Tukman Capital Management
60 E. Sir Francis Drake Blvd., Suite 204, Larkspur, Calif. 94939; phone: (415) 461-6833; fax: (415) 461-8060
($ millions)
Total DC assets 135
Internally managed DC 135
Cary Martin Zellerbach is client contact.
UMB Bank
P.O. Box 419692, Kansas City, Mo. 64141-6692; phone: (816) 860- 4937; fax: (816) 842-1027
($ millions)
Total DC assets 3,900
Internally managed DC 3,900
Plan type:
401(k) 1,400
403(b) 1
Other 2,499
Investment vehicle:
Mutual funds 1,365
Separate accounts 1,813
Other commingled 722
Life cycle assets 15
Asset mix:
Stocks 43%
Bonds 39%
Cash 18%
William R. Ball is client contact.
United States National Bank
2201 Market St., P.O. Box 179, Galveston, Texas 77553; phone: (409) 770-7187; fax: (409) 770-7175
($ millions)
Total DC assets 152
Internally managed DC 130
Plan type:
401(k) 45
Investment vehicle:
Separate accounts 30
Other commingled 100
Asset mix:
Stocks 66%
Cash 34%
Larry A. Dundee is client contact.
United States Trust Co.
of Boston
40 Court St., Boston, Mass. 02108; phone: (617) 726-7362; fax: (617) 695-4775
($ millions)
Total DC assets 300
Internally managed DC 300
Investment vehicle:
Separate accounts 250
Other commingled 50
Life cycle assets 300
Asset mix:
Stocks 70%
Bonds 30%
James McPartland is client contact.
U.S. Trust Corp.
114 W. 41st St., New York, N.Y. 10036; phone: (212) 852-3794; fax: (212) 852-3749
($ millions)
Total DC assets 778
Internally managed DC 778
Plan type:
401(k) 660
Money purchase 38
Profit sharing 80
Investment vehicle:
Mutual funds 398
Other commingled 380
Asset mix:
Stocks 37%
Bonds 12%
Cash 2%
Stable value 49%
Drianne Benner is client contact.
Van Deventer & Hoch
800 N. Brand Blvd., Suite 300, Glendale, Calif. 91203; phone: (714) 662-0171; fax: (714) 662-0209
($ millions)
Total DC assets 76
Internally managed DC 76
Plan type:
401(k) 11
Profit-sharing 65
Investment vehicle:
Mutual funds 5
Separate accounts 71
Asset mix:
Stocks 65%
Bonds 23%
Cash 12%
James R. Henderson is client contact.
Van Kampen American
Capital Management Inc.
1 Parkview Plaza, Oakbrook Terrace, Ill. 60181; phone: (630) 684-6332; (630) 684-5966
($ millions)
Total DC assets 11
Internally managed DC 11
Plan type:
401(k) 11
Investment vehicle:
Separate accounts 11
Asset mix:
Bonds 100%
John M. McCareins is client contact.
The Vanguard Group Inc.
P.O. Box 2900, Valley Forge, Pa. 19482; phone: (800) 523-1036; fax: (610) 669-4035
($ millions)
Total DC assets 77,800
Internally managed DC 46,836
Sponsoring company stock 9,826
Plan type:
401(k) 44,559
403(b) 1,285
457 992
Investment vehicle:
Mutual funds 27,585
Separate accounts 16,276
Other commingled 2,975
Asset mix:
Stocks 57%
Bonds 36%
Cash 7%
Shelton S. Unger is client contact.
Variable Annuity Life
Insurance Co.
2919 Allen Parkway, Houston, Texas 77019; phone: (713) 831-4109; fax: (713) 831-4922
($ millions)
Total DC assets 25,317
Internally managed DC 22,263
Plan type:
401(k) 140
403(b) 20,422
457 615
Other 1,086
Investment vehicle:
Variable annuities 22,016
Separate accounts 247
Asset mix:
Stocks 24%
Bonds 74%
Other 2%
Tom West is client contact.
Wachovia Asset
Management
100 N. Main St., Winston Salem, N.C. 27150; phone: (910) 732-6139; fax: (910) 732-4568
($ millions)
Total DC assets 11,800
Internally managed DC 2,089
Sponsoring company stock 628
Plan type:
401(k) 414
Other 1,675
Asset mix:
Stocks 52%
Bonds 40%
Cash 8%
James E. Beck is client contact.
