Garnett Keith is chief investment officer; Jim Toma, Kevin Uebelein and Kevin Myers are client contacts.
1 Post Office Square, Boston, Mass. 02109; phone: (617) 292-1000; fax: (617) 292-1618
(U.S. $ millions)
Total assets managed135,854
U.S. institutional tax-exempt assets38,631
Total international/global7,280
International5,464
*Active equity accounts4,161
*Active bond accounts515
*Balanced90
*Other698
Global1,815
*Active equity accounts309
*Active bond accounts1,460
*Balanced47
Putnam Investments had $5.464 billion in international accounts and $1.815 billion in global accounts as of March 31.
The firm's asset mix for international accounts was 78% equity, 9% bonds and 13% other as of March 31; equity assets were committed most heavily to Japan, United Kingdom, France, Netherlands and Switzerland.
As of the same date, its global account asset mix was 17% equity and 83% bonds; equity assets were committed most heavily to the United States, Japan, United Kingdom, Netherlands and France.
The firm is a multiproduct manager using various strategies.
Analysts or portfolio managers are stationed in Boston, London and Tokyo.
The firm, a subsidiary of Marsh & McLennan Cos. Inc., has been registered with the SEC since 1968.
Peter Carman and Gary Coburn are chief investment officers; John F. Boneparth is client contact.
RCB International Inc.
29 Federal St., Stamford, Conn. 06901; phone: (203) 977-7000; fax: (203) 356-9341
RCB International Inc., a manager of managers,
uses a multimanager approach to each of its investment programs. Individual advisers employ primarily a bottom-up approach.
It oversees $1.144 billion in U.S. institutional, tax-exempt assets managed in international and global accounts on the firm's behalf by external managers.
The firm runs $572 million of U.S. institutional, tax-exempt assets in forward contracts.
Analysts or portfolio managers are stationed in Chicago, Stamford, Toronto, Tokyo, Hong Kong, London and Hampshire, England.
The firm, a subsidiary of Northern Trust Corp., has been registered with the SEC since 1980.
William L. Green and William H. Clarkin are chief investment officers; Edgar W. Barksdale is client contact.
Record Treasury
Management
32 Peascod St., Windsor, Berkshire, SL4 1EA England; phone: (1753) 852-222; fax: (1753) 852-224
Record Treasury Management, a currency overlay manager, runs $2.95 billion of U.S. institutional, tax-exempt assets in a systematic dynamic hedging program. It seeks to allow clients to benefit from favorable currency movements while protecting against adverse moves.
Analysts or portfolio managers are stationed in Windsor, London and Boston.
The firm, a subsidiary of NP Record PLC, has been registered with the SEC since 1994.
Neil P. Record is chief investment officer; Leslie Hill is client contact.
Rogge Global Partners Inc.
1720 Post Road E., Suite 12, Westport, Conn. 06880; phone: (203) 254-7254; fax: (203) 259-4226
(U.S. $ millions)
Total assets managed3,506
U.S. institutional tax-exempt assets2,952
Total international/global2,952
International1,028
*Active bond accounts1,028
Global1,924
*Active bond accounts1,924
Rogge Global Partners Inc. had $1.028 billion in international accounts and $1.924 billion in global accounts as of March 31.
The firm's asset mix for international accounts 86% bonds and 14% cash as of March 31.
As of the same date, its global account asset mix was 87% bonds and 13% cash.
The firm is a value manager focusing on active country/currency allocation in liquid markets.
Analysts or portfolio managers are stationed in London.
The firm has been registered with the SEC since 1985.
Olaf Rogge is chief investment officer; Julie M. Cochran is client contact.
Rothschild International
Asset Management Ltd.
Five Arrows House, St. Swithins Lane, London EC4N 8NR England; phone: (44-171) 623-1000; fax: (44-171) 623-6533
(U.S. $ millions)
Total assets managed3,830
U.S. institutional tax-exempt assets3,830
Total international/global960
International599
*Active bond accounts599
Global361
