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July 21, 1997 01:00 AM

SPECIAL REPORT: DEFINED CONTRIBUTION (PART 16 OF 17)

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    Tukman Capital Management

    60 E. Sir Francis Drake Blvd., Suite 204, Larkspur, Calif. 94939; phone: (415) 461-6833; fax: (415) 461-8060

    ($ millions)

    Total DC assets 135

    Internally managed DC 135

    Cary Martin Zellerbach is client contact.

    UMB Bank

    P.O. Box 419692, Kansas City, Mo. 64141-6692; phone: (816) 860- 4937; fax: (816) 842-1027

    ($ millions)

    Total DC assets 3,900

    Internally managed DC 3,900

    Plan type:

    401(k) 1,400

    403(b) 1

    Other 2,499

    Investment vehicle:

    Mutual funds 1,365

    Separate accounts 1,813

    Other commingled 722

    Life cycle assets 15

    Asset mix:

    Stocks 43%

    Bonds 39%

    Cash 18%

    William R. Ball is client contact.

    United States National Bank

    2201 Market St., P.O. Box 179, Galveston, Texas 77553; phone: (409) 770-7187; fax: (409) 770-7175

    ($ millions)

    Total DC assets 152

    Internally managed DC 130

    Plan type:

    401(k) 45

    Investment vehicle:

    Separate accounts 30

    Other commingled 100

    Asset mix:

    Stocks 66%

    Cash 34%

    Larry A. Dundee is client contact.

    United States Trust Co.

    of Boston

    40 Court St., Boston, Mass. 02108; phone: (617) 726-7362; fax: (617) 695-4775

    ($ millions)

    Total DC assets 300

    Internally managed DC 300

    Investment vehicle:

    Separate accounts 250

    Other commingled 50

    Life cycle assets 300

    Asset mix:

    Stocks 70%

    Bonds 30%

    James McPartland is client contact.

    U.S. Trust Corp.

    114 W. 41st St., New York, N.Y. 10036; phone: (212) 852-3794; fax: (212) 852-3749

    ($ millions)

    Total DC assets 778

    Internally managed DC 778

    Plan type:

    401(k) 660

    Money purchase 38

    Profit sharing 80

    Investment vehicle:

    Mutual funds 398

    Other commingled 380

    Asset mix:

    Stocks 37%

    Bonds 12%

    Cash 2%

    Stable value 49%

    Drianne Benner is client contact.

    Van Deventer & Hoch

    800 N. Brand Blvd., Suite 300, Glendale, Calif. 91203; phone: (714) 662-0171; fax: (714) 662-0209

    ($ millions)

    Total DC assets 76

    Internally managed DC 76

    Plan type:

    401(k) 11

    Profit-sharing 65

    Investment vehicle:

    Mutual funds 5

    Separate accounts 71

    Asset mix:

    Stocks 65%

    Bonds 23%

    Cash 12%

    James R. Henderson is client contact.

    Van Kampen American

    Capital Management Inc.

    1 Parkview Plaza, Oakbrook Terrace, Ill. 60181; phone: (630) 684-6332; (630) 684-5966

    ($ millions)

    Total DC assets 11

    Internally managed DC 11

    Plan type:

    401(k) 11

    Investment vehicle:

    Separate accounts 11

    Asset mix:

    Bonds 100%

    John M. McCareins is client contact.

    The Vanguard Group Inc.

    P.O. Box 2900, Valley Forge, Pa. 19482; phone: (800) 523-1036; fax: (610) 669-4035

    ($ millions)

    Total DC assets 77,800

    Internally managed DC 46,836

    Sponsoring company stock 9,826

    Plan type:

    401(k) 44,559

    403(b) 1,285

    457 992

    Investment vehicle:

    Mutual funds 27,585

    Separate accounts 16,276

    Other commingled 2,975

    Asset mix:

    Stocks 57%

    Bonds 36%

    Cash 7%

    Shelton S. Unger is client contact.

    Variable Annuity Life

    Insurance Co.

    2919 Allen Parkway, Houston, Texas 77019; phone: (713) 831-4109; fax: (713) 831-4922

    ($ millions)

    Total DC assets 25,317

    Internally managed DC 22,263

    Plan type:

    401(k) 140

    403(b) 20,422

    457 615

    Other 1,086

    Investment vehicle:

    Variable annuities 22,016

    Separate accounts 247

    Asset mix:

    Stocks 24%

    Bonds 74%

    Other 2%

    Tom West is client contact.

    Wachovia Asset

    Management

    100 N. Main St., Winston Salem, N.C. 27150; phone: (910) 732-6139; fax: (910) 732-4568

    ($ millions)

    Total DC assets 11,800

    Internally managed DC 2,089

    Sponsoring company stock 628

    Plan type:

    401(k) 414

    Other 1,675

    Asset mix:

    Stocks 52%

    Bonds 40%

    Cash 8%

    James E. Beck is client contact.

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