SPECIAL REPORT: DEFINED CONTRIBUTION
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August 05, 1996 01:00 AM

SPECIAL REPORT: DEFINED CONTRIBUTION

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    401(k)21

    Profit sharing111

    Investment vehicle:

    Mutual funds18

    Separate accounts114

    Asset mix:

    Stocks55%

    Bonds37%

    Cash8%

    Internally managed DC130

    Client contact: Tom J. Anderle

    Sanford C. Bernstein & Co.

    767 Fifth Ave., New York, N.Y. 10153; phone: (212) 486-5800; fax: (212) 756-4405

    ($ millions)

    Total DC assets4,498

    Plan type:

    401(k)1,315

    Other3,183

    Investment vehicle:

    Mutual funds172

    Separate accounts4,292

    Other commingled34

    Asset mix:

    Stocks56%

    Bonds44%

    Internally managed DC4,498

    Client contact: Michael F. McCarthy

    BlackRock Financial

    Management Inc.

    345 Park Ave., 30th Floor, New York, N.Y. 10154; phone: (212) 754-5560; fax: (212) 935-1370

    ($ millions)

    Total DC assets1,593

    Plan type:

    401(k)969

    403(b)624

    Investment vehicle:

    Separate accounts1,593

    Asset mix:

    Bonds36%

    Stable value64%

    Internally managed DC1,593

    Client contact: Barbara Novick

    Boatmen's Trust Co.

    100 N. Broadway, St. Louis, Mo. 63102; phone: (314) 466-3800; fax: (314) 466-3964

    ($ millions)

    Total DC assets2,583

    Plan type:

    401(k)1,705

    403(b)18

    Other860

    Life cycle assets2

    Internally managed DC2,075

    Client contact: Richard W. Hibbs

    Brandes Investment

    Partners L.P.

    12750 High Bluff Drive, San Diego, Calif. 92130; phone: (619) 755-0239; fax: (619) 755-0916

    ($ millions)

    Total DC assets7

    Investment vehicle:

    Mutual funds3

    Separate accounts4

    Asset mix:

    Stocks100%

    Internally managed DC7

    Client contacts: John P. Arnold; Timothy C. Holt

    Brinson Partners Inc.

    209 S. LaSalle St., Chicago, Ill. 60604; phone: (312) 220-7100

    ($ millions)

    Total DC assets2,432

    Plan type:

    401(k)1,943

    Other489

    Investment vehicle:

    Mutual funds315

    Separate accounts333

    Other commingled1,784

    Life cycle assets1,235

    Asset mix:

    Stocks50%

    Bonds38%

    Cash10%

    Venture capital2%

    Internally managed DC2,432

    Client contact: Nicholas Rassas

    BZW Barclays Global

    Investors

    46 Fremont St., San Francisco, Calif. 94105; phone: (415) 597-2000; fax: (415) 597-2694

    ($ millions)

    Total DC assets30,669

    Plan type:

    401(k)5,433

    457337

    Other24,899

    Investment vehicle:

    Mutual funds735

    Separate accounts3,468

    Other commingled26,466

    Life cycle assets3,884

    Asset mix:

    Stocks76%

    Bonds21%

    Stable value3%

    Internally managed DC30,669

    Client contact: Steve Rogers

    Cadinha & Co. Inc.

    900 Fort St. Mall, Suite 1240, Honolulu, Hawaii 96813; phone: (808) 523-9488; fax: (808) 526-9725

    ($ millions)

    Total DC assets120

    Plan type:

    401(k)10

    Other110

    Investment vehicle:

    Separate accounts120

    Asset mix:

    Stocks60%

    Bonds36%

    Cash4%

    Internally managed DC120

    Client contact: Gregg W. Robertson

    Calamos Asset Management

    111 E. Warrenville Road, Naperville, Ill. 60563; phone: (708) 245-7200; fax: (708) 245-7531

    ($ millions)

    Total DC assets539

    Plan type:

    401(k)3

    Other536

    Investment vehicle:

    Separate accounts539

    Asset mix:

    Stocks8%

    Cash2%

    Convertibles90%

    Internally managed DC539

    Client contact: Jonathan R. Blaze

    Capital Guardian Trust Co.

    333 S. Hope St., Los Angeles, Calif. 90071; phone: (213) 486-9200; fax: (213) 486-9217

    ($ millions)

    Total DC assets2,051

    Plan type:

    401(k)1,083

    4571

    Other967

    Investment vehicle:

    Separate accounts1,458

    Other commingled593

    Life cycle assets123

    Asset mix:

    Stocks97%

    Bonds3%

    Internally managed DC2,051

    Client contact: Jeff Paster

    Capital Research

    and Management Co.

    333 S. Hope St., Los Angeles, Calif. 90071; phone: (213) 486-9200; fax: (213) 486-9979

    ($ millions)

    Total DC assets19,450

    Investment vehicle:

    Mutual funds19,450

    Internally managed DC19,450

    Certus Asset Advisors

    1 Bush St., Suite 450, San Francisco, Calif. 94104; phone: (415) 399-4450; fax: (415) 399-4499

    ($ millions)

    Total DC assets7,000

    Plan type:

    401(k)5,000

    403(b)2,000

    Investment vehicle:

    Separate accounts5,707

    Other commingled1,293

    Asset mix:

    Cash4%

    Stable value87%

    Other9%

    Client contact: James Gilmore

    CIGNA Investments Inc.

    P.O. Box 2975, Hartford, Conn. 06104; phone: (800) 997-6633; fax: (860) 726-3488

    ($ millions)

    Total DC assets19,300

    Plan type:

    401(k)18,300

    403(b)70

    Other930

    Investment vehicle:

    Separate accounts8,700

    Other commingled10,600

    Life cycle assets165

    Asset mix:

    Stocks45%

    Bonds48%

    Other7%

    Internally managed DC15,000

    Client contact: Douglas E. Klinger

    Columbia Management Co.

    1300 S.W. Sixth Ave., P.O. Box 1350, Portland, Ore. 97207; phone: (503) 222-3600; fax: (503) 243-2630

    ($ millions)

    Total DC assets3,704

    Plan type:

    401(k)1,485

    Other2,219

    Investment vehicle:

    Mutual funds1,792

    Other commingled1,912

    Life cycle assets1,553

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