1 Post Office Square, Boston, Mass. 02109; phone: (617) 292-8600; fax: (617) 292-8686
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Project-based employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Financial planning software
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Changes to contribution allocations
Loan request/processing
Performance data
Fund information
Retirement planning aid
INVESTMENT MANAGEMENT:
Daily account valuation is offered
Total defined contribution assets: $7 billion
Defined contribution clients: 180
No. of participants in client plans: 200,000
Management services are provided through:
Proprietary mutual funds, run in-house
Commingled funds, run in-house
GICs
Record-keeping/administrative services are supplied through:
An in-house department
Contact: Philip J. Lussick
Quest for Value Distributors
2 World Financial Center, 16th floor, New York, N.Y. 10080; phone: (800) 544-3147; fax: (212) 786-3109
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
A full-service bundled product is not offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Performance data
Fund information
Retirement planning aid
INVESTMENT MANAGEMENT:
Daily account valuation is offered
Total defined contribution assets: $105 million
Defined contribution clients: 210
No. of participants in client plans: 21,000
Management services are provided through:
Proprietary mutual funds, run in-house
GICs
Record-keeping/administrative services are supplied through:
A third-party administrator
Reed-Ramsey Inc.
1315 W. 22nd St., Suite 205, Oak Brook, Ill. 60521; phone: (708) 571- 4585; fax: (708) 571-4630
SERVICES PROVIDED:
Record-keeping/administration
Plan design
Enrollment assistance
On-going employee communications
Testing and compliance
Non-qualified plan consulting
Human resource consulting
Health and welfare consulting
A full-service bundled product is not offered
Defined contribution clients: 150
Record-keeping/administrative services are supplied through:
An in-house department
Contact: Robert D. Reed
Regis Retirement Plan
Services Inc.
1140 Avenue of the Americas, 15th floor, New York, N.Y. 10036; phone: (212) 730-8500; fax: (212) 730-8121
SERVICES PROVIDED:
Investment management
Record keeping/administration
On-going employee education
Project-based employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice response system
Directed trustee services
Lifestyle portfolios
Customized mutual funds
Synthetic GICs
Daily account valuation
Multimanager funds
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Changes to contribution allocations
Loan request/processing
Performance data
Fund information
Retirement planning aid
INVESTMENT MANAGEMENT:
Total defined contribution assets: $5 billion
Defined contribution clients: 500
Management services are provided through:
Proprietary mutual funds, run in-house
GICs
Separate accounts
Synthetic GICs
Record keeping/administrative services are supplied through:
A third-party administrator
Alliance partners:
Kwasha Lipton, third-party administration; U.S. Trust, directed trustee; United Asset Management affiliates, investment management
Contact: Mary Rudie Barnaby
Reiser-Builder Inc./Russell
5 Piedmont Center, Suite 700, Atlanta, Ga. 30305; phone: (404) 233-9341; fax: (404) 237-3168
SERVICES PROVIDED:
Investment management
On-going employee education
Project-based employee education
Enrollment assistance
On-going employee communications
401(k) consulting
On-site educational seminars
A full-service bundled product is not offered
INVESTMENT MANAGEMENT:
Daily account valuation is offered
Total defined contribution assets: $40 million
Defined contribution clients: 20
No. of participants in client plans: 3,000
Management services are provided through:
Private label mutual funds, run externally
Commingled funds, run externally
GICs
An alliance
Alliance partners:
Member of 2020 Advisers, organized to provide investment management, fiduciary services and educational seminars to major national 401(k) plans
Contacts: Robert Reiser, Dale Hajost
Resources Trust Co.
8051 E. Maplewood, Englewood, Colo. 80111; phone: (303) 694-2917; fax: (303) 773-3562
SERVICES PROVIDED:
Record-keeping/administration
Plan design
Enrollment assistance
A full-service bundled product is offered
800-NUMBER SERVICES:
Account transfers
Retirement planning aid
Defined contribution clients: 350
Record-keeping/administrative services are supplied through:
An in-house department
Contact: Susan Piehl
Resource Advisory Inc.
1117 Perimeter Center W., Suite E- 302; Atlanta, Ga. 30338; phone: (404) 394-9525; fax: (404) 394-6319
SERVICES PROVIDED:
On-going employee education
Enrollment assistance
On-going employee communications
Investment performance analysis to sponsor
Investment summaries to employees
404(c) compliance
Investment fund structure
DC strategic planning
A full-service bundled product is not offered
Defined contribution clients: 12
No. of participants in client plans: 100,000
Record-keeping/administrative services are supplied through:
*An in-house department
Contact: Bernard S. Santa Maria
Retirement Systems Inc.
606 Baltimore Ave., Suite 304B, Tow son, Md. 21204; phone: (410) 823- 0258; fax: (410) 823-0739
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Plan design
Enrollment assistance
On-going employee communications
A full-service bundled product is offered
800-NUMBER SERVICES:
Performance data
Fund information
INVESTMENT MANAGEMENT:
Daily account valuation is offered
Total defined contribution assets: $90 million
Defined contribution clients: 47
Management services are provided through:
Individual management
Record-keeping/administrative services are supplied through:
An in-house department
Contact: Jodi MacGibbon
Rogers Casey & Associates
85 Old Kings Highway N., Darien, Conn. 06820; phone: (203) 656- 5900; fax: (203) 656-2236
SERVICES PROVIDED:
On-going employee education
On-going employee communications
Project-based employee education
Plan reviews
Investment option design
Ongoing monitoring and evaluation
Managed investment programs
A full-service bundled product is not offered
Defined contribution clients: 24
No. of participants in client plans: 80,000
Contact: Ruth Hughes-Guden or Gregg Robinson
Frank Russell Trust Co.
909 A St., Tacoma, Wash. 98401; phone: (206) 594-1617; fax: (206) 594-1890
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Project-based employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Retirement planning
Consulting
IRA rollover
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Changes to contribution allocations
Loan request processing
Performance data
Fund information
Retirement planning aid
INVESTMENT MANAGEMENT:
Daily account valuation is offered
Total defined contribution assets: $6.7 billion
Defined contribution clients: 1,300
Management services are provided through:
Proprietary mutual funds, run in-house
Commingled funds, run externally
GICs
Record-keeping/administrative services are supplied through:
A third-party administrator
Contact: Eric Russell
