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  1. Home
  2. Print
July 21, 1997 01:00 AM

SPECIAL REPORT: DEFINED CONTRIBUTION (PART 5 OF 17)

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    Capital Technology Inc.

    P.O. Box 472428, Charlotte, N.C. 28247-2428; phone: (704) 541-1437

    ($ millions)

    Total DC assets 29

    Internally managed DC 29

    Plan type:

    401 k....................29

    Investment vehicle:

    Separate accounts.........25

    Other comingled.......4

    Asset mix

    Stocks....................91%

    Cash......................9%

    John D Mathai is client contact.

    Caterpillar Investment

    Management Ltd.

    100 N.E. Adams St., Peoria, Ill. 61629; phone: (309) 675-5951; fax: (309) 675-6991

    ($ millions)

    Total DC assets 1,193

    Internally managed DC 1,193

    Plan type:

    401(k) 1,193

    Investment vehicle:

    Mutual funds 1,193

    Life cycle assets 150

    Asset mix:

    Stocks 73%

    Bonds 12%

    Cash 7%

    Stable value 8%

    Carol K. Burns is client contact.

    Certus Asset Advisors

    1 Bush St., Suite 450, San Francisco, Calif. 94104; phone: (415) 399-4450; fax: (415) 399-4499

    ($ millions)

    Total DC assets 7,319

    Internally managed DC 7,319

    Plan type:

    401(k) 5,123

    403(b) 2,196

    Investment vehicle:

    Separate accounts 4,028

    Other commingled 3,291

    Asset mix:

    Cash 5%

    Stable value 93%

    Other 2%

    James W. Gilmore is client contact.

    CIGNA Investments Inc.

    P.O. Box 2975, Hartford, Conn. 06104; phone: (800) 997-6633; fax: (860) 726-3488

    ($ millions)

    Total DC assets 21,442

    Internally managed DC 15,298

    Plan type:

    401(k) 14,464

    403(b) 76

    Other 758

    Investment vehicle:

    Separate accounts 5,245

    Other commingled 10,053

    David Castellani and Daniel McDonough are client contacts.

    City National Bank

    400 N. Roxbury Drive, Suite 600, Beverly Hills, Calif. 90210; phone: (310) 888-6302; fax: (310) 888-6278

    ($ millions)

    Total DC assets 200

    Internally managed DC 200

    Plan type:

    401(k) 96

    Other 104

    Investment vehicle:

    Separate accounts 200

    Asset mix:

    Stocks 52%

    Bonds 29%

    Cash 18%

    Other 1%

    Julianne Cruz is client contact.

    Columbia Management Co.

    P.O. Box 1350, Portland, Ore. 97207; phone: (503) 222-3600; fax: (503) 243-2630

    ($ millions)

    Total DC assets 4,085

    Internally managed DC 4,085

    Plan type:

    401(k) 2,447

    Other 1,638

    Investment vehicle:

    Mutual funds 2,291

    Other commingled 1,794

    Life cycle assets 1,491

    Asset mix:

    Stocks 69%

    Bonds 24%

    Cash 5%

    Stable value 2%

    Stephen C. Haas is client contact.

    Columbus Circle Investors

    1 Station Place-Metro Center, Stamford, Conn. 06902; phone: (203) 353-6000; fax: (203) 353-6041

    ($ millions)

    Total DC assets 244

    Internally managed DC 244

    Plan type:

    401(k) 244

    Investment vehicle:

    Separate accounts 230

    Other commingled 14

    Life cycle assets 63

    Asset mix:

    Stocks 91%

    Bonds 9%

    Robert W. Fehrmann is client contact.

    Commerce Bank

    800 Forsyth Blvd., Clayton, Mo. 63105; phone: (314) 746-8555; fax: (314) 746-8986

    ($ millions)

    Total DC assets 1,817

    Internally managed DC 1,764

    Investment vehicle:

    Mutual funds 394

    Separate accounts 1,296

    Other commingled 74

    Asset mix:

    Stocks 51%

    Bonds 48%

    Stable value 1%

    Robert Kalinich is client contact.

    Corbyn Investment

    Management Inc.

    2330 W. Joppa Road, Suite 108, Lutherville, Md. 21093-7207; phone: (410) 832-5500; fax: (410) 823-0903

    ($ millions)

    Total DC assets 107

    Internally managed DC 107

    Plan type:

    401(k) 1

    Other 106

    Investment vehicle:

    Separate accounts 107

    Asset mix:

    Stocks 62%

    Bonds 18%

    Cash 12%

    Other 8%

    Richard Hynson Jr. is client contact.

    Cramblit & Carney Inc.

    550 S. Hope St., Suite 1800, Los Angeles, Calif. 90071; phone: (213) 614-6800; fax: (213) 629-5381

    ($ millions)

    Total DC assets 69

    Internally managed DC 69

    Plan type:

    401(k) 26

    Profit-sharing 43

    Investment vehicle:

    Separate accounts 69

    Asset mix:

    Stocks 41%

    Bonds 46%

    Cash 13%

    Jennifer L. Hurdle is client contact.

    Cramer Rosenthal McGlynn

    520 Madison Ave., New York, N.Y. 10022; phone: (212) 838-3830; fax: (212) 308-2282

    ($ millions)

    Total DC assets 67

    Internally managed DC 67

    Plan type:

    401(k) 67

    Investment vehicle:

    Separate accounts 67

    Asset mix:

    Stocks 58%

    Bonds 30%

    Cash 12%

    William R. Cline Jr. is client contact.

    Cumberland Advisors

    614 Landis Ave., Vineland, N.J. 08360; phone: (609) 692-6690; fax: (609) 794-9113

    ($ millions)

    Total DC assets 40

    Internally managed DC 40

    Plan type:

    401(k) 2

    Profit-sharing 38

    Investment vehicle:

    Separate accounts 40

    Suzanne N. Greenberg is client contact.

    Cutler & Co. L.L.C.

    503 Airport Road, Medford, Ore. 97504; phone: (541) 770-9000; fax: (541) 779-0006

    ($ millions)

    Total DC assets 96

    Internally managed DC 96

    Plan type:

    401(k) 10

    Profit-sharing 86

    Investment vehicle:

    Separate accounts 96

    Asset mix:

    Stocks 87%

    Bonds 13%

    Brooke Cutler Ashland is client contact.

    Dean Investment Associates

    2480 Kettering Tower, Dayton, Ohio 45423; phone: (937) 222-9531; fax: (937) 227-7375

    ($ millions)

    Total DC assets 991

    Internally managed DC 991

    Plan type:

    401(k) 43

    Other 948

    Investment vehicle:

    Separate accounts 991

    John Riazzi is client contact.

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