John Hancock Financial
Services
P.O. Box 111, John Hancock Place, Boston, Mass. 02117; phone: (617) 572-6000; fax: (617) 572-5029
($ millions)
Total DC assets13,017
Internally managed DC13,017
John Hancock Funds
101 Huntington Ave., Boston, Mass. 02199; phone: (617) 375-1500; fax: (617) 375-4710
($ millions)
Total DC assets2,000
Plan type:
401(k)1,960
403(b)40
Internally managed DC1,900
Client contact: Edward J. Lavelle
Hellman, Jordan
Management Co. Inc.
75 State St., Suite 2420, Boston, Mass. 02109; phone: (617) 261-9800; fax: (617) 261-9801
($ millions)
Total DC assets101
Plan type:
Profit sharing101
Investment vehicle:
Separate accounts101
Asset mix:
Stocks95%
Cash5%
Internally managed DC101
Client contact: David M. Driscoll
Heritage Investors
Management Corp.
7101 Wisconsin Ave., Suite 1112, Bethesda, Md. 20514; phone: (301) 951-0440; fax: (301) 951-4954
($ millions)
Total DC assets93
Plan type:
401(k)1
Other92
Investment vehicle:
Separate accounts93
Asset mix:
Stocks30%
Bonds60%
Cash10%
Internally managed DC93
Client contact: Michael Cornfeld
Holt-Smith & Renk
Investment Management
4274 E. Towne Blvd., Suite 204, Madison, Wis. 53704; phone: (608) 249-4488; fax: (608) 249-7988
($ millions)
Total DC assets5
Plan type:
401(k)5
Investment vehicle:
Separate accounts5
Asset mix:
Stocks79%
Bonds21%
Internally managed DC5
Client contact: Marilyn Holt-Smith
Hotchkis and Wiley
800 W. Sixth St., Fifth Floor, Los Angeles, Calif. 90017; phone: (213) 362-8888; fax: (213) 623-7880
($ millions)
Total DC assets476
Plan type:
401(k)476
Investment vehicle:
Separate accounts476
Life cycle assets45
Asset mix:
Stocks75%
Bonds22%
Cash3%
Internally managed DC476
Client contact: Don A. Steinbrugge
ICM Asset Management Inc.
601 W. Main Ave., Suite 917, Spokane, Wash. 99201; phone: (509) 455-3588; fax: (509) 455-7159
($ millions)
Total DC assets244
Investment vehicle:
Separate accounts244
Asset mix:
Stocks83%
Bonds9%
Cash8%
Internally managed DC244
Client contact: Brian Cathcart
ICMA Retirement Corp.
777 N. Capitol St. N.E., Washington, D.C. 20002; phone: (202) 962-4600; fax: (202) 962-4601
($ millions)
Total DC assets4,919
Plan type:
401(k)648
4574,171
Other100
Investment vehicle:
Mutual funds109
Separate accounts4,645
Other commingled165
Life cycle assets573
Asset mix:
Stocks46%
Bonds4%
Cash1%
Stable value49%
Internally managed DC2,424
Client contact: Bob Barkin
Institutional Capital Corp.
225 W. Wacker Drive, Suite 2400, Chicago, Ill. 60606; phone: (312) 424-9100; fax: (312) 424-9187
($ millions)
Total DC assets839
Plan type:
401(k)839
Investment vehicle:
Separate accounts839
Asset mix:
Stocks89%
Bonds2%
Cash9%
Internally managed DC839
Client contact: Gary S. Maurer
INVESCO Funds Group
1315 Peachtree St. N.E., Suite 500, Atlanta, Ga. 30309; phone: (800) 221-8775; fax: (404) 892-5103
