DIRECTORY OF DEFINED CONTRIBUTION PLAN SERVICE PROVIDERS;PART 3 OF 26
Skip to main content
pilogo-NEW
Subscribe
  • Subscribe
  • My Account
  • login
  • NEWS
    • Asset owners and the coronavirus
    • Alternatives
    • Consultants
    • Coronavirus
    • Defined Contribution
    • ESG
    • Frontlines
    • Hedge Funds
    • Investing / Portfolio Strategies
    • Money Management
    • Pension Funds
    • People Moves
    • Private Equity
    • Real Estate
    • Searches & Hires News
    • SECURE Act
    • Special Reports
    • WorldPensionSummit
    • Ron Schmitz
      Pandemic drives faster transition for Virginia to private markets
      Mubadala Investment Co. logo
      Mubadala draws on portfolio in coronavirus fight
      T.J. Carlson
      Texas Muni reduces downside risk during pandemic, finding opportunities now
      Scott Davis
      ‘Triage plan’ at Indiana system helped stem losses
    • Digital Alpha raises more than $1 billion for infrastructure fund
      A healthcare worker provides care for a COVID-19 patient in the intensive care unit at the Saint Joseph hospital in Marseille, France, on Nov. 20, 2020.
      Private equity’s health-care role draws spotlight
      John Haggerty
      Sector’s risks need to be weighed, consultant says
      Some alternative strategies struggle in first quarter following tough 2020
    • Daniel Celeghin
      Indefi hires New York-based managing partner
      Hub International continues buying spree with IBG acquisition
      Callan brings on 2 executives
      Hub International agrees to buy Plan Sponsor Consultants
    • American flags outside the New York Stock Exchange
      Stock shorts collapse as no hedge fund wants ‘head ripped off’
      Michelle Dunstan
      Move to link exec pay to ESG integration growing
      The J.P. Morgan Chase logo displayed at a branch bank
      J.P. Morgan sells $13 billion of bonds in largest-ever bank deal
      John Bakarat
      Commentary: COVID-19 and real estate debt – where investors should be looking
    • Pentegra joins with EPIC to offer 3(16) fiduciary services
      Joseph Healy
      Smaller DC plans place greater focus on improving financial wellness efforts
      Interest rises in keeping retiree assets in-plan
      Pentegra launches pooled employer plan
    • U.S. likely to join Europe in mandating climate risk disclosure – John Kerry
      Environment Agency fund pledges to reduce carbon emissions by half by 2030
      MSCI urges capital markets players to act on net-zero ambitions
      Michelle Dunstan
      Move to link exec pay to ESG integration growing
    • Joel Holsinger
      Ares wants to do good – and profit – with fund
      Girls Who Invest
      MetLife plans 3 internships for Girls Who Invest scholars
      Model home
      Resmark sees niche in buying, leasing model homes
      Riscura stories
      Dystopian tales explore altered retirement reality
    • Karen Karniol-Tambour
      Bridgewater appoints 2 co-CIOs to oversee new sustainable investing group
      Hedge funds post best first-quarter return since 2000
      Jason Kephart
      Managers see good times ahead in 2021
      Jev Mehmet, CEO of Brevan Howard's Coremont unit
      Brevan Howard runs $50 billion unit like BlackRock’s Aladdin
    • The headquarters of the California Public Employees' Retirement System, Sacramento
      CalPERS board votes to add long-term comp for CIO post
      High-yield spreads narrow, default rates drop
      U.S. likely to join Europe in mandating climate risk disclosure – John Kerry
      Environment Agency fund pledges to reduce carbon emissions by half by 2030
    • Jake Cabala
      Patient Square Capital adds head of fund partnerships
      Carrie Peluso
      SSGA promotes executive to head of global manager research
      Invesco logo shown on the floor of the New York Stock Exchange
      watch video
      1:28
      Invesco’s bid for performance gains
      Larry Fink
      BlackRock tops $9 trillion on record inflows
    • The headquarters of the California Public Employees' Retirement System, Sacramento
      CalPERS board votes to add long-term comp for CIO post
      Ventura County Employees adjusts target allocations after asset-liability study
      PennPSERS boosts employee contribution rates after reporting error
      Melrose Industries to plug U.K. pension deficit by selling assets
    • David Greenberg
      The California Endowment finds internal candidate as next CIO
      Daniel Celeghin
      Indefi hires New York-based managing partner
      Carrie Peluso
      SSGA promotes executive to head of global manager research
      Cohen & Steers adds team for new private real estate business
    • European private equity deal value, volume hit records for first quarter
      Paul Morrissey
      Blackstone Growth picks managing director to lead European investing
      Bills of euro, dollar and pound currencies, among others
      Ardian closes latest buyout fund at $8.8 billion
      Hand typing on stationary iPhone at an office reception desk
      Private equity’s taste for tech spurs $80 billion deal spree
    • BentallGreenOak closes latest European fund at $2.3 billion
      Cohen & Steers adds team for new private real estate business
      Australia’s Centuria makes takeover bid for Primewest
      CalSTRS indutrial property
      Investors hungry for industrial properties
    • Andy Schreiner
      New PEPs targeting firms without retirement plans
      Jackie Walorski
      Contribution catch-up for caregivers gaining favor
      Neal and Brady
      Retirement security could be only issue both sides accept
      Retirement cartoon
      Hopes rising for retirement readiness in 2021
    • A coin representing Bitcoin cryptocurrency in the U.K.
      Cryptocurrency and digital assets
      Corporate pension contributions
      Eddy Awards 2021
      COVID-19: One year in
    • U.S. still a key market for investors
      Collected coverage of P&I's 2020 WorldPensionSummit
      Pedestrians pass a large advertisement on the Arndale Center shopping mall reading 'Act now to avoid a local lockdown' in Manchester, England
      COVID-19 puts new opportunities and risks on the agenda - WPS panelists
      Screens display stock price information over the trading floor of the NYSE Euronext exchange in Paris
      Private assets will continue to grow in portfolios – WPS panelists
  • Data
    • Research Center
    • Searches & Hires Database
    • Searches & Hires News
    • RFPs
    • Charts / Infographics
    • Sponsored Research
    • Trackers
    • Q2 2020 searches and hires overview report
      Q2 2020 money manager M&A activity summary
      Q2 2020 legal overview report
      Q1 2020 searches and hires overview report
    • New York State Common slates $400 million for renewable energy
      Texas County commits $100 million to another Taconic credit fund
      GPIF prepares to make first direct alternatives allocations
      Ohio State Teachers calls on Hellman & Friedman buyout fund
    • New York State Common slates $400 million for renewable energy
      Texas County commits $100 million to another Taconic credit fund
      GPIF prepares to make first direct alternatives allocations
      Ohio State Teachers calls on Hellman & Friedman buyout fund
    • Emerging Market Debt Manager Services
      Real Assets Consultant
      Passive Investment Management Services
      Active Extended Global Credit Manager Search
    • High-yield spreads narrow, default rates drop
      Private real estate funds continue rebound
      Managed account adoption stalls in 2020
      U.S. bonds have worst quarterly return since 1981
    • Institutional Investors: Shared Expectations, Divergent Paths
      Global Investor Study 2016
      Workplace Financial Wellness
    • U.S. Endowment Returns Tracker
      Pension Fund Returns Tracker
      Earnings Tracker
      Corporate Pension Contribution Tracker
  • Insights
    • Opinion
    • White Papers
    • Industry Voices
    • Letters to the Editor
    • Partner Content
    • Publisher's Update
    • Marcie Frost
      CalPERS: Urgency underscores all areas of providing retirement security
      BPTW cartoon
      P&I’s Best Places to Work marking a milestone
      CalPERS cartoon
      Urgency underscores CalPERS' search for a CIO
      Multiemployer plans cartoon
      Money — but no fixes — for multiemployer plans
    • Bipsync Client Stories: RMS in Action at Pensions and Superannuation Funds
      COVID-19 Makes LP Portfolio Management More Important Than Ever
      China: the outlook is bright for longer-term investors
      Finding Differentiation in Securitized Assets
    • John Bakarat
      Commentary: COVID-19 and real estate debt – where investors should be looking
      Jake Remley
      Commentary: Inflation expectations vs. reality in the bond market
      Greg Shea and Steven Kindred
      Commentary: The solution for yield-seeking allocators may be hiding in plain sight
      Jim Park
      Commentary: Asian Americans, Pacific Islanders face ‘bamboo ceiling’ in money management
    • Marcie Frost
      CalPERS: Urgency underscores all areas of providing retirement security
      Writer using a typewriter
      OCIO industry needs to adopt GIPS
      Writer or journalist workplace. stock illustration
      Even as it assails China, Trump administration emulates it
      Skeptical of Main Street support for proxy adviser proposal
    • P&I Content Solutions
      Research for Institutional Money Management
      P&I Content Solutions
      Top questions for institutional investors
      Sponsored Content By Newton Investment Management
      Growth and Innovation in Emerging Markets
      P&I Content Solutions
      Fixed income 2021
    • Help us help you by supporting quality journalism
      You Must Believe in Spring
      Everything Must Change
      Tomatoes & Investments
  • Multimedia
    • Videos
    • Webinars
    • Polls
    • Slideshows
    • Charts / Infographics
    • Invesco logo shown on the floor of the New York Stock Exchange
      watch video
      1:28
      Invesco’s bid for performance gains
      watch video
      1:23
      The passive fixed-income glut
      watch video
      1:38
      Is it time for DC plans to embrace private equity?
      watch video
      5:39
      The coronavirus pandemic: One year later
    • New Outlook on Income: A Framework for Evaluating DC Retirement Income Solutions
      Investing in infrastructure at the right price
      Time for Action: Shifting Pension Dynamics from a Macro and Regulatory Relief Perspective
      Understanding the PEP Evolution
    • POLL: Cryptocurrency investing
      POLL: The Biden infrastructure plan
      POLL: Retirement income solutions
      POLL: Working after the pandemic
    • view gallery
      9 photos
      Coronavirus and the markets
      view gallery
      22 photos
      The 1,000 largest retirement funds: 2020
      view gallery
      10 photos
      Outlook 2020
      view gallery
      10 photos
      2019 as seen through the eyes of Roger
    • High-yield spreads narrow, default rates drop
      By the Numbers for April 2021
      Graphic: The state of DC plans
  • Events
    • Conferences
    • Webinars
    • DC Investment Lineup Virtual Series
      ESG Investing Virtual Series
      Private Markets Virtual Series
      Retirement Income Conference
    • New Outlook on Income: A Framework for Evaluating DC Retirement Income Solutions
      Investing in infrastructure at the right price
      Time for Action: Shifting Pension Dynamics from a Macro and Regulatory Relief Perspective
      Understanding the PEP Evolution
  • Careers
  • Research Center
MENU
Breadcrumb
  1. Home
  2. Print
March 21, 1994 12:00 AM

DIRECTORY OF DEFINED CONTRIBUTION PLAN SERVICE PROVIDERS;PART 3 OF 26

  • Tweet
  • Share
  • Share
  • Email
  • More
    Reprints Print

    ASB Capital Management

    1101 Pennsylvania Ave. N.W.; Wash ington, D.C. 20004; phone: (202) 383-6300; fax: (202) 347-0792

    SERVICES PROVIDED:

    Investment management

    800-NUMBER SERVICES:

    Performance data

    INVESTMENT MANAGEMENT:

    Total defined contribution assets: $1.32 billion

    Defined contribution clients: 25

    Management services are provided through:

    Proprietary mutual funds, run in-house

    Commingled funds, run in-house

    Contact: Terence W. Collins

    Asset Strategy Consulting

    11766 Wilshire Blvd., Los Angeles, Ca lif. 90025; phone: (310) 445-5400; fax: (310) 479-6499

    SERVICES PROVIDED:

    401(k) manager/provider selection

    performance measurement

    Employee presentations

    Defined contribution clients: 2

    Contact: T. Jon Williams

    The Bank of California

    475 Sansome St., San Francisco, Ca lif. 94111; phone: (415) 296-6609; fax: (415) 296-6611

    SERVICES PROVIDED:

    Investment management

    Record-keeping/administration

    On-going employee education

    Plan design

    Enrollment assistance

    On-going employee communications

    Toll-free, telephone voice-response system

    Trustee services

    Custodial

    IRS-approved prototype plan documents

    Plan consulting

    A full-service bundled product is offered

    800-NUMBER SERVICES:

    Account balance

    24-hour access

    INVESTMENT MANAGEMENT:

    Daily account valuation is offered

    Total defined contribution assets: $350 million

    Defined contribution clients: 1,850

    No. of participants in client plans: 12,000

    Management services are provided through:

    Proprietary mutual funds, run in-house

    Commingled funds, run in-house

    GICs

    Record-keeping/administrative services are supplied through:

    An in-house department

    Alliance partners:

    SPS Consulting

    Contact: John Dimalanta

    Bank IV

    P.O. Box 4, Wichita, Kan. 67201; phone: (316) 261-4555; fax: (316) 261-2111

    SERVICES PROVIDED:

    Investment management

    Record-keeping/administration

    On-going employee education

    Project-based employee education

    Plan design

    Enrollment assistance

    On-going employee communications

    Toll-free, telephone voice-response system

    Daily account valuation

    A full-service bundled product is offered

    800-NUMBER SERVICES:

    Account balance

    Account transfers

    24-hour access

    Live operators

    Changes to contribution allocations

    Loan request/processing

    Performance data

    Fund information

    Retirement planning aid

    INVESTMENT MANAGEMENT:

    Total defined contribution assets: $500 million

    Defined contribution clients: 500

    Management services are provided through:

    Proprietary mutual funds, run in-house

    Commingled funds, run in-house

    GICs

    Record-keeping/administrative services are supplied through:

    An alliance with other firms

    Contact: Roger A. Ramseyer

    Bank One Ohio Trust Co.

    100 E. Broad St., Columbus, Ohio 43271; phone: (614) 248-5278; fax: (614) 248-5804

    SERVICES PROVIDED:

    Investment management

    Record-keeping/administration

    On-going employee education

    Plan design

    Enrollment assistance

    On-going employee communications

    Toll-free, telephone voice-response system

    Daily account valuation

    A full-service bundled product is offered

    800-NUMBER SERVICES:

    Account balance

    Account transfers

    24-hour access

    Live operators

    Changes to contribution allocations

    Loan request/processing

    Performance data

    Fund information

    INVESTMENT MANAGEMENT:

    Total defined contribution assets: $1.5 billion

    Defined contribution clients: 2,900

    Management services are provided through:

    Proprietary mutual funds, run in-house

    Commingled funds, run in-house

    An alliance

    GICs

    Record-keeping/administrative services are supplied through:

    An in-house department

    An alliance

    Contact: Karen Barrett

    BayBank

    7 New England Executive Park; Burlington, Mass. 01803; phone: (617) 564-4637; fax: (617) 564-4695

    SERVICES PROVIDED:

    Investment management

    Record-keeping/administration

    On-going employee education

    Enrollment assistance

    On-going employee communications

    Prototype plans

    PC-based data transmittal

    PC access to account data

    A full-service bundled product is offered

    INVESTMENT MANAGEMENT:

    Total defined contribution assets: $1.02 billion

    Defined contribution clients: 383

    No. of participants in client plans: 15,000

    Management services are provided through:

    Proprietary mutual funds, run in-house

    Record-keeping/administrative services are supplied through:

    *An in-house department

    Contact: Eugene D. Mahoney

    BDO Seidman Financial

    Services

    40 Broad St., Suite 500, Boston, Mass. 02109; phone: (617) 422-7599; fax: (617) 422-0909

    SERVICES PROVIDED:

    Investment management

    Plan design

    On-going employee communications

    Investment return analysis

    Assistance in selecting custodians

    A full-service bundled product is not offered

    INVESTMENT MANAGEMENT:

    Total defined contribution assets: $16 million

    Defined contribution clients: 3

    No. of participants in client plans: 40

    Management services are provided through:

    Commingled funds, run externally

    Contact: Sylvia Leung

    Becker & Rooney

    300 Frank Burr Blvd., Teaneck, N.J. 07666-6768; phone: (201) 836- 6868; fax: (201) 836-2227

    SERVICES PROVIDED:

    Investment management

    Record-keeping/administration

    On-going employee education

    Project-based employee education

    Plan design

    Enrollment assistance

    On-going employee communications

    Toll-free, telephone voice-response system

    Daily account valuation is offered

    GIC consulting

    Insurance company credit research

    A full-service bundled product is offered

    800-NUMBER SERVICES:

    Account balance

    Account transfers

    24-hour access

    Changes to contribution allocations

    Loan request/processing

    Performance data

    INVESTMENT MANAGEMENT:

    Total defined contribution assets: $755 million

    Defined contribution clients: 41

    No. of participants in client plans: 500,000

    Management services are provided through:

    An alliance

    GICs

    Record-keeping/administrative services are supplied through:

    An alliance with other firms

    Contact: Murray L. Becker

    Benefit Administration Co.

    1301 Fifth Ave., Suite 3300, Seattle, Wash. 98101; phone: (206) 625- 1800; fax: (206) 682-7803

    SERVICES PROVIDED:

    Record-keeping/administration

    On-going employee education

    Project-based employee education

    Plan design

    Enrollment assistance

    On-going employee communications

    Toll-free, telephone voice-response system

    Performance measurement

    Flexible benefits administration

    Daily valuation recordkeeping

    A full-service bundled product is offered

    800-NUMBER SERVICES:

    Account balance

    Account transfers

    Live operators

    Changes to contribution allocations

    Loan request/processing

    Performance data

    Fund information

    Retirement planning aid

    Defined contribution clients: 250

    No. of participants in client plans: 100,000

    Record-keeping/administrative services are supplied through:

    An in-house department

    Contact: Timothy C. Hill

    Bidart & Ross Inc.

    6490 S. McCarran Blvd., Reno, Nev. 89509; phone: (702) 826-6400; fax: (702) 826-6698

    SERVICES PROVIDED:

    On-going employee education

    Project-based employee education

    On-going employee communications

    Manager or mutual fund searches

    Custodian searches

    Administrator and record-keeper searches

    On-going performance analysis

    A full-service bundled product is not offered

    Defined contribution clients: 16

    No. of participants in client plans: 20,000

    Management services are provided through:

    Contact: James Ross

    Alan D. Biller & Associates

    P.O. Box 30, Palo Alto, Calif. 94302; phone: (415) 328-7283; fax: (415) 323-4417

    SERVICES PROVIDED:

    Manager selection and monitoring

    Consolidated investment reporting

    Defined contribution clients: 3

    No. of participants in client plans: 2,000

    Contact: Alan D. Biller

    William Blair Mutual Funds

    222 W. Adams St., Chicago, Ill. 60603; phone: (312) 236-1600; fax: (312) 236-1497

    SERVICES PROVIDED:

    Investment management

    On-going employee education

    Plan design

    Enrollment assistance

    On-going employee communications

    Toll-free, telephone voice-response system

    Family of lifestyle funds

    A full-service bundled product is offered

    800-NUMBER SERVICES:

    Account balance

    Account transfers

    24-hour access

    Live operators

    Changes to contribution allocations

    Loan request processing

    Performance data

    Fund information

    INVESTMENT MANAGEMENT:

    Daily account valuation is offered

    Total defined contribution assets: $15 million

    Defined contribution clients: 8

    No. of participants in client plans: 1,400

    Management services are provided through:

    Proprietary mutual funds, run in-house

    An alliance

    GICs

    Alliance partners:

    State Street Bank & Trust - trustee, transfer agent and participant record-keeping; Trust Consultants Inc. - administrator

    Contact: Susan Carr

    Recommended for You
    Read the print edition of P&I
    Read the print edition of P&I
    Gender diversity is improving on FTSE 350 boards
    Gender diversity is improving on FTSE 350 boards
    FINRA honors Wharton's Olivia Mitchell with Ketchum Prize
    FINRA honors Wharton's Olivia Mitchell with Ketchum Prize
    Research for Institutional Money Management
    Sponsored Content: Research for Institutional Money Management
    sponsored
    Events
     
     
    Sponsored
    White Papers
    Bipsync Client Stories: RMS in Action at Pensions and Superannuation Funds
    COVID-19 Makes LP Portfolio Management More Important Than Ever
    China: the outlook is bright for longer-term investors
    Finding Differentiation in Securitized Assets
    Green and sustainable bonds in emerging markets
    Portfolio Protection: One Size Fits None
    View More
    Sponsored Content
    Partner Content
    The Industrialization of ESG Investment
    For institutional investors, ETFs can make meeting liquidity needs easier
    Gold: the most effective commodity investment
    2021 Investment Outlook | Investing Beyond the Pandemic: A Reset for Portfolios
    Ten ways retirement plan professionals add value to plan sponsors
    Gold: an efficient hedge
    View More
    E-MAIL NEWSLETTERS

    Sign up and get the best of News delivered straight to your email inbox, free of charge. Choose your news – we will deliver.

    Subscribe Today
    April 5, 2021 Page One

    Get access to the news, research and analysis of events affecting the retirement and institutional money management businesses from a worldwide network of reporters and editors.

    Subscribe
    Connect With Us
    • RSS
    • Twitter
    • Facebook
    • LinkedIn

    Our Mission

    To consistently deliver news, research and analysis to the executives who manage the flow of funds in the institutional investment market.

    pilogo-NEW
    About Us

    Main Office
    685 Third Avenue
    Tenth Floor
    New York, NY 10017-4036

    Chicago Office
    150 N. Michigan Ave.
    Chicago, IL 60601

    Contact Us

    Careers at Crain

    About Pensions & Investments

     

    Advertising
    • Media Kit
    • P&I Content Solutions
    • P&I Careers | Post a Job
    • Reprints & Permissions
    Resources
    • Subscribe
    • Newsletters
    • FAQ
    • P&I Research Center
    • Site map
    • Staff Directory
    Legal
    • Privacy Policy
    • Terms and Conditions
    • Privacy Request
    Pensions & Investments
    Copyright © 1996-2021. Crain Communications, Inc. All Rights Reserved.
    • NEWS
      • Asset owners and the coronavirus
      • Alternatives
      • Consultants
      • Coronavirus
      • Defined Contribution
      • ESG
      • Frontlines
      • Hedge Funds
      • Investing / Portfolio Strategies
      • Money Management
      • Pension Funds
      • People Moves
      • Private Equity
      • Real Estate
      • Searches & Hires News
      • SECURE Act
      • Special Reports
      • WorldPensionSummit
    • Data
      • Research Center
      • Searches & Hires Database
      • Searches & Hires News
      • RFPs
      • Charts / Infographics
      • Sponsored Research
      • Trackers
    • Insights
      • Opinion
      • White Papers
      • Industry Voices
      • Letters to the Editor
      • Partner Content
      • Publisher's Update
    • Multimedia
      • Videos
      • Webinars
      • Polls
      • Slideshows
      • Charts / Infographics
    • Events
      • Conferences
      • Webinars
    • Careers
    • Research Center