Lotsoff Capital Management
20 N. Wacker Drive, Suite 3200, Chicago, Ill. 60606; phone: (312) 368- 1442; fax: (312) 750-1131
($ millions)
Total DC assets 698
Internally managed DC 698
Plan type:
401(k) 698
Investment vehicle:
Separate accounts 584
Other commingled 114
Asset mix:
Stocks 33%
Stable value 67%
Mark S. Levey is client contact.
Lynch & Mayer Inc.
520 Madison Ave., New York, N.Y. 10022; phone: (212) 758-1717; fax: (212) 833-1399
($ millions)
Total DC assets 45
Internally managed DC 45
Plan type:
401(k) 45
Investment vehicle:
Separate accounts 45
Asset mix:
Stocks 87%
Cash 13%
W. Denman Zirkle is client contact.
1100 Chase Square, Rochester, N.Y. 14604; phone: (716) 325-6880; fax: (716) 325-1984
($ millions)
Total DC assets 1,397
Internally managed DC 1,397
Richard Barrington is client contact.
Manulife Financial
P.O. Box 600, Buffalo, N.Y. 14601- 0600; phone: (800) 333-0963
($ millions)
Total DC assets 3,300
Internally managed DC 1,211
Plan type:
401(k) 1,211
Jackie DiGiovanni is client contact.
MassMutual
1295 State St., Springfield, Mass. 01111; phone: (413) 744-8411; fax: (413) 744-7080
($ millions)
Total DC assets 14,689
Internally managed DC 14,506
Plan type:
401(k) 10,298
403(b) 1,797
457 72
Other 2,339
Investment vehicle:
Mutual funds 4,426
Separate accounts 1,181
Other commingled 8,899
Life cycle assets 322
Asset mix:
Stocks 48%
Bonds 2%
Cash 1%
Stable value 49%
Fred Castellani is client contact.
Matrix Asset Advisors
444 Madison Ave., Suite 302, New York, N.Y. 10022; phone: (212) 486-2004; fax: (212) 486-1822
($ millions)
Total DC assets 31
Internally managed DC 31
Plan type:
401(k) 1
Other 30
Investment vehicle:
Separate accounts 31
Asset mix:
Stocks 46%
Bonds 47%
Cash 7%
Steven G. Rubenstein is client contact at (212) 233-0411.
McMorgan & Co.
1 Bush St., Suite 800, San Francisco, Calif. 94104; phone: (415) 788-9300; fax: (415) 616-9300
($ millions)
Total DC assets 1,528
Internally managed DC 1,528
Investment vehicle:
Separate accounts 1,528
Asset mix:
Stocks 12%
Bonds 82%
Cash 3%
Real estate 3%
David M. Davis is client contact.
John McStay
Investment Counsel
5949 Sherry Lane, Suite 1560, Dallas, Texas 75225; phone: (214) 365- 5233; fax: (214) 365-5269
($ millions)
Total DC assets 23
Internally managed DC 23
Plan type:
401(k) 4
457 19
Investment vehicle:
Other commingled 23
Asset mix:
Stocks 95%
Cash 5%
Tricia Hundley and Loren Soetenga are client contacts.
Mellon Capital Management
595 Market St., 30th Floor, San Francisco, Calif. 94105; phone: (415) 546-6056; fax: (415) 777-5699
($ millions)
Total DC assets 3,378
Internally managed DC 3,378
Plan type:
457 85
Investment vehicle:
Other commingled 3,378
Life cycle assets 1,347
Asset mix:
Stocks 96%
Bonds 4%
Susan Hinkson is client contact.
Mellon Equity Associates
500 Grant St., Suite 3700, Pittsburgh, Pa. 15258-0001; phone: (412) 234- 6268; fax: (412) 236-0648
($ millions)
Total DC assets 1,500
Internally managed DC 1,500
Plan type:
401(k) 174
Other 1,326
Investment vehicle:
Mutual funds 750
Separate accounts 553
Other commingled 197
Life cycle assets 345
Asset mix:
Stocks 92%
Bonds 6%
Cash 2%
James E. Foster is client contact.
Mendel Money Management
1200 Shermer Road, Suite 312, Northbrook, Ill. 60062; phone: (847) 564- 0970; fax: (847) 291-9924
($ millions)
Total DC assets 12
Internally managed DC 12
Investment vehicle:
Separate accounts 12
Asset mix:
Stocks 77%
Bonds 6%
Cash 17%
Barry Mendel is client contact.
Mentor Investment Group
901 E. Byrd St., Richmond, Va. 23219; phone: (804) 782-3207; fax: (804) 782-3510
($ millions)
Total DC assets 192
Internally managed DC 192
Plan type:
401(k) 3
Other 189
Investment vehicle:
Separate accounts 192
Asset mix:
Stocks 50%
Bonds 35%
Cash 15%
Steve Ball is client contact.
Merganser Capital
Management Corp.
1 Cambridge Center, Cambridge, Mass. 02142; phone: (617) 494- 1000; fax: (617) 494-1899
($ millions)
Total DC assets 476
Internally managed DC 476
Plan type:
401(k) 476
Investment vehicle:
Separate accounts 476
Asset mix:
Bonds 100%
Edward R. Bedrosian is client contact.
Meridian Investment Co.
P.O. Box 2000, Valley Forge, Pa. 19482; phone: (800) 222-2150; fax: (610) 251-6803
($ millions)
Total DC assets 299
Internally managed DC 299
Investment vehicle:
Separate accounts 299
Thomas H. Campbell is client contact.
Merrill Lynch
800 Scudders Mill Road, Plainsboro, N.J. 08536; phone: (609) 282-4622; fax: (609) 282-0806
($ millions)
Total DC assets 49,000
Internally managed DC 49,000
Sponsoring company stock 11,100
Plan type:
401(k) 45,000
Other 4,000
Life cycle assets 2,000
Asset mix:
Stocks 57%
Bonds 6%
Cash 15%
Stable value 22%
Aiden Redmond is client contact.
Met Life
1 Madison Ave., New York, N.Y. 10010; phone: (212) 578-7827; fax: (212) 578-6818
($ millions)
Total DC assets 36,500
Internally managed DC 36,500
Plan type:
401(k) 20,500
403(b) 5,364
Other 10,636
Eugene Marks is client contact.
MFS Institutional Advisors
500 Boylston St., Boston, Mass. 02116; phone: (617) 954-6224; fax: (617) 954-6657
($ millions)
Total DC assets 4,066
Internally managed DC 4,066
Asset mix:
Stocks 88%
Bonds 11%
Cash 1%
John A. Gee is client contact.
Miller Anderson & Sherrerd
1 Tower Bridge, West Conshohocken, Pa. 19428; phone: (610) 940-5000; fax: (610) 940-5285
($ millions)
Total DC assets 3,557
Internally managed DC 3,557
Plan type:
401(k) 1,805
403(b) 118
457 30
Other 1,604
Investment vehicle:
Mutual funds 1,443
Separate accounts 2,114
Tracey Ivey is client contact.
Minnesota Mutual Life
Insurance Co.
400 Robert St. N., St. Paul, Minn. 55101; phone: (612) 223-4286; fax: (612) 298-3793
($ millions)
Total DC assets 2,509
Internally managed DC 1,977
Plan type:
401(k) 763
403(b) 767
457 290
Thrift 157
Investment vehicle:
Separate accounts 837
Other commingled 1,140
Asset mix:
Stocks 36%
Bonds 6%
Stable value 58%
Mark Gorman is client contact.
Mitchell Hutchins Asset
Management Inc.
1285 Avenue of the Americas, New York, N.Y. 10019; phone: (212) 713-4000; fax: (212) 247-4876
($ millions)
Total DC assets 1,311
Internally managed DC 1,311
Plan type:
401(k) 725
Other 586
Investment vehicle:
Separate accounts 693
Other commingled 618
Asset mix:
Stocks 19%
Bonds 29%
Cash 8%
Stable value 44%
William L. Gordon is client contact.
Montag & Caldwell Inc.
3343 Peachtree Road N.E., Suite 1100, Atlanta, Ga. 30326-1022; phone: (404) 262-0100; fax: (404) 262-0105
($ millions)
Total DC assets 608
Internally managed DC 608
Plan type:
401(k) 194
Profit-sharing 414
Investment vehicle:
Mutual funds 112
Separate accounts 496
Asset mix:
Stocks 82%
Bonds 17%
Cash 1%
Homer W. Whitman Jr. is client contact.
Montgomery Asset
Management L.P.
101 California St., San Francisco, Calif. 94111; phone: (415) 248-6000
($ millions)
Total DC assets 61
Internally managed DC 61
Investment vehicle:
Separate accounts 61
Asset mix:
Stocks 100%
Joel Damon is client contact.
J.P. Morgan Investment
Management Inc.
522 Fifth Ave., New York, N.Y. 10036; phone: (212) 837-2300; fax: (212) 768-0557
($ millions)
Total DC assets 7,256
Internally managed DC 7,256
Plan type:
401(k) 5,442
Other 1,814
Asset mix:
Stocks 59%
Bonds 7%
Cash 8%
Stable value 22%
Real estate 4%
Dennis Kass is client contact.
