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February 06, 1995 12:00 AM

DEFINED CONTRIBUTION DIRECTORY

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    Ameritas Life Insurance

    5900 O St., Lincoln, Neb. 68501; phone: (800) 793-2542

    SERVICES PROVIDED:

    -Investment management

    -Record-keeping/administration

    -On-going employee education

    -Project-based employee education

    -Plan design

    -Enrollment assistance

    -On-going employee communications

    -Toll-free inquiries

    -Prototype document

    -Government reporting

    A full-service bundled product is offered

    800-NUMBER SERVICES:

    -Account balance

    -Live operators

    -Changes to contribution allocations

    -Loan request/processing

    -Performance data

    -Fund information

    -Retirement planning aid

    INVESTMENT MANAGEMENT:

    -Total defined contribution assets: $514 million

    -Defined contribution clients: 513

    -No. of participants in client plans: 31,000

    Management services are provided through:

    -Private label mutual funds, run externally

    -Commingled funds, run in-house

    -GICs

    Record-keeping/administrative services are supplied through:

    -An in-house department

    Contact: Jessie Waller

    AMR Investment Services

    P.O. Box 619003, DFW Airport, Texas 75261-9003; phone: (817) 967-0809; fax: (817) 967-0768

    SERVICES PROVIDED:

    -Investment management

    -On-going employee education

    -Project-based employee education

    -Enrollment assistance

    -On-going employee communications

    A full-service bundled product is not offered

    INVESTMENT MANAGEMENT:

    -Daily account valuation is offered

    -Total defined contribution assets: $891 million

    -Defined contribution clients: 9

    Management services are provided through:

    -Proprietary mutual funds, run in-house

    -Commingled funds, run in-house

    Contact: Bart Roberson

    Arnerich, Massena & Associates Inc.

    825 N.E. Multnomah, Portland, Ore. 97232; phone: (503) 239-0475; fax: (503) 239-0369

    SERVICES PROVIDED:

    -On-going employee education

    -Project-based employee education

    -Enrollment assistance

    -On-going employee communications

    -Asset allocation advice

    -Manager search

    -Performance evaluation

    -Trust/custody and administrative evaluation and searches

    A full-service bundled product is not offered

    INVESTMENT MANAGEMENT:

    -Defined contribution clients: 35

    -No. of participants in client plans: 40,000

    Management services are provided through:

    -Private label mutual funds, run externally

    -Commingled funds, run externally

    Contact: Lisa Massena

    Arnerich Massena Education

    825 N.E. Multnomah St., suite 910, Portland, Ore. 97232; phone: (503) 239-0475; fax: (503) 239-0369

    SERVICES PROVIDED:

    -On-going employee education

    -Project-based employee education

    -Enrollment assistance

    -On-going employee communications

    -Communications consulting

    -Video and audio production

    -Retirement planning workbook

    -Quarterly newsletter for investment education

    -Investment updates

    -Pre-retirement planning seminars

    -Advanced investment seminars

    A full-service bundled product is not offered

    -Defined contribution clients: 40

    -No. of participants in client plans: 42,000

    Contact: Jeffrey Ross (206) 343-5225

    Arnold & Co.

    1450 W. Long Lake Road, Suite 365, Troy, Mich. 48098; phone: (810) 641-8686; fax: (810) 641-7885

    SERVICES PROVIDED:

    -Record-keeping/administration

    -Plan design

    -Enrollment assistance

    -On-going employee communications

    -Plan implementation

    -Plan termination

    -Representation during IRS plan audits

    -Coordination with investment brokerages or services

    A full-service bundled product is offered

    800-NUMBER SERVICES:

    -Account balance

    -Account transfers

    -24-hour access

    -Changes to contribution allocations

    -Loan request/processing

    -Performance data

    -Daily account valuation is offered

    -Defined contribution clients: 300

    -No. of participants in client plans: 15,000

    Record-keeping/administrative services are supplied through:

    -An in-house department

    Contact: Craig C. Arnold

    ASB Capital Management

    1101 Pennsylvania Avenue N.W., Washington, D.C. 20004; phone: (202) 383-6300; fax: (202) 347-2320

    SERVICES PROVIDED:

    -Investment management

    A full-service bundled product is not offered

    800-NUMBER SERVICES:

    -Performance data

    INVESTMENT MANAGEMENT:

    -Total defined contribution assets: $386 million

    -Defined contribution clients: 17

    Management services are provided through:

    -Commingled funds, run in-house

    Alliance partner: NationsBank Trust

    Contact: Terence W. Collins

    Asset Strategy Consulting

    11766 Wilshire Blvd., Suite 1220, Los Angeles, Calif. 90025; phone: (310) 445-5400; fax: (310) 479-6499

    SERVICES PROVIDED:

    -Plan design

    -401(k) manager and provider selection

    -Performance measurement

    -Employee presentations

    A full-service bundled product is not offered

    -Defined contribution clients: 4

    Contact: T. Jon Williams

    Bank of America

    One S. Van Ness, San Francisco, Calif. 94103; phone: (415) 241-7567; fax: (415) 241-4206

    SERVICES PROVIDED:

    -Investment management

    -Record-keeping/administration

    -On-going employee education

    -Project-based employee education

    -Plan design

    -Enrollment assistance

    -On-going employee communications

    -Toll-free, telephone voice-response system

    -Comprehensive benefit payment services

    -Prototype plan

    -ERISA reports in 5500 format

    -IRA rollovers

    -On-line access to trust data

    -Proxy tabulation

    A full-service bundled product is offered

    800-NUMBER SERVICES:

    -Account balance

    -Account transfers

    -24-hour access

    -Changes to contribution allocations

    -Loan request/processing

    -Performance data

    -Fund information

    INVESTMENT MANAGEMENT:

    -Daily account valuation is offered

    -Total defined contribution assets: $5.02 billion

    -Defined contribution clients: 547

    -No. of participants in client plans: 450,000

    Management services are provided through:

    -Proprietary mutual funds, run in-house

    -Private label mutual funds, run externally

    -Commingled funds, run in-house

    -An alliance

    -Custom cash portfolios or as directed by client Record-keeping/administrative services are supplied through:

    -An alliance with other firms

    Alliance partner: Coopers & Lybrand-recordkeeping

    Contact: Richard Rabis

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