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April 01, 1996 12:00 AM

SPECIAL REPORT: DEFINED CONTRIBUTION

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    Operators

    Performance data

    Fund information

    Retirement planning assistance

    Client service rep available

    INVESTMENT MANAGEMENT SERVICES

    Daily valuation

    Total defined contribution assets: $1.3 billion

    In-house investment management services are provided through:

    *Internally managed mutual funds

    *Internally managed commingled funds

    *Internally managed separate accounts

    Janus Capital Corp. provides services to 415 sponsors, all investment management clients.

    It has record-keeping partnerships with Fidelity Investments; First Union; Bankers Trust; Chase; Norwest; PNC Bank; Minnesota Mutual; Lincoln National; Prudential; Federated; Northern Trust; Kwasha Lipton; Hewitt; and Mercer.

    It offers investment information, portfolio manager interviews, performance data and a newsletter through public online systems.

    Lars Soderberg is client contact.

    Kwasha Lipton L.L.C.

    2100 N. Central Road, Fort Lee, N.J. 07024; phone: (201) 592-1300; fax: (201) 592-9075

    No. of participants

    Total1,000,000

    Record keeping/administration only1,000,000

    Participants served exclusively1,000,000

    Record-keeping/administration only1,000,000

    SERVICES PROVIDED:

    Plan design

    Employee meetings

    Generic employee investment education

    Customized employee investment education

    Generic employee communications

    Customized employee communications

    Compliance and reporting

    Consulting services

    Toll-free, automated voice-response system

    TOLL-FREE NUMBER SERVICES

    Account balance

    Account transfers

    24-hour access

    Operators

    Foreign language capability

    Changes to contribution allocations

    Loan request/processing

    Performance data

    Fund information

    Retirement planning assistance

    Client service rep available

    Loan modeling

    Distributions

    Withdrawals

    Plan enrollment

    PIN changes

    Loan balances

    Forms requests

    Plan provisions

    INVESTMENT MANAGEMENT SERVICES

    Daily valuation

    In-house investment management of GICs is provided through the firm's Becker & Rooney division.

    External investment management services are provided through:

    Private label mutual funds

    Commingled funds

    Separate accounts

    GICs

    Kwasha Lipton L.L.C. provides services to 89 sponsors for record-keeping and administration services only.

    It has investment management partnerships with American Funds Group; Chase (Vista Funds); Dreyfus; Franklin Templeton; Janus; Neuberger & Berman; Phoenix; State Street; Strong; and Twentieth Century.

    It has trustee partnerships with Wachovia Corporate Services.

    It offers various services to clients through its secure private network.

    Sid Mendelson is client contact.

    Lincoln National Life

    Insurance Co.

    1300 S. Clinton St., Fort Wayne, Ind. 46802; phone: (219) 455-2000; fax: (219) 455-5469

    No. of participants

    Total500,000

    Bundled (inc. in-house asset mgmt.)180,000

    Investment mgmt. only320,000

    Participants served exclusively500,000

    Bundled services180,000

    Investment mgmt. only320,000

    SERVICES PROVIDED:

    Plan design

    Employee meetings

    Generic employee investment education

    Generic employee communications

    Customized employee communications

    Compliance and reporting

    Consulting services

    Toll-free, automated voice-response system

    TOLL-FREE NUMBER SERVICES

    Account balance

    Account transfers

    Operators

    Changes to contribution allocations

    Client service rep available

    INVESTMENT MANAGEMENT SERVICES

    Daily valuation

    Total defined contribution assets: $15.1 billion

    In-house investment management services are provided through:

    *Internally managed commingled funds

    External investment management services are provided through:

    Commingled funds

    Lincoln National Life Insurance Co. provides services to 5,000 sponsors: 1,800 for bundled services (including in-house investment management) and 3,200 for investment management only.

    It has investment management partnerships with Lincoln Investment Management; Lynch & Mayer; Vantage Global Advisors; Provident Investment Counsel; Fidelity Investments; First Fiduciary Investment Counsel; Capital Technology; Janus; Walter, Scott & Partners; Strong; and T. Rowe Price.

    It has record-keeping and third-party administrator partnerships with Universal Pensions Inc.

    James R. Julian is client contact.

    MassMutual

    1295 State St., Springfield, Mass. 01111; phone: (413) 744-5735; fax: (413) 744-7747

    No. of participants

    Total250,000

    Bundled (inc. in-house asset mgmt.)250,000

    Participants served exclusively240,000

    Bundled services240,000

    SERVICES PROVIDED:

    Plan design

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    • Topics
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      • Special Reports
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      • Top-Performing Managers
      • Largest Money Managers
      • DC Money Managers
      • DC Record Keepers
      • Largest Hedge Fund Managers
      • World's Largest Retirement Funds
      • Best Places to Work in Money Management
      • Excellence & Innovation Awards
      • WPS Innovation Awards
      • Eddy Awards
    • ETFs
      • Latest ETF News
      • Fund Screener
      • Education Center
      • Equities
      • Fixed Income
      • Commodities
      • Actively Managed
      • Alternatives
      • ESG Rated
    • ESG
      • Latest ESG News
      • The Institutional Investor’s Guide to ESG Investing
      • ESG Sustainability - Gaining Momentum
      • Climate Change: The Inescapable Opportunity
      • Impact Investing
      • 2022 ESG Investing Conference
      • ESG Rated ETFs
    • Defined Contribution
      • Latest DC News
      • DC Money Manager Rankings
      • DC Record Keeper Rankings
      • Innovations in DC
      • Trends in DC: Focus on Retirement Income
      • 2022 Defined Contribution East Conference
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    • Searches & Hires
      • Latest Searches & Hires News
      • Searches & Hires Database
      • RFPs
    • Performance Data
      • P&I Research Center
      • Earnings Tracker
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      • Future of Investments Research Series
      • Charts & Infographics
      • Polls
    • Careers
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      • View All Conferences
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      • 2022 Retirement Income Conference
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