Investment Advisers Inc.
3700 First Bank Place, Minneapolis, Minn. 55440-0357; phone: (800) 945-3863; fax: (612) 376-8383
SERVICES PROVIDED:
-Investment management
-Record-keeping/administration
-On-going employee education
-Project-based employee education
-Plan design
-Enrollment assistance
-On-going employee communications
-Trust services
A full-service bundled product is offered
800-NUMBER SERVICES:
-Account balance
-Account transfers
-24-hour access
-Live operators
-Changes to contribution allocations
-Loan request/processing
-Performance data
-Fund information
-Retirement planning aid
INVESTMENT MANAGEMENT:
-Daily account valuation is offered
-Total defined contribution assets: $1 billion
-Defined contribution clients: 300
-No. of participants in client plans: 15,000
Management services are provided through:
-Proprietary mutual funds, run in-house
-Commingled funds, run in-house
-GICs
-Separate account
Record-keeping/administrative services are supplied through:
-An in-house department
Contact: John G. Flesch
Investment Consulting Group Inc.
1225 E. River Drive, Suite 210, Davenport, Iowa 52803; phone: (319) 322-2322
SERVICES PROVIDED:
-Investment management
-Record-keeping/administration
-On-going employee education
-Plan design
-Enrollment assistance
-On-going employee communications
-Search for record-keepers/administrators
-Search for money managers/mutual funds
-Consulting to trustees
A full-service bundled product is not offered
-Defined contribution clients: 35
-No. of participants in client plans: 3500
Management services are provided through:
-Commingled funds, run externally
-GICs
-Independent managers
-No-load public mutual funds
Record-keeping/administrative services are supplied through:
-A third-party administrator
Contact: Patrick Trimble
Janney Money Management Services
1801 Market St., Philadelphia, Pa. 19103; phone: (215) 665-6608; fax: (215) 665-8615
SERVICES PROVIDED:
-Investment management
-On-going employee education
-Enrollment assistance
-On-going employee communications
-Investment policy
-Asset allocation
-Manager evaluation
-Manager searches
-Performance evaluation
A full-service bundled product is not offered
INVESTMENT MANAGEMENT:
-Total defined contribution assets: $200 million
-Defined contribution clients: 100
-No. of participants in client plans: 1,200
Management services are provided through:
-Proprietary mutual funds, run in-house
-Private label mutual funds, run externally
-Commingled funds, run externally
-An alliance
Contact: Jerry Lombard
Janus Capital Corp.
100 Fillmore St., Suite 300, Denver, Colo. 80206; phone: (800) 525-1068; fax: (303) 394-7697
SERVICES PROVIDED:
-Investment management
-Project-based employee education
-On-going employee communications
A full-service bundled product is not offered
800-NUMBER SERVICES:
Account balance
-Account transfers
-24-hour access
-Live operators
-Performance data
-Fund information
-Retirement planning aid
INVESTMENT MANAGEMENT:
-Daily account valuation is offered
-Total defined contribution assets: $3 billion
-Defined contribution clients: 250
Management services are provided through:
-Proprietary mutual funds, run in-house
-An alliance
Alliance partners:
ADQ, Bankers Trust, Chemical Bank, Fleet Financial, Godwins Booke, Howard Johnson, Hazlehurst, Kwasha Lipton, Mercer, SunGard, Texas Commerce Bank, CitiBank
Contact: Mark B. Whiston
J&L Investment Services
300 S. El Camino Real, Suite 202, San Clemente, Calif. 92672; phone: (714) 498-5000
SERVICES PROVIDED:
-Enrollment assistance
-On-going employee communications
A full-service bundled product is offered
Management services are provided through:
-Private label mutual funds, run externally
Record-keeping/administrative services are supplied through:
-A third-party administrator
Contact: Thomas R. Jones
Howard Johnson & Co.
375 Park Ave., New York, N.Y. 10152; phone: (212) 758-5900; fax: (212) 758-3625
SERVICES PROVIDED:
-Record-keeping/administration
-On-going employee education
-Project-based employee education
-Plan design
-Enrollment assistance
-On-going employee communications
-Discrimination/compliance testing and consulting
-On-line interactive access
-Total benefits delivery
A full-service bundled product is offered
800-NUMBER SERVICES:
-Account balance
-Account transfers
-24-hour access
-Live operators
-Loan request/processing
-Changes to current/future allocations
-Benefit modeling
INVESTMENT MANAGEMENT:
-Daily account valuation is offered
-Defined contribution clients: 750
-No. of participants in client plans: 1.5 million
Management services are provided through:
-Private label mutual funds, run externally
-An alliance
-GICs
Record-keeping/administrative services are supplied through:
-An in-house department
Alliance partners: Rainier Trust, First Interstate Bank
Contact: Nancy Rizzuto
Kemper Financial Services
120 S. LaSalle St., Chicago, Ill. 60603; phone: (312) 499-1618; fax: (312) 499-5207
SERVICES PROVIDED:
-Investment management
-Record-keeping/administration
-On-going employee education
-Plan design
-Enrollment assistance
-On-going employee communications
-Documents in standardized and non-standardized forms
-Summary plan descriptions for assets invested with Kemper
-Software to input and access data on-line
-TPA referral program
A full-service bundled product is offered
800-NUMBER SERVICES:
-Account balance
-Account transfers
-Live operators
-Changes to contribution allocations
-Performance data
-Fund information
-Retirement planning aid
INVESTMENT MANAGEMENT:
-Daily account valuation is offered
-Total defined contribution assets: $1.97 billion
-Defined contribution clients: 7,450
-No. of participants in client plans: 314,767
Management services are provided through:
-Proprietary mutual funds, run in-house
-GICs
Record-keeping/administrative services are supplied through:
-An in-house department
-A third-party administrator
-An alliance with other firms
Alliance partners:
Dunn & Bradstreet
Contact: Thomas Bruns
