18%
Other 1%
Julianne Cruz is client contact.
Columbia Management Co.
P.O. Box 1350, Portland, Ore. 97207; phone: (503) 222-3600; fax: (503) 243-2630
($ millions)
Total DC assets 4,085
Internally managed DC 4,085
Plan type:
401(k) 2,447
Other 1,638
Investment vehicle:
Mutual funds 2,291
Other commingled 1,794
Life cycle assets 1,491
Asset mix:
Stocks 69%
Bonds 24%
Cash 5%
Stable value 2%
Stephen C. Haas is client contact.
Columbus Circle Investors
1 Station Place-Metro Center, Stamford, Conn. 06902; phone: (203) 353-6000; fax: (203) 353-6041
($ millions)
Total DC assets 244
Internally managed DC 244
Plan type:
401(k) 244
Investment vehicle:
Separate accounts 230
Other commingled 14
Life cycle assets 63
Asset mix:
Stocks 91%
Bonds 9%
Robert W. Fehrmann is client contact.
Commerce Bank
800 Forsyth Blvd., Clayton, Mo. 63105; phone: (314) 746-8555; fax: (314) 746-8986
($ millions)
Total DC assets 1,817
Internally managed DC 1,764
Investment vehicle:
Mutual funds 394
Separate accounts 1,296
Other commingled 74
Asset mix:
Stocks 51%
Bonds 48%
Stable value 1%
Robert Kalinich is client contact.
Corbyn Investment
Management Inc.
2330 W. Joppa Road, Suite 108, Lutherville, Md. 21093-7207; phone: (410) 832-5500; fax: (410) 823-0903
($ millions)
Total DC assets 107
Internally managed DC 107
Plan type:
401(k) 1
Other 106
Investment vehicle:
Separate accounts 107
Asset mix:
Stocks 62%
Bonds 18%
Cash 12%
Other 8%
Richard Hynson Jr. is client contact.
Cramblit & Carney Inc.
550 S. Hope St., Suite 1800, Los Angeles, Calif. 90071; phone: (213) 614-6800; fax: (213) 629-5381
($ millions)
Total DC assets 69
Internally managed DC 69
Plan type:
401(k) 26
Profit-sharing 43
Investment vehicle:
Separate accounts 69
Asset mix:
Stocks 41%
Bonds 46%
Cash 13%
Jennifer L. Hurdle is client contact.
Cramer Rosenthal McGlynn
520 Madison Ave., New York, N.Y. 10022; phone: (212) 838-3830; fax: (212) 308-2282
($ millions)
Total DC assets 67
Internally managed DC 67
Plan type:
401(k) 67
Investment vehicle:
Separate accounts 67
Asset mix:
Stocks 58%
Bonds 30%
Cash 12%
William R. Cline Jr. is client contact.
Cumberland Advisors
614 Landis Ave., Vineland, N.J. 08360; phone: (609) 692-6690; fax: (609) 794-9113
($ millions)
Total DC assets 40
Internally managed DC 40
Plan type:
401(k) 2
Profit-sharing 38
Investment vehicle:
Separate accounts 40
Suzanne N. Greenberg is client contact.
Cutler & Co. L.L.C.
503 Airport Road, Medford, Ore. 97504; phone: (541) 770-9000; fax: (541) 779-0006
($ millions)
Total DC assets 96
Internally managed DC 96
Plan type:
401(k) 10
Profit-sharing 86
Investment vehicle:
Separate accounts 96
Asset mix:
Stocks 87%
Bonds 13%
Brooke Cutler Ashland is client contact.
Dean Investment Associates
2480 Kettering Tower, Dayton, Ohio 45423; phone: (937) 222-9531; fax: (937) 227-7375
($ millions)
Total DC assets 991
Internally managed DC 991
Plan type:
401(k) 43
Other 948
Investment vehicle:
Separate accounts 991
John Riazzi is client contact.
