Skip to main content
MENU
Subscribe
  • Subscribe
  • Account
  • LOGIN
  • Topics
    • Alternatives
    • Consultants
    • Coronavirus
    • Courts
    • Defined Contribution
    • ESG
    • ETFs
    • Hedge Funds
    • Industry Voices
    • Investing
    • Money Management
    • Opinion
    • Partner Content
    • Pension Funds
    • Private Equity
    • Real Estate
    • Russia-Ukraine War
    • SECURE Act 2.0
    • Special Reports
    • White Papers
  • Rankings & Awards
    • 1,000 Largest Retirement Plans
    • Top-Performing Managers
    • Largest Money Managers
    • DC Money Managers
    • DC Record Keepers
    • Largest Hedge Fund Managers
    • World's Largest Retirement Funds
    • Best Places to Work in Money Management
    • Excellence & Innovation Awards
    • WPS Innovation Awards
    • Eddy Awards
  • ETFs
    • Latest ETF News
    • Fund Screener
    • Education Center
    • Equities
    • Fixed Income
    • Commodities
    • Actively Managed
    • Alternatives
    • ESG Rated
  • ESG
    • Latest ESG News
    • The Institutional Investor’s Guide to ESG Investing
    • ESG Sustainability - Gaining Momentum
    • Climate Change: The Inescapable Opportunity
    • Impact Investing
    • 2022 ESG Investing Conference
    • ESG Rated ETFs
  • Defined Contribution
    • Latest DC News
    • DC Money Manager Rankings
    • DC Record Keeper Rankings
    • Innovations in DC
    • Trends in DC: Focus on Retirement Income
    • 2022 Defined Contribution East Conference
    • 2022 DC Investment Lineup Conference
  • Searches & Hires
    • Latest Searches & Hires News
    • Searches & Hires Database
    • RFPs
  • Performance Data
    • P&I Research Center
    • Earnings Tracker
    • Endowment Returns Tracker
    • Corporate Pension Contribution Tracker
    • Pension Fund Returns Tracker
    • Pension Risk Transfer Database
    • Future of Investments Research Series
    • Charts & Infographics
    • Polls
  • Careers
  • Events
    • View All Conferences
    • View All Webinars
    • 2022 Retirement Income Conference
    • 2022 Managing Pension Risk & Liabilities
    • 2022 WorldPensionSummit
Breadcrumb
  1. Home
  2. Print
July 21, 1997 01:00 AM

SPECIAL REPORT: DEFINED CONTRIBUTION (PART 11 OF 17)

  • Tweet
  • Share
  • Share
  • Email
  • More
    Reprints Print

    Lotsoff Capital Management

    20 N. Wacker Drive, Suite 3200, Chicago, Ill. 60606; phone: (312) 368- 1442; fax: (312) 750-1131

    ($ millions)

    Total DC assets 698

    Internally managed DC 698

    Plan type:

    401(k) 698

    Investment vehicle:

    Separate accounts 584

    Other commingled 114

    Asset mix:

    Stocks 33%

    Stable value 67%

    Mark S. Levey is client contact.

    Lynch & Mayer Inc.

    520 Madison Ave., New York, N.Y. 10022; phone: (212) 758-1717; fax: (212) 833-1399

    ($ millions)

    Total DC assets 45

    Internally managed DC 45

    Plan type:

    401(k) 45

    Investment vehicle:

    Separate accounts 45

    Asset mix:

    Stocks 87%

    Cash 13%

    W. Denman Zirkle is client contact.

    Manning & Napier Advisors

    1100 Chase Square, Rochester, N.Y. 14604; phone: (716) 325-6880; fax: (716) 325-1984

    ($ millions)

    Total DC assets 1,397

    Internally managed DC 1,397

    Richard Barrington is client contact.

    Manulife Financial

    P.O. Box 600, Buffalo, N.Y. 14601- 0600; phone: (800) 333-0963

    ($ millions)

    Total DC assets 3,300

    Internally managed DC 1,211

    Plan type:

    401(k) 1,211

    Jackie DiGiovanni is client contact.

    MassMutual

    1295 State St., Springfield, Mass. 01111; phone: (413) 744-8411; fax: (413) 744-7080

    ($ millions)

    Total DC assets 14,689

    Internally managed DC 14,506

    Plan type:

    401(k) 10,298

    403(b) 1,797

    457 72

    Other 2,339

    Investment vehicle:

    Mutual funds 4,426

    Separate accounts 1,181

    Other commingled 8,899

    Life cycle assets 322

    Asset mix:

    Stocks 48%

    Bonds 2%

    Cash 1%

    Stable value 49%

    Fred Castellani is client contact.

    Matrix Asset Advisors

    444 Madison Ave., Suite 302, New York, N.Y. 10022; phone: (212) 486-2004; fax: (212) 486-1822

    ($ millions)

    Total DC assets 31

    Internally managed DC 31

    Plan type:

    401(k) 1

    Other 30

    Investment vehicle:

    Separate accounts 31

    Asset mix:

    Stocks 46%

    Bonds 47%

    Cash 7%

    Steven G. Rubenstein is client contact at (212) 233-0411.

    McMorgan & Co.

    1 Bush St., Suite 800, San Francisco, Calif. 94104; phone: (415) 788-9300; fax: (415) 616-9300

    ($ millions)

    Total DC assets 1,528

    Internally managed DC 1,528

    Investment vehicle:

    Separate accounts 1,528

    Asset mix:

    Stocks 12%

    Bonds 82%

    Cash 3%

    Real estate 3%

    David M. Davis is client contact.

    John McStay

    Investment Counsel

    5949 Sherry Lane, Suite 1560, Dallas, Texas 75225; phone: (214) 365- 5233; fax: (214) 365-5269

    ($ millions)

    Total DC assets 23

    Internally managed DC 23

    Plan type:

    401(k) 4

    457 19

    Investment vehicle:

    Other commingled 23

    Asset mix:

    Stocks 95%

    Cash 5%

    Tricia Hundley and Loren Soetenga are client contacts.

    Mellon Capital Management

    595 Market St., 30th Floor, San Francisco, Calif. 94105; phone: (415) 546-6056; fax: (415) 777-5699

    ($ millions)

    Total DC assets 3,378

    Internally managed DC 3,378

    Plan type:

    457 85

    Investment vehicle:

    Other commingled 3,378

    Life cycle assets 1,347

    Asset mix:

    Stocks 96%

    Bonds 4%

    Susan Hinkson is client contact.

    Mellon Equity Associates

    500 Grant St., Suite 3700, Pittsburgh, Pa. 15258-0001; phone: (412) 234- 6268; fax: (412) 236-0648

    ($ millions)

    Total DC assets 1,500

    Internally managed DC 1,500

    Plan type:

    401(k) 174

    Other 1,326

    Investment vehicle:

    Mutual funds 750

    Separate accounts 553

    Other commingled 197

    Life cycle assets 345

    Asset mix:

    Stocks 92%

    Bonds 6%

    Cash 2%

    James E. Foster is client contact.

    Mendel Money Management

    1200 Shermer Road, Suite 312, Northbrook, Ill. 60062; phone: (847) 564- 0970; fax: (847) 291-9924

    ($ millions)

    Total DC assets 12

    Internally managed DC 12

    Investment vehicle:

    Separate accounts 12

    Asset mix:

    Stocks 77%

    Bonds 6%

    Cash 17%

    Barry Mendel is client contact.

    Mentor Investment Group

    901 E. Byrd St., Richmond, Va. 23219; phone: (804) 782-3207; fax: (804) 782-3510

    ($ millions)

    Total DC assets 192

    Internally managed DC 192

    Plan type:

    401(k) 3

    Other 189

    Investment vehicle:

    Separate accounts 192

    Asset mix:

    Stocks 50%

    Bonds 35%

    Cash 15%

    Steve Ball is client contact.

    Merganser Capital

    Management Corp.

    1 Cambridge Center, Cambridge, Mass. 02142; phone: (617) 494- 1000; fax: (617) 494-1899

    ($ millions)

    Total DC assets 476

    Internally managed DC 476

    Plan type:

    401(k) 476

    Investment vehicle:

    Separate accounts 476

    Asset mix:

    Bonds 100%

    Edward R. Bedrosian is client contact.

    Meridian Investment Co.

    P.O. Box 2000, Valley Forge, Pa. 19482; phone: (800) 222-2150; fax: (610) 251-6803

    ($ millions)

    Total DC assets 299

    Internally managed DC 299

    Investment vehicle:

    Separate accounts 299

    Thomas H. Campbell is client contact.

    Merrill Lynch

    800 Scudders Mill Road, Plainsboro, N.J. 08536; phone: (609) 282-4622; fax: (609) 282-0806

    ($ millions)

    Total DC assets 49,000

    Internally managed DC 49,000

    Sponsoring company stock 11,100

    Plan type:

    401(k) 45,000

    Other 4,000

    Life cycle assets 2,000

    Asset mix:

    Stocks 57%

    Bonds 6%

    Cash 15%

    Stable value 22%

    Aiden Redmond is client contact.

    Met Life

    1 Madison Ave., New York, N.Y. 10010; phone: (212) 578-7827; fax: (212) 578-6818

    ($ millions)

    Total DC assets 36,500

    Internally managed DC 36,500

    Plan type:

    401(k) 20,500

    403(b) 5,364

    Other 10,636

    Eugene Marks is client contact.

    MFS Institutional Advisors

    500 Boylston St., Boston, Mass. 02116; phone: (617) 954-6224; fax: (617) 954-6657

    ($ millions)

    Total DC assets 4,066

    Internally managed DC 4,066

    Asset mix:

    Stocks 88%

    Bonds 11%

    Cash 1%

    John A. Gee is client contact.

    Miller Anderson & Sherrerd

    1 Tower Bridge, West Conshohocken, Pa. 19428; phone: (610) 940-5000; fax: (610) 940-5285

    ($ millions)

    Total DC assets 3,557

    Internally managed DC 3,557

    Plan type:

    401(k) 1,805

    403(b) 118

    457 30

    Other 1,604

    Investment vehicle:

    Mutual funds 1,443

    Separate accounts 2,114

    Tracey Ivey is client contact.

    Minnesota Mutual Life

    Insurance Co.

    400 Robert St. N., St. Paul, Minn. 55101; phone: (612) 223-4286; fax: (612) 298-3793

    ($ millions)

    Total DC assets 2,509

    Internally managed DC 1,977

    Plan type:

    401(k) 763

    403(b) 767

    457 290

    Thrift 157

    Investment vehicle:

    Separate accounts 837

    Other commingled 1,140

    Asset mix:

    Stocks 36%

    Bonds 6%

    Stable value 58%

    Mark Gorman is client contact.

    Mitchell Hutchins Asset

    Management Inc.

    1285 Avenue of the Americas, New York, N.Y. 10019; phone: (212) 713-4000; fax: (212) 247-4876

    ($ millions)

    Total DC assets 1,311

    Internally managed DC 1,311

    Plan type:

    401(k) 725

    Other 586

    Investment vehicle:

    Separate accounts 693

    Other commingled 618

    Asset mix:

    Stocks 19%

    Bonds 29%

    Cash 8%

    Stable value 44%

    William L. Gordon is client contact.

    Montag & Caldwell Inc.

    3343 Peachtree Road N.E., Suite 1100, Atlanta, Ga. 30326-1022; phone: (404) 262-0100; fax: (404) 262-0105

    ($ millions)

    Total DC assets 608

    Internally managed DC 608

    Plan type:

    401(k) 194

    Profit-sharing 414

    Investment vehicle:

    Mutual funds 112

    Separate accounts 496

    Asset mix:

    Stocks 82%

    Bonds 17%

    Cash 1%

    Homer W. Whitman Jr. is client contact.

    Montgomery Asset

    Management L.P.

    101 California St., San Francisco, Calif. 94111; phone: (415) 248-6000

    ($ millions)

    Total DC assets 61

    Internally managed DC 61

    Investment vehicle:

    Separate accounts 61

    Asset mix:

    Stocks 100%

    Joel Damon is client contact.

    J.P. Morgan Investment

    Management Inc.

    522 Fifth Ave., New York, N.Y. 10036; phone: (212) 837-2300; fax: (212) 768-0557

    ($ millions)

    Total DC assets 7,256

    Internally managed DC 7,256

    Plan type:

    401(k) 5,442

    Other 1,814

    Asset mix:

    Stocks 59%

    Bonds 7%

    Cash 8%

    Stable value 22%

    Real estate 4%

    Dennis Kass is client contact.

    Recommended for You
    Read the print edition of P&I
    Read the print edition of P&I
    How low is low? Projections say it's not low enough
    How low is low? Projections say it's not low enough
    FINRA honors Wharton's Olivia Mitchell with Ketchum Prize
    FINRA honors Wharton's Olivia Mitchell with Ketchum Prize

    Reader Poll

    August 10, 2022
    SEE MORE POLLS >
    Sponsored
    White Papers
    Gaining Momentum: Where Next for Trend-Following?
    How Has 2022's Carnage Reshaped Global Stock and Bond Markets?
    Can Sustainable Labeling of Financial Products Prevent Greenwashing?
    Hedge Funds 2.0: Back to the future
    Is there a mid-cap gap in your DC plan?
    Why pursue direct lending in the core middle market?
    View More
    Sponsored Content
    Partner Content
    The Industrialization of ESG Investment
    For institutional investors, ETFs can make meeting liquidity needs easier
    Gold: the most effective commodity investment
    2021 Investment Outlook | Investing Beyond the Pandemic: A Reset for Portfolios
    Ten ways retirement plan professionals add value to plan sponsors
    Gold: an efficient hedge
    View More
    E-MAIL NEWSLETTERS

    Sign up and get the best of News delivered straight to your email inbox, free of charge. Choose your news – we will deliver.

    Subscribe Today
    August 1, 2022 page one

    Get access to the news, research and analysis of events affecting the retirement and institutional money management businesses from a worldwide network of reporters and editors.

    Subscribe
    Connect With Us
    • RSS
    • Twitter
    • Facebook
    • LinkedIn

    Our Mission

    To consistently deliver news, research and analysis to the executives who manage the flow of funds in the institutional investment market.

    About Us

    Main Office
    685 Third Avenue
    Tenth Floor
    New York, NY 10017-4036

    Chicago Office
    130 E. Randolph St.
    Suite 3200
    Chicago, IL 60601

    Contact Us

    Careers at Crain

    About Pensions & Investments

     

    Advertising
    • Media Kit
    • P&I Content Solutions
    • P&I Careers | Post a Job
    • Reprints & Permissions
    Resources
    • Subscribe
    • Newsletters
    • FAQ
    • P&I Research Center
    • Site map
    • Staff Directory
    Legal
    • Privacy Policy
    • Terms and Conditions
    • Privacy Request
    Pensions & Investments
    Copyright © 1996-2022. Crain Communications, Inc. All Rights Reserved.
    • Topics
      • Alternatives
      • Consultants
      • Coronavirus
      • Courts
      • Defined Contribution
      • ESG
      • ETFs
      • Hedge Funds
      • Industry Voices
      • Investing
      • Money Management
      • Opinion
      • Partner Content
      • Pension Funds
      • Private Equity
      • Real Estate
      • Russia-Ukraine War
      • SECURE Act 2.0
      • Special Reports
      • White Papers
    • Rankings & Awards
      • 1,000 Largest Retirement Plans
      • Top-Performing Managers
      • Largest Money Managers
      • DC Money Managers
      • DC Record Keepers
      • Largest Hedge Fund Managers
      • World's Largest Retirement Funds
      • Best Places to Work in Money Management
      • Excellence & Innovation Awards
      • WPS Innovation Awards
      • Eddy Awards
    • ETFs
      • Latest ETF News
      • Fund Screener
      • Education Center
      • Equities
      • Fixed Income
      • Commodities
      • Actively Managed
      • Alternatives
      • ESG Rated
    • ESG
      • Latest ESG News
      • The Institutional Investor’s Guide to ESG Investing
      • ESG Sustainability - Gaining Momentum
      • Climate Change: The Inescapable Opportunity
      • Impact Investing
      • 2022 ESG Investing Conference
      • ESG Rated ETFs
    • Defined Contribution
      • Latest DC News
      • DC Money Manager Rankings
      • DC Record Keeper Rankings
      • Innovations in DC
      • Trends in DC: Focus on Retirement Income
      • 2022 Defined Contribution East Conference
      • 2022 DC Investment Lineup Conference
    • Searches & Hires
      • Latest Searches & Hires News
      • Searches & Hires Database
      • RFPs
    • Performance Data
      • P&I Research Center
      • Earnings Tracker
      • Endowment Returns Tracker
      • Corporate Pension Contribution Tracker
      • Pension Fund Returns Tracker
      • Pension Risk Transfer Database
      • Future of Investments Research Series
      • Charts & Infographics
      • Polls
    • Careers
    • Events
      • View All Conferences
      • View All Webinars
      • 2022 Retirement Income Conference
      • 2022 Managing Pension Risk & Liabilities
      • 2022 WorldPensionSummit