1101 Pennsylvania Ave. N.W.; Wash ington, D.C. 20004; phone: (202) 383-6300; fax: (202) 347-0792
SERVICES PROVIDED:
Investment management
800-NUMBER SERVICES:
Performance data
INVESTMENT MANAGEMENT:
Total defined contribution assets: $1.32 billion
Defined contribution clients: 25
Management services are provided through:
Proprietary mutual funds, run in-house
Commingled funds, run in-house
Contact: Terence W. Collins
Asset Strategy Consulting
11766 Wilshire Blvd., Los Angeles, Ca lif. 90025; phone: (310) 445-5400; fax: (310) 479-6499
SERVICES PROVIDED:
401(k) manager/provider selection
performance measurement
Employee presentations
Defined contribution clients: 2
Contact: T. Jon Williams
The Bank of California
475 Sansome St., San Francisco, Ca lif. 94111; phone: (415) 296-6609; fax: (415) 296-6611
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Trustee services
Custodial
IRS-approved prototype plan documents
Plan consulting
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
24-hour access
INVESTMENT MANAGEMENT:
Daily account valuation is offered
Total defined contribution assets: $350 million
Defined contribution clients: 1,850
No. of participants in client plans: 12,000
Management services are provided through:
Proprietary mutual funds, run in-house
Commingled funds, run in-house
GICs
Record-keeping/administrative services are supplied through:
An in-house department
Alliance partners:
SPS Consulting
Contact: John Dimalanta
Bank IV
P.O. Box 4, Wichita, Kan. 67201; phone: (316) 261-4555; fax: (316) 261-2111
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Project-based employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Daily account valuation
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Changes to contribution allocations
Loan request/processing
Performance data
Fund information
Retirement planning aid
INVESTMENT MANAGEMENT:
Total defined contribution assets: $500 million
Defined contribution clients: 500
Management services are provided through:
Proprietary mutual funds, run in-house
Commingled funds, run in-house
GICs
Record-keeping/administrative services are supplied through:
An alliance with other firms
Contact: Roger A. Ramseyer
Bank One Ohio Trust Co.
100 E. Broad St., Columbus, Ohio 43271; phone: (614) 248-5278; fax: (614) 248-5804
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Daily account valuation
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Changes to contribution allocations
Loan request/processing
Performance data
Fund information
INVESTMENT MANAGEMENT:
Total defined contribution assets: $1.5 billion
Defined contribution clients: 2,900
Management services are provided through:
Proprietary mutual funds, run in-house
Commingled funds, run in-house
An alliance
GICs
Record-keeping/administrative services are supplied through:
An in-house department
An alliance
Contact: Karen Barrett
BayBank
7 New England Executive Park; Burlington, Mass. 01803; phone: (617) 564-4637; fax: (617) 564-4695
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Enrollment assistance
On-going employee communications
Prototype plans
PC-based data transmittal
PC access to account data
A full-service bundled product is offered
INVESTMENT MANAGEMENT:
Total defined contribution assets: $1.02 billion
Defined contribution clients: 383
No. of participants in client plans: 15,000
Management services are provided through:
Proprietary mutual funds, run in-house
Record-keeping/administrative services are supplied through:
*An in-house department
Contact: Eugene D. Mahoney
BDO Seidman Financial
Services
40 Broad St., Suite 500, Boston, Mass. 02109; phone: (617) 422-7599; fax: (617) 422-0909
SERVICES PROVIDED:
Investment management
Plan design
On-going employee communications
Investment return analysis
Assistance in selecting custodians
A full-service bundled product is not offered
INVESTMENT MANAGEMENT:
Total defined contribution assets: $16 million
Defined contribution clients: 3
No. of participants in client plans: 40
Management services are provided through:
Commingled funds, run externally
Contact: Sylvia Leung
Becker & Rooney
300 Frank Burr Blvd., Teaneck, N.J. 07666-6768; phone: (201) 836- 6868; fax: (201) 836-2227
SERVICES PROVIDED:
Investment management
Record-keeping/administration
On-going employee education
Project-based employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Daily account valuation is offered
GIC consulting
Insurance company credit research
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Changes to contribution allocations
Loan request/processing
Performance data
INVESTMENT MANAGEMENT:
Total defined contribution assets: $755 million
Defined contribution clients: 41
No. of participants in client plans: 500,000
Management services are provided through:
An alliance
GICs
Record-keeping/administrative services are supplied through:
An alliance with other firms
Contact: Murray L. Becker
Benefit Administration Co.
1301 Fifth Ave., Suite 3300, Seattle, Wash. 98101; phone: (206) 625- 1800; fax: (206) 682-7803
SERVICES PROVIDED:
Record-keeping/administration
On-going employee education
Project-based employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Performance measurement
Flexible benefits administration
Daily valuation recordkeeping
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
Live operators
Changes to contribution allocations
Loan request/processing
Performance data
Fund information
Retirement planning aid
Defined contribution clients: 250
No. of participants in client plans: 100,000
Record-keeping/administrative services are supplied through:
An in-house department
Contact: Timothy C. Hill
Bidart & Ross Inc.
6490 S. McCarran Blvd., Reno, Nev. 89509; phone: (702) 826-6400; fax: (702) 826-6698
SERVICES PROVIDED:
On-going employee education
Project-based employee education
On-going employee communications
Manager or mutual fund searches
Custodian searches
Administrator and record-keeper searches
On-going performance analysis
A full-service bundled product is not offered
Defined contribution clients: 16
No. of participants in client plans: 20,000
Management services are provided through:
Contact: James Ross
Alan D. Biller & Associates
P.O. Box 30, Palo Alto, Calif. 94302; phone: (415) 328-7283; fax: (415) 323-4417
SERVICES PROVIDED:
Manager selection and monitoring
Consolidated investment reporting
Defined contribution clients: 3
No. of participants in client plans: 2,000
Contact: Alan D. Biller
William Blair Mutual Funds
222 W. Adams St., Chicago, Ill. 60603; phone: (312) 236-1600; fax: (312) 236-1497
SERVICES PROVIDED:
Investment management
On-going employee education
Plan design
Enrollment assistance
On-going employee communications
Toll-free, telephone voice-response system
Family of lifestyle funds
A full-service bundled product is offered
800-NUMBER SERVICES:
Account balance
Account transfers
24-hour access
Live operators
Changes to contribution allocations
Loan request processing
Performance data
Fund information
INVESTMENT MANAGEMENT:
Daily account valuation is offered
Total defined contribution assets: $15 million
Defined contribution clients: 8
No. of participants in client plans: 1,400
Management services are provided through:
Proprietary mutual funds, run in-house
An alliance
GICs
Alliance partners:
State Street Bank & Trust - trustee, transfer agent and participant record-keeping; Trust Consultants Inc. - administrator
Contact: Susan Carr
