Janney Money Management
Services
1801 Market St., Philadelphia, Pa. 19103; phone: (215) 665-6608; fax: (215) 567-7233
SERVICES PROVIDED:
Investment management
On-going employee education
Enrollment assistance
On-going employee communications
Investment policy
Asset allocation
Manager evaluation/search
Performance evaluation
A full-service bundled product is not offered
INVESTMENT MANAGEMENT:
Total defined contribution assets: $150 million
Defined contribution clients: 85
No. of participants in client plans: 1,000
Management services are provided through:
Proprietary mutual funds, run in-house
Private label mutual funds, run externally
Commingled funds, run externally
An alliance
Separate accounts
Contact: Jerry Lombard
Janus Capital Corp.
100 Fillmore St., Suite 300, Denver, Colo. 80206; phone: (800) 525- 1068; fax: (303) 394-7697
SERVICES PROVIDED:
Investment management
Toll-free, telephone voice-response system
A full-service bundled product is not offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Performance data
Fund information
Retirement planning aid
INVESTMENT MANAGEMENT:
Daily account valuation is offered
Total defined contribution assets: $2.5 billion
Defined contribution clients: 225
Management services are provided through:
Proprietary mutual funds, run in-house
An alliance
Alliance partners:
ADQ, Hazlehurst, Kwasha Lipton, Howard Johnson, Bankers Trust, Chemical, Mercer.
Contact: Mark B. Whiston
J&L Investment Services
300 S. El Camino Real, San Clemente, Calif. 92672; phone: (714) 498- 5000; fax: (714) 498-3215
SERVICES PROVIDED:
Enrollment assistance
On-going employee communications
A full-service bundled product is offered
Management services are provided through:
Private label mutual funds, run externally
Record-keeping/administrative services are supplied through:
A third-party administrator
Contact: Thomas C. Jones
Howard Johnson & Co.
375 Park Ave., New York, N.Y. 10152; phone: (212) 758-5900; fax: (212) 758-3625
SERVICES PROVIDED:
Record-keeping/administration
On-going employee education
Project-based employee education
Plan design
Enrollment assistance
On-going employee communications
Daily account valuation
Toll-free, telephone voice-response system
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Changes to contribution allocations
Loan processing
Enrollment
Benefit modeling
Withdrawals
Defined contribution clients: 500
No. of participants in client plans: 1.5 million
Management services are provided through:
Private label mutual funds, run externally
An alliance
GICs
Record-keeping/administrative services are supplied through:
An in-house department
Alliance partners:
American Funds Group, First Interstate Bank, INVESCO, Janus, Morley, Phoenix, PRIMCO, Putnam, Rainier Trust, Strong Funds, Templeton, Twentieth Century.
Contact: Nancy Rizzuto
Kemper Financial Services
120 S. LaSalle St., Chicago, Ill. 60603; phone: (312) 499-1618; fax: (312) 499-1315
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Plan design
Enrollment assistance
On-going employee communications
Daily account valuation
Software to input and access data on-line
Pre-approved prototype documents
Summary plan descriptions
A full-service bundled product is offered
800 NUMBER SERVICES:
Account balance
Account transfers
Live operators
Changes to allocations
Performance data
Fund information
Retirement planning aid
INVESTMENT MANAGEMENT:
Total defined contribution assets: $2.554 billion
Defined contribution clients: 7,103management services are provided through:
Proprietary mutual funds, run in-house
Record-keeping/administrative services are supplied through:
An in-house department
A third-party administrator
An alliance with other firms
Alliance partners:
Dunn & Bradstreet Pension Services.
Contact: Thomas Bruns
W.T. Kennedy Inc.
33 Northwood Ave., Atlanta, Ga. 30309; phone: (404) 607-8080; fax: (404) 607-8081
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Project-based employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Daily account valuation
Investment management selection
Performance evaluation
Investment strategy
A full-service bundled product is not offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Changes to contribution allocations
Loan request/processing
Performance data
Fund information
INVESTMENT MANAGEMENT:
Total defined contribution assets: $1 billion
Defined contribution clients: 100
No. of participants in client plans: 100,000
Management services are provided through:
Private label mutual funds, run externally
Commingled funds, run externally
An alliance
Record-keeping/administrative services are supplied through:
An alliance with other firms
Alliance partners:
Fidelity, IDS, Kemper, INVESCO.
Contact: William T. Kennedy
