Skip to main content
MENU
Subscribe
  • Sign Up Free
  • LOGIN
  • Subscribe
  • Topics
    • Alternatives
    • Consultants
    • Coronavirus
    • Courts
    • Defined Contribution
    • ESG
    • ETFs
    • Face to Face
    • Hedge Funds
    • Industry Voices
    • Investing
    • Money Management
    • Opinion
    • Partner Content
    • Pension Funds
    • Private Equity
    • Real Estate
    • Russia-Ukraine War
    • SECURE 2.0
    • Special Reports
    • White Papers
  • Rankings & Awards
    • 1,000 Largest Retirement Plans
    • Top-Performing Managers
    • Largest Money Managers
    • DC Money Managers
    • DC Record Keepers
    • Largest Hedge Fund Managers
    • World's Largest Retirement Funds
    • Best Places to Work in Money Management
    • Excellence & Innovation Awards
    • WPS Innovation Awards
    • Eddy Awards
  • ETFs
    • Latest ETF News
    • Fund Screener
    • Education Center
    • Equities
    • Fixed Income
    • Commodities
    • Actively Managed
    • Alternatives
    • ESG Rated
  • ESG
    • Latest ESG News
    • The Institutional Investor’s Guide to ESG Investing
    • ESG Sustainability - Gaining Momentum
    • Climate Change: The Inescapable Opportunity
    • Impact Investing
    • 2022 ESG Investing Conference
    • ESG Rated ETFs
  • Defined Contribution
    • Latest DC News
    • DC Money Manager Rankings
    • DC Record Keeper Rankings
    • Innovations in DC
    • Trends in DC: Focus on Retirement Income
    • 2022 Defined Contribution East Conference
    • 2022 DC Investment Lineup Conference
  • Searches & Hires
    • Latest Searches & Hires News
    • Searches & Hires Database
    • RFPs
  • Performance Data
    • P&I Research Center
    • Earnings Tracker
    • Endowment Returns Tracker
    • Corporate Pension Contribution Tracker
    • Pension Fund Returns Tracker
    • Pension Risk Transfer Database
    • Future of Investments Research Series
    • Charts & Infographics
    • Polls
  • Careers
  • Events
    • View All Conferences
    • View All Webinars
    • 2023 Defined Contribution East
    • 2023 ESG Investing
Breadcrumb
  1. Home
  2. Print
February 06, 1995 12:00 AM

DEFINED CONTRIBUTION DIRECTORY

  • Tweet
  • Share
  • Share
  • Email
  • More
    Reprints Print

    RogersCasey & Associates

    1 Parklands Drive, Darien, Conn. 06820; phone: (203) 656-5916; fax: (203) 656-2236

    SERVICES PROVIDED:

    -On-going employee education

    -Project-based employee education

    -On-going employee communications

    -DC consulting services

    -Plan reviews

    -Investment option design

    -On-going monitoring and evaluation

    -Managed investment programs

    A full-service bundled product is not offered

    -Defined contribution clients: 33

    -No. of participants in client plans: 15,000

    Contact: Ruth Hughes-Guden

    Frank Russell Trust Co.

    909 A St., Tacoma, Wash. 98402; phone: (206) 572-9500; fax: (206) 594-1890

    SERVICES PROVIDED:

    -Investment management

    -Record-keeping/administration

    -On-going employee education

    -Project-based employee education

    -Plan design

    -Enrollment assistance

    -On-going employee communications

    -Retirement planning

    -Consulting

    -IRA rollover

    -Paying agent

    -Full tax remission to IRS for withholding

    -Trustee and custodial services

    -Tax forms to terminees/other benefit recipients

    A full-service bundled product is offered

    800-NUMBER SERVICES:

    -Account balance

    -Account transfers

    -24-hour access

    -Live operators

    -Changes to contribution allocations

    -Loan request/processing

    -Performance data

    -Fund information

    -Retirement planning aid

    INVESTMENT MANAGEMENT:

    -Daily account valuation is offered

    -Total defined contribution assets: $5 billion

    -Defined contribution clients: 112

    Management services are provided through:

    -Commingled funds, run in-house

    -Commingled funds, run externally

    -GICs

    Record-keeping/administrative services are supplied through:

    -A third-party administrator

    Contact: Eric Russell

    SAFECO Mutual Funds

    P.O. Box 34890, Seattle, Wash. 98124-1890; phone: (206) 545-6475; fax: (206) 545-5439

    SERVICES PROVIDED:

    -Investment management

    -Record-keeping/administration

    -On-going employee education

    -Project-based employee education

    -Plan design

    -Enrollment assistance

    -On-going employee communications

    -Newsletters

    -Video enrollment

    A full-service bundled product is offered

    800-NUMBER SERVICES:

    -Account balance

    -Account transfers

    -24-hour access

    -Live operators

    -Changes to contribution allocations

    -Loan request/processing

    -Performance data

    -Fund information

    -Retirement planning aid

    INVESTMENT MANAGEMENT:

    -Daily account valuation is offered

    -Total defined contribution assets: $300 million

    Management services are provided through:

    -Proprietary mutual funds, run in-house

    -An alliance

    Record-keeping/administrative services are supplied through:

    -An in-house department

    Contact: Leslie Eggerling

    Scarborough Group

    116 Defense Highway, Conte Building, Suite 201, Annapolis, Md. 21401; phone: (410) 573-5700; fax: (410) 573-5708

    SERVICES PROVIDED:

    -Investment management

    -On-going employee education

    -Project-based employee education

    -Enrollment assistance

    -On-going employee communications

    -Investment management services for participants

    A full-service bundled product is not offered

    800-NUMBER SERVICES:

    -Changes to contribution allocations

    -Retirement planning aid

    INVESTMENT MANAGEMENT:

    -Total defined contribution assets: $300 million

    -Defined contribution clients: 5

    -No. of participants in client plans: 300,000

    Contact: J. Michael Scarborough

    Schwab Institutional

    101 Montgomery St., San Francisco, Calif. 94104; phone: (800) 772-4922; fax: (415) 403-5475

    SERVICES PROVIDED:

    -Investment management

    -Record-keeping/administration

    -On-going employee education

    -Project-based employee education

    -Plan design

    -Enrollment assistance

    -On-going employee communications

    -Plan trustee services

    -Participant tax reporting

    A full-service bundled product is offered

    INVESTMENT MANAGEMENT:

    -Daily account valuation is offered

    -Defined contribution clients: 3,500

    Management services are provided through:

    -An alliance

    Record-keeping/administrative services are supplied through:

    -An alliance

    Contact: Laura Gillespie

    Scudder, Stevens & Clark

    345 Park Ave., New York, N.Y. 10154-0010; phone: (212) 326-6661; fax: (212) 980-3314

    SERVICES PROVIDED:

    -Investment management

    -Record-keeping/administration

    -On-going employee education

    -Project-based employee education

    -Plan design

    -Enrollment assistance

    -On-going employee communications

    -Trustee and custodial services

    A full-service bundled product is offered

    800-NUMBER SERVICES:

    -Account balance

    -Account transfers

    -24-hour access

    -Live operators

    -Changes to contribution allocations

    -Loan request/processing

    -Performance data

    -Fund information

    -Retirement planning aid

    INVESTMENT MANAGEMENT:

    -Daily account valuation is offered

    -Total defined contribution assets: $2.5 billion

    -Defined contribution clients: 600

    -No. of participants in client plans: 125,000

    Management services are provided through:

    -Proprietary mutual funds, run in-house

    -Commingled funds, run in-house

    -GICs

    -Collective investment trusts

    Record-keeping/administrative services are supplied through:

    -An in-house department

    Contact: Jon R. Yenor

    Sedgwick Noble Lowndes

    5350 Poplar Ave., Memphis, Tenn. 38119; phone: (901) 684-4074; fax: (901) 684-4075

    SERVICES PROVIDED:

    -Record-keeping/administration

    -On-going employee education

    -Project-based employee education

    -Plan design

    -Enrollment assistance

    -On-going employee communications

    -Compliance testing

    -Consulting

    -Asset consulting

    -Third-party provider searches/selection

    800-NUMBER SERVICES:

    -Account balance

    -Account transfers

    -24-hour access

    -Live operators

    -Changes to contribution allocations

    -Loan request/processing

    -Performance data

    -Fund information

    -Hardship approval

    -Daily account valuation is offered

    -Defined contribution clients: 500

    -No. of participants in client plans: 125,000

    Record-keeping/administrative services are supplied through:

    -An in-house department

    Contact: E.H. "Ted" Wood Jr.

    The Segal Co.

    1 Park Ave., New York, N.Y. 10016; phone: (212) 251-5324; fax: (212) 251-5490

    SERVICES PROVIDED:

    -Investment management

    -Record-keeping/administration

    -On-going employee education

    -Project-based employee education

    -Plan design

    -Enrollment assistance

    -On-going employee communications

    -Administration services-IRS 5500 reporting

    -On-line account access

    -Full communication services

    -Defined contribution consulting

    -Compliance review

    -Comprehensive benefit statements

    A full-service bundled product is offered

    800-NUMBER SERVICES:

    -Account balance

    -Account transfers

    -24-hour access

    -Changes to contribution allocations

    -Loan request/processing

    -Performance data

    -Fund information

    -Retirement planning aid

    -Enrollments and distributions

    INVESTMENT MANAGEMENT:

    -Daily account valuation is offered

    -Defined contribution clients: 110

    -No. of participants in client plans: 60,000

    Management services are provided through:

    -An alliance

    Record-keeping/administrative services are supplied through:

    -An in-house department

    Alliance partners: Charles Schwab; Dreyfus

    Contact: Robert A. Liberto

    Selected/Venture Adviser

    124 E. Marcy St., Santa Fe, N.M. 87501; phone: (800) 279-2279; fax: (505) 983-6019

    SERVICES PROVIDED:

    -Investment management

    -Record-keeping/administration

    -Plan design

    -Enrollment assistance

    -On-going employee communications

    A full-service bundled product is offered

    800-NUMBER SERVICES:

    -Account balance

    -Account transfers

    -24-hour access

    -Live operators

    -Changes to contribution allocations

    -Performance data

    -Fund information

    INVESTMENT MANAGEMENT:

    -Daily account valuation is offered

    -Total defined contribution assets: $11 million

    -No. of participants in client plans: 434

    Management services are provided through:

    -Proprietary mutual funds, run in-house

    Record-keeping/administrative services are supplied through:

    -An in-house department

    -A third-party administrator

    Contact: Carl R. Luff

    Shawmut Investment Advisers

    1 Federal St., Boston, Mass. 02211; phone: (617) 292-4385; fax: (617) 292-2412

    SERVICES PROVIDED:

    -Investment management

    -Record-keeping/administration

    -Plan design

    -Enrollment assistance

    -On-going employee communications

    -Trustee services

    -Deferred compensation programs

    -Benefit payment programs

    A full-service bundled product is offered

    800-NUMBER SERVICES:

    -Account balance

    -Account transfers

    -24-hour access

    -Live operators

    -Changes to contribution allocations

    -Loan request/processing

    INVESTMENT MANAGEMENT:

    -Daily account valuation is offered

    -Total defined contribution assets: $1.6 billion

    -Defined contribution clients: 410

    -No. of participants in client plans: 50,000

    Management services are provided through:

    -Private label mutual funds, run externally

    -Commingled funds, run in-house

    -Commingled funds, run externally

    -An alliance

    Record-keeping/administrative services are supplied through:

    -An in-house department

    Contact: Michael McKenzie

    Shields Associates

    71 Broadway, Suite 2201, New York, N.Y. 10006; phone: (212) 509-1126; fax: (212) 509-3734

    SERVICES PROVIDED:

    -Plan design

    -Performance measurement

    -Investment manager search/selection

    -Master trustee/custodian search/selection

    A full-service bundled product is not offered

    Contact: T. Dean Armstrong

    Recommended for You
    Read the print edition of P&I
    Read the print edition of P&I
    Targeting millennials: Author, niece put his latest book to music
    Targeting millennials: Author, niece put his latest book to music
    How low is low? Projections say it's not low enough
    How low is low? Projections say it's not low enough
    The Institutional Investor's Guide to ESG Investing
    Sponsored Content: The Institutional Investor's Guide to ESG Investing

    Reader Poll

    January 25, 2023
    SEE MORE POLLS >
    Sponsored
    White Papers
    Show Me the Income: Discovering plan sponsor and participant preferences for cr…
    The Future of Infrastructure: Building a Better Tomorrow
    Fulcrum Issues: Equity Returns and Inflation — Choose Your Own Adventure
    What Matters Most in Considering a Private Debt Strategy
    Why pursue direct lending in the core middle market?
    Research for Institutional Money Management
    View More
    Sponsored Content
    Partner Content
    The Industrialization of ESG Investment
    For institutional investors, ETFs can make meeting liquidity needs easier
    Gold: the most effective commodity investment
    2021 Investment Outlook | Investing Beyond the Pandemic: A Reset for Portfolios
    Ten ways retirement plan professionals add value to plan sponsors
    Gold: an efficient hedge
    View More
    E-MAIL NEWSLETTERS

    Sign up and get the best of News delivered straight to your email inbox, free of charge. Choose your news – we will deliver.

    Subscribe Today
    December 12, 2022 page one

    Get access to the news, research and analysis of events affecting the retirement and institutional money management businesses from a worldwide network of reporters and editors.

    Subscribe
    Connect With Us
    • RSS
    • Twitter
    • Facebook
    • LinkedIn

    Our Mission

    To consistently deliver news, research and analysis to the executives who manage the flow of funds in the institutional investment market.

    About Us

    Main Office
    685 Third Avenue
    Tenth Floor
    New York, NY 10017-4036

    Chicago Office
    130 E. Randolph St.
    Suite 3200
    Chicago, IL 60601

    Contact Us

    Careers at Crain

    About Pensions & Investments

     

    Advertising
    • Media Kit
    • P&I Content Solutions
    • P&I Careers | Post a Job
    • Reprints & Permissions
    Resources
    • Subscribe
    • Newsletters
    • FAQ
    • P&I Research Center
    • Site map
    • Staff Directory
    Legal
    • Privacy Policy
    • Terms and Conditions
    • Privacy Request
    Pensions & Investments
    Copyright © 1996-2023. Crain Communications, Inc. All Rights Reserved.
    • Topics
      • Alternatives
      • Consultants
      • Coronavirus
      • Courts
      • Defined Contribution
      • ESG
      • ETFs
      • Face to Face
      • Hedge Funds
      • Industry Voices
      • Investing
      • Money Management
      • Opinion
      • Partner Content
      • Pension Funds
      • Private Equity
      • Real Estate
      • Russia-Ukraine War
      • SECURE 2.0
      • Special Reports
      • White Papers
    • Rankings & Awards
      • 1,000 Largest Retirement Plans
      • Top-Performing Managers
      • Largest Money Managers
      • DC Money Managers
      • DC Record Keepers
      • Largest Hedge Fund Managers
      • World's Largest Retirement Funds
      • Best Places to Work in Money Management
      • Excellence & Innovation Awards
      • WPS Innovation Awards
      • Eddy Awards
    • ETFs
      • Latest ETF News
      • Fund Screener
      • Education Center
      • Equities
      • Fixed Income
      • Commodities
      • Actively Managed
      • Alternatives
      • ESG Rated
    • ESG
      • Latest ESG News
      • The Institutional Investor’s Guide to ESG Investing
      • ESG Sustainability - Gaining Momentum
      • Climate Change: The Inescapable Opportunity
      • Impact Investing
      • 2022 ESG Investing Conference
      • ESG Rated ETFs
    • Defined Contribution
      • Latest DC News
      • DC Money Manager Rankings
      • DC Record Keeper Rankings
      • Innovations in DC
      • Trends in DC: Focus on Retirement Income
      • 2022 Defined Contribution East Conference
      • 2022 DC Investment Lineup Conference
    • Searches & Hires
      • Latest Searches & Hires News
      • Searches & Hires Database
      • RFPs
    • Performance Data
      • P&I Research Center
      • Earnings Tracker
      • Endowment Returns Tracker
      • Corporate Pension Contribution Tracker
      • Pension Fund Returns Tracker
      • Pension Risk Transfer Database
      • Future of Investments Research Series
      • Charts & Infographics
      • Polls
    • Careers
    • Events
      • View All Conferences
      • View All Webinars
      • 2023 Defined Contribution East
      • 2023 ESG Investing