Operators
Performance data
Fund information
Retirement planning assistance
Client service rep available
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $1.3 billion
In-house investment management services are provided through:
*Internally managed mutual funds
*Internally managed commingled funds
*Internally managed separate accounts
Janus Capital Corp. provides services to 415 sponsors, all investment management clients.
It has record-keeping partnerships with Fidelity Investments; First Union; Bankers Trust; Chase; Norwest; PNC Bank; Minnesota Mutual; Lincoln National; Prudential; Federated; Northern Trust; Kwasha Lipton; Hewitt; and Mercer.
It offers investment information, portfolio manager interviews, performance data and a newsletter through public online systems.
Lars Soderberg is client contact.
Kwasha Lipton L.L.C.
2100 N. Central Road, Fort Lee, N.J. 07024; phone: (201) 592-1300; fax: (201) 592-9075
No. of participants
Total1,000,000
Record keeping/administration only1,000,000
Participants served exclusively1,000,000
Record-keeping/administration only1,000,000
SERVICES PROVIDED:
Plan design
Employee meetings
Generic employee investment education
Customized employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
Consulting services
Toll-free, automated voice-response system
TOLL-FREE NUMBER SERVICES
Account balance
Account transfers
24-hour access
Operators
Foreign language capability
Changes to contribution allocations
Loan request/processing
Performance data
Fund information
Retirement planning assistance
Client service rep available
Loan modeling
Distributions
Withdrawals
Plan enrollment
PIN changes
Loan balances
Forms requests
Plan provisions
INVESTMENT MANAGEMENT SERVICES
Daily valuation
In-house investment management of GICs is provided through the firm's Becker & Rooney division.
External investment management services are provided through:
Private label mutual funds
Commingled funds
Separate accounts
GICs
Kwasha Lipton L.L.C. provides services to 89 sponsors for record-keeping and administration services only.
It has investment management partnerships with American Funds Group; Chase (Vista Funds); Dreyfus; Franklin Templeton; Janus; Neuberger & Berman; Phoenix; State Street; Strong; and Twentieth Century.
It has trustee partnerships with Wachovia Corporate Services.
It offers various services to clients through its secure private network.
Sid Mendelson is client contact.
Lincoln National Life
Insurance Co.
1300 S. Clinton St., Fort Wayne, Ind. 46802; phone: (219) 455-2000; fax: (219) 455-5469
No. of participants
Total500,000
Bundled (inc. in-house asset mgmt.)180,000
Investment mgmt. only320,000
Participants served exclusively500,000
Bundled services180,000
Investment mgmt. only320,000
SERVICES PROVIDED:
Plan design
Employee meetings
Generic employee investment education
Generic employee communications
Customized employee communications
Compliance and reporting
Consulting services
Toll-free, automated voice-response system
TOLL-FREE NUMBER SERVICES
Account balance
Account transfers
Operators
Changes to contribution allocations
Client service rep available
INVESTMENT MANAGEMENT SERVICES
Daily valuation
Total defined contribution assets: $15.1 billion
In-house investment management services are provided through:
*Internally managed commingled funds
External investment management services are provided through:
Commingled funds
Lincoln National Life Insurance Co. provides services to 5,000 sponsors: 1,800 for bundled services (including in-house investment management) and 3,200 for investment management only.
It has investment management partnerships with Lincoln Investment Management; Lynch & Mayer; Vantage Global Advisors; Provident Investment Counsel; Fidelity Investments; First Fiduciary Investment Counsel; Capital Technology; Janus; Walter, Scott & Partners; Strong; and T. Rowe Price.
It has record-keeping and third-party administrator partnerships with Universal Pensions Inc.
James R. Julian is client contact.
MassMutual
1295 State St., Springfield, Mass. 01111; phone: (413) 744-5735; fax: (413) 744-7747
No. of participants
Total250,000
Bundled (inc. in-house asset mgmt.)250,000
Participants served exclusively240,000
Bundled services240,000
SERVICES PROVIDED:
Plan design
